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Carlyle Group

109 hedge funds and large institutions have $4.51B invested in Carlyle Group in 2014 Q3 according to their latest regulatory filings, with 14 funds opening new positions, 39 increasing their positions, 36 reducing their positions, and 19 closing their positions.

New
Increased
Maintained
Reduced
Closed

229% more capital invested

Capital invested by funds: $1.37B → $4.51B (+$3.14B)

20% more funds holding in top 10

Funds holding in top 10: 56 (+1)

8% more repeat investments, than reductions

Existing positions increased: 39 | Existing positions reduced: 36

5% more call options, than puts

Call options by funds: $10.8M | Put options by funds: $10.2M

4% less funds holding

Funds holding: 114109 (-5)

26% less first-time investments, than exits

New positions opened: 14 | Existing positions closed: 19

Holders
109
Holders Change
-5
Holders Change %
-4.39%
% of All Funds
3.16%
Holding in Top 10
6
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+20%
% of All Funds
0.17%
New
14
Increased
39
Reduced
36
Closed
19
Calls
$10.8M
Puts
$10.2M
Net Calls
+$537K
Net Calls Change
-$4.84M
Name Holding Trade Value Shares
Change
Change in
Stake
ACM
1
Americafirst Capital Management
California
$3.32B +$3.55M +108,846 New
Fidelity Investments
2
Fidelity Investments
Massachusetts
$204M +$9.63M +295,574 +5%
BAMCO Inc
3
BAMCO Inc
New York
$198M +$37M +1,135,529 +21%
PI
4
Putnam Investments
Massachusetts
$81.3M -$16.8M -513,876 -16%
FAM
5
Fred Alger Management
New York
$71.1M +$1.76M +54,002 +2%
CS
6
Credit Suisse
Switzerland
$70.8M -$251K -7,704 -0.3%
RRC
7
Red Rocks Capital
Colorado
$66.1M +$8.78M +269,328 +14%
PIM
8
Perkins Investment Management
Illinois
$65.8M +$251K +7,691 +0.4%
HC
9
Hawkins Capital
Texas
$58.2M +$391K +12,000 +0.6%
BMO
10
Beck Mack & Oliver
New York
$42.3M +$10.4M +319,404 +30%
Deutsche Bank
11
Deutsche Bank
Germany
$32.8M +$555K +17,038 +2%
HI
12
Honeywell International
North Carolina
$27.7M -$215K -6,600 -0.7%
AAMU
13
Amundi Asset Management US
Massachusetts
$23.4M -$2.99M -91,776 -11%
Robeco Institutional Asset Management
14
Robeco Institutional Asset Management
Netherlands
$21M -$19.3M -593,533 -46%
Bank of America
15
Bank of America
North Carolina
$19.4M -$2.2M -67,512 -10%
IG
16
ING Group
Netherlands
$17.3M +$2.76M +84,600 +18%
U
17
UBS
Switzerland
$13.1M +$6.42M +197,066 +85%
Invesco
18
Invesco
Georgia
$12.8M -$2.43M -74,624 -15%
Morgan Stanley
19
Morgan Stanley
New York
$11.5M -$3.75M -115,158 -23%
Citigroup
20
Citigroup
New York
$11M -$13.2M -403,559 -53%
Ameriprise
21
Ameriprise
Minnesota
$9.93M +$101K +3,102 +1%
MG
22
Markel Group
Virginia
$8.83M +$1.08M +33,000 +13%
SRCM
23
Swift Run Capital Management
Virginia
$8M -$154K -4,713 -2%
Allianz Asset Management
24
Allianz Asset Management
Germany
$7.34M -$1.13M -34,800 -13%
EIA
25
Edgemoor Investment Advisors
Maryland
$7.01M -$47.9K -1,470 -0.6%

CG Hedge Fund Activity: Q3 2014 in Review

109 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in Carlyle Group (CG) for Q3 2014, worth a combined $4.51B — up 229% from $1.37B a quarter earlier.

Sellers outnumbered buyers: 19 funds closed out of CG and 14 opened new positions — a net loss of 5 holders — while 36 trimmed existing stakes and 39 added.

The largest buyer was BAMCO Inc, adding an estimated $37M. The largest seller was Robeco Institutional Asset Management, cutting an estimated $19.3M.

  • 109 institutional investors held Carlyle Group (CG) as of Q3 2014, down from 114 in Q2 2014.
  • Funds reported $4.51B of Carlyle Group stock for Q3 2014, up 229% quarter-over-quarter.
  • 14 funds opened new Carlyle Group positions in Q3 2014 and 19 closed out, a net change of -5 holders.
  • The largest Carlyle Group buyer in Q3 2014 was BAMCO Inc, an estimated $37M added.
  • The largest Carlyle Group seller in Q3 2014 was Robeco Institutional Asset Management, an estimated $19.3M sold.

Based on aggregated 13F filings for Q3 2014.