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RRC
Red Rocks Capital Portfolio holdings
AUM
$296M
1-Year Est. Return
1.84%
This Fund
S&P 500
This Quarter
Est. Return
+20.24%
1 Year Est. Return
+1.84%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$321M
AUM Growth
+$28.3M
(+9.7%)
Cap. Flow
-$23.2M
Cap. Flow
% of AUM
-7.23%
Top 10 Holdings %
Top 10 Hldgs %
100%
Holding
12
New
2
Increased
4
Reduced
4
Closed
2
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Danaher
DHR
|
+$23.1M |
| 2 |
Apollo Global Management
APO
|
+$5.6M |
| 3 |
KKR & Co
KKR
|
+$4.13M |
| 4 |
Capital Southwest
CSWC
|
+$1.59M |
| 5 |
OAK
OAKTREE CAPITAL GROUP, LLC
OAK
|
+$1.32M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Brookfield
BN
|
+$27.2M |
| 2 |
ACTA
Actua Corp
ACTA
|
+$18.4M |
| 3 |
Jefferies Financial Group
JEF
|
+$8.36M |
| 4 |
Compass Diversified
CODI
|
+$2.56M |
| 5 |
Carlyle Group
CG
|
+$1.94M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 76.27% |
| 2 | Healthcare | 7.59% |
| 3 | Industrials | 4.3% |
| 4 | Technology | 0% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1
Blackstone
BX
$103B
| $65.9M | 20.56% |
2,133,175
+44,531
| +2% | +$1.21M |
|
|
2
KKR & Co
KKR
$90.8B
| $59.2M | 18.46% |
2,432,835
+179,485
| +8% | +$4.13M |
|
|
3
Carlyle Group
CG
$16.5B
| $53.7M | 16.73% |
1,506,368
-61,632
| -4% | -$1.94M |
|
|
4
Apollo Global Management
APO
$71.8B
| $53M | 16.51% |
1,676,051
+180,551
| +12% | +$5.6M |
|
|
ACAS
5
DELISTED
American Capital Ltd
ACAS
| $25.6M | 7.99% |
1,639,300
-109,500
| -6% | -$1.59M |
|
|
6
Danaher
DHR
$138B
| $24.3M | 7.59% |
+469,262
| New | +$23.1M |
|
|
7
Compass Diversified
CODI
$753M
| $13.8M | 4.3% |
703,241
-137,437
| -16% | -$2.56M |
|
|
OAK
8
DELISTED
OAKTREE CAPITAL GROUP, LLC
OAK
| $12.3M | 3.85% |
209,678
+23,778
| +13% | +$1.32M |
|
|
9
Brookfield
BN
$105B
| $11.2M | 3.5% |
1,234,424
-2,991,301
| -71% | -$27.2M |
|
|
10
Capital Southwest
CSWC
$1.46B
| $1.66M | 0.52% |
+129,390
| New | +$1.59M |
|
|
11
Jefferies Financial Group
JEF
$12.7B
| – | – |
-342,721
| Closed | -$8.36M |
|
|
ACTA
12
DELISTED
Actua Corp
ACTA
| – | – |
-1,299,572
| Closed | -$18.4M |
|
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Red Rocks Capital's Q4 2013 Portfolio in Review
As of Q4 2013, Red Rocks Capital held 12 positions worth $321M, up 9.7% from $293M the previous quarter. Its ten largest holdings account for 100% of the portfolio.
Red Rocks Capital withdrew a net $23.2M in Q4 2013, closing 2 positions and reducing 4 holdings. Its most notable exit was Actua Corp, an estimated $18.4M position sold in full.
By sector, the portfolio is most concentrated in Financials at 76% of assets, down from 77% a quarter earlier, followed by Healthcare and Industrials.
Against the trend, Red Rocks Capital opened a new position in Danaher worth $24.3M.
- Red Rocks Capital's largest Q4 2013 buy was Danaher: 469,262 shares worth $24.3M.
- Red Rocks Capital added most to Apollo Global Management in Q4 2013, an estimated $5.6M increase.
- Red Rocks Capital's biggest Q4 2013 reduction was Brookfield, cutting an estimated $27.2M.
- Red Rocks Capital fully exited Actua Corp in Q4 2013, selling an estimated $18.4M.
- Red Rocks Capital's ten largest holdings make up 100% of its $321M portfolio in Q4 2013.
- Red Rocks Capital opened 2 new positions and closed 2 in Q4 2013.
- Red Rocks Capital's portfolio value rose 9.7% quarter-over-quarter to $321M.
Based on Red Rocks Capital's 13F filing for Q4 2013, filed 14 Feb 2014.