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RRC

Red Rocks Capital Portfolio holdings

AUM $296M
1-Year Est. Return 1.84%
This Fund
S&P 500
This Quarter Est. Return
+3.82%
1 Year Est. Return
+1.84%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$378M
AUM Growth
+$8.73M
Cap. Flow
-$2.33M
Cap. Flow %
-0.62%
Top 10 Hldgs %
99.99%
Holding
20
New
–
Increased
16
Reduced
3
Closed
1

Top Buys

Rank Stock Value
1
DHR icon
Danaher
DHR
+$12.6M
2
JEF icon
Jefferies Financial Group
JEF
+$11.1M
3
ARES icon
Ares Management
ARES
+$8.47M
4
BN icon
Brookfield
BN
+$7.57M
5
CG icon
Carlyle Group
CG
+$4.74M

Top Sells

Rank Stock Value
1
CSWC icon
Capital Southwest
CSWC
+$23.6M
2
APO icon
Apollo Global Management
APO
+$13.2M
3
KKR icon
KKR & Co
KKR
+$9.39M
4
BX icon
Blackstone
BX
+$4.59M

Sector Composition

Rank Sector Weight
1 Financials 88.59%
2 Healthcare 11.4%
3 Energy 0%
4 Utilities 0%
5 Industrials 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BX icon
1
Blackstone
BX
$103B
$79.3M 20.99%
2,078,160
-127,117
-6% -$4.59M
CG icon
2
Carlyle Group
CG
$16.4B
$62.2M 16.48%
2,296,919
+178,353
+8% +$4.74M
KKR icon
3
KKR & Co
KKR
$90.1B
$58.2M 15.41%
2,551,752
-397,517
-13% -$9.39M
BN icon
4
Brookfield
BN
$105B
$57M 15.08%
4,537,522
+610,374
+16% +$7.57M
DHR icon
5
Danaher
DHR
$137B
$43.1M 11.4%
754,850
+219,802
+41% +$12.6M
APO icon
6
Apollo Global Management
APO
$71.7B
$25.5M 6.76%
1,181,551
-564,928
-32% -$13.2M
ARCC icon
7
Ares Capital
ARCC
$13.5B
$24.3M 6.42%
1,413,054
+232,561
+20% +$3.88M
JEF icon
8
Jefferies Financial Group
JEF
$12.8B
$18.5M 4.9%
928,323
+536,465
+137% +$11.1M
ARES icon
9
Ares Management
ARES
$28.7B
$9.63M 2.55%
519,169
+451,670
+669% +$8.47M
MIC
10
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
$11K ﹤0.01%
131
+64
+96% +$4.87K
BIP icon
11
Brookfield Infrastructure Partners
BIP
$19.1B
$8K ﹤0.01%
469
+230
+96% +$4.01K
Y
12
DELISTED
Alleghany Corp
Y
$8K ﹤0.01%
17
+9
+113% +$4.21K
NSLR
13
Neostellar Capital Corp
NSLR
$265M
$7K ﹤0.01%
1,135
+557
+96% +$3.49K
SLRC icon
14
SLR Investment Corp
SLRC
$685M
$6K ﹤0.01%
281
+139
+98% +$2.7K
CODI icon
15
Compass Diversified
CODI
$751M
$5K ﹤0.01%
305
+150
+97% +$2.5K
MFIC icon
16
MidCap Financial Investment
MFIC
$782M
$5K ﹤0.01%
224
+111
+98% +$2.5K
FCRD
17
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
$5K ﹤0.01%
408
+201
+97% +$2.35K
OCSI
18
DELISTED
Oaktree Strategic Income Corporation
OCSI
$5K ﹤0.01%
493
+243
+97% +$2.6K
OAK
19
DELISTED
OAKTREE CAPITAL GROUP, LLC
OAK
$5K ﹤0.01%
100
+49
+96% +$2.63K
CSWC icon
20
Capital Southwest
CSWC
$1.46B
– –
-1,692,868
Closed -$23.6M

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Red Rocks Capital's Q1 2015 Portfolio in Review

As of Q1 2015, Red Rocks Capital held 20 positions worth $378M, up 2.4% from $369M the previous quarter. Its ten largest holdings account for 100% of the portfolio.

Red Rocks Capital's Q1 2015 filing shows 16 increased, 3 reduced and 1 closed positions. The largest sale was Capital Southwest, an estimated $23.6M.

By sector, the portfolio is most concentrated in Financials at 89% of assets, down from 92% a quarter earlier, followed by Healthcare and Energy.

  • Red Rocks Capital added most to Danaher in Q1 2015, an estimated $12.6M increase.
  • Red Rocks Capital's biggest Q1 2015 reduction was Apollo Global Management, cutting an estimated $13.2M.
  • Red Rocks Capital fully exited Capital Southwest in Q1 2015, selling an estimated $23.6M.
  • Red Rocks Capital's ten largest holdings make up 100% of its $378M portfolio in Q1 2015.
  • Red Rocks Capital opened 0 new positions and closed 1 in Q1 2015.
  • Red Rocks Capital's portfolio value rose 2.4% quarter-over-quarter to $378M.

Based on Red Rocks Capital's 13F filing for Q1 2015, filed 15 May 2015.