Red Rocks Capital’s Carlyle Group CG Stock Holding History

Red Rocks Capital’s Portfolio CG Stock Details CG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q2	$48.2M	Sell	1,713,433 -583,486	-25%	-$17.1M	16.32%	4
2015 Q1	$62.2M	Buy	2,296,919 +178,353	+8%	+$4.74M	16.48%	2
2014 Q4	$58.3M	Sell	2,118,566 -51,784	-2%	-$1.47M	15.79%	3
2014 Q3	$66.1M	Buy	2,170,350 +269,328	+14%	+$8.78M	18.64%	3
2014 Q2	$64.6M	Buy	1,901,022 +253,603	+15%	+$8.34M	17.81%	3
2014 Q1	$57.9M	Buy	1,647,419 +141,051	+9%	+$4.95M	17.12%	4
2013 Q4	$53.7M	Sell	1,506,368 -61,632	-4%	-$1.94M	16.73%	3
2013 Q3	$40.3M	Buy	1,568,000 +784,500	+100%	+$20.8M	13.79%	4
2013 Q2	$20.1M	Buy	+783,500	New	+$23.2M	8.09%	6

Other funds holding CG

BAMCO Inc New York $33.1B AUM 11.16% 1-Year Est. Return

EIP

Epoch Investment Partners New York $16.5B AUM 24.3% 1-Year Est. Return

Citigroup New York $235B AUM 32.99% 1-Year Est. Return

Deutsche Bank Frankfurt Am Main Ge, Germany $303B AUM 30.15% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

FAM

Fred Alger Management New York $22.8B AUM 64.63% 1-Year Est. Return

Neuberger Berman Group New York $131B AUM 28.36% 1-Year Est. Return

Marshall Wace London, United Kingdom $100B AUM 35.1% 1-Year Est. Return

ING Group Amsterdam, Netherlands $16.4B AUM 34.6% 1-Year Est. Return

Hawkins Capital Houston, Texas $55.4M AUM 11.12% 1-Year Est. Return

Red Rocks Capital's CG Position: Q2 2015 in Review

Red Rocks Capital reduced its Carlyle Group (CG) stake by 25% in Q2 2015, selling an estimated $17.1M and leaving 1,713,433 shares worth $48.2M. The position accounts for 16.32% of the portfolio, ranked #4.

Red Rocks Capital first reported a position in CG in Q2 2013 and has held it in 9 quarters since. The position peaked at $66.1M in Q3 2014. 135 funds tracked by Wall St. Rank hold CG as of Q2 2015.

Red Rocks Capital held 1,713,433 shares of Carlyle Group worth $48.2M as of Q2 2015.
Red Rocks Capital sold 583,486 Carlyle Group shares in Q2 2015, an estimated $17.1M.
Carlyle Group made up 16.32% of Red Rocks Capital's portfolio in Q2 2015, its #4 holding.
Red Rocks Capital first reported a position in Carlyle Group in Q2 2013 and has held it in 9 quarters since.
Red Rocks Capital's Carlyle Group position peaked at $66.1M in Q3 2014.
135 funds tracked by Wall St. Rank held Carlyle Group as of Q2 2015.

Based on Red Rocks Capital's 13F filing for Q2 2015, filed 14 Aug 2015.