Red Rocks Capital’s Ares Capital ARCC Stock Holding History

Red Rocks Capital’s Portfolio ARCC Stock Details ARCC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q2	$12.5M	Sell	756,854 -656,200	-46%	-$11M	4.21%	8
2015 Q1	$24.3M	Buy	1,413,054 +232,561	+20%	+$3.88M	6.42%	7
2014 Q4	$18.4M	Buy	+1,180,493	New	+$18.8M	4.99%	8

Other funds holding ARCC

TIM

Thornburg Investment Management Santa Fe, New Mexico $10.5B AUM 30.38% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $2.3T AUM 54.33% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

VNIM

Vaughan Nelson Investment Management Houston, Texas $11.3B AUM 53% 1-Year Est. Return

ClearBridge Investments New York $121B AUM 27.52% 1-Year Est. Return

BAM

Burgundy Asset Management Toronto, Ontario, Canada $10.6B AUM 13.39% 1-Year Est. Return

LCP

Lombardia Capital Partners Pasadena, California $110M AUM 13.11% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Red Rocks Capital's ARCC Position: Q2 2015 in Review

Red Rocks Capital reduced its Ares Capital (ARCC) stake by 46% in Q2 2015, selling an estimated $11M and leaving 756,854 shares worth $12.5M. The position accounts for 4.21% of the portfolio, ranked #8.

Red Rocks Capital first reported a position in ARCC in Q4 2014 and has held it in 3 quarters since. The position peaked at $24.3M in Q1 2015. 334 funds tracked by Wall St. Rank hold ARCC as of Q2 2015.

Red Rocks Capital held 756,854 shares of Ares Capital worth $12.5M as of Q2 2015.
Red Rocks Capital sold 656,200 Ares Capital shares in Q2 2015, an estimated $11M.
Ares Capital made up 4.21% of Red Rocks Capital's portfolio in Q2 2015, its #8 holding.
Red Rocks Capital first reported a position in Ares Capital in Q4 2014 and has held it in 3 quarters since.
Red Rocks Capital's Ares Capital position peaked at $24.3M in Q1 2015.
334 funds tracked by Wall St. Rank held Ares Capital as of Q2 2015.

Based on Red Rocks Capital's 13F filing for Q2 2015, filed 14 Aug 2015.