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RRC

Red Rocks Capital Portfolio holdings

AUM $296M
1-Year Est. Return 1.84%
This Fund
S&P 500
This Quarter Est. Return
+9.38%
1 Year Est. Return
+1.84%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$293M
AUM Growth
+$44.5M
Cap. Flow
+$21.2M
Cap. Flow %
7.26%
Top 10 Hldgs %
100%
Holding
10
New
1
Increased
5
Reduced
4
Closed
–

Top Buys

Rank Stock Value
1
CG icon
Carlyle Group
CG
+$20.8M
2
CODI icon
Compass Diversified
CODI
+$14.9M
3
APO icon
Apollo Global Management
APO
+$630K
4
BX icon
Blackstone
BX
+$544K
5
JEF icon
Jefferies Financial Group
JEF
+$308K

Top Sells

Rank Stock Value
1
ACAS
American Capital Ltd
ACAS
+$7.12M
2
OAK
OAKTREE CAPITAL GROUP, LLC
OAK
+$6.9M
3
ACTA
Actua Corp
ACTA
+$1.83M
4
KKR icon
KKR & Co
KKR
+$226K

Sector Composition

Rank Sector Weight
1 Financials 77.03%
2 Technology 6.3%
3 Industrials 5.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BX icon
1
Blackstone
BX
$103B
$51M 17.44%
2,088,644
+24,456
+1% +$544K
KKR icon
2
KKR & Co
KKR
$90.1B
$46.4M 15.85%
2,253,350
-11,250
-0.5% -$226K
APO icon
3
Apollo Global Management
APO
$71.7B
$42.3M 14.45%
1,495,500
+23,500
+2% +$630K
CG icon
4
Carlyle Group
CG
$16.4B
$40.3M 13.79%
1,568,000
+784,500
+100% +$20.8M
BN icon
5
Brookfield
BN
$105B
$37M 12.65%
4,225,725
+10,315
+0.2% +$88.1K
ACAS
6
DELISTED
American Capital Ltd
ACAS
$24M 8.22%
1,748,800
-541,200
-24% -$7.12M
ACTA
7
DELISTED
Actua Corp
ACTA
$18.4M 6.3%
1,299,572
-142,900
-10% -$1.83M
CODI icon
8
Compass Diversified
CODI
$751M
$15M 5.12%
+840,678
New +$14.9M
OAK
9
DELISTED
OAKTREE CAPITAL GROUP, LLC
OAK
$9.73M 3.33%
185,900
-129,640
-41% -$6.9M
JEF icon
10
Jefferies Financial Group
JEF
$12.8B
$8.36M 2.86%
342,721
+12,847
+4% +$308K

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Red Rocks Capital's Q3 2013 Portfolio in Review

As of Q3 2013, Red Rocks Capital held 10 positions worth $293M, up 18% from $248M the previous quarter. Its ten largest holdings account for 100% of the portfolio.

Red Rocks Capital deployed $21.2M of net new capital in Q3 2013, opening 1 new position and adding to 5 existing holdings. Its largest new stake was Compass Diversified: 840,678 shares worth $15M.

By sector, the portfolio is most concentrated in Financials at 77% of assets, up from 75% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was American Capital Ltd, an estimated $7.12M trimmed.

  • Red Rocks Capital's largest Q3 2013 buy was Compass Diversified: 840,678 shares worth $15M.
  • Red Rocks Capital added most to Carlyle Group in Q3 2013, an estimated $20.8M increase.
  • Red Rocks Capital's biggest Q3 2013 reduction was American Capital Ltd, cutting an estimated $7.12M.
  • Red Rocks Capital's ten largest holdings make up 100% of its $293M portfolio in Q3 2013.
  • Red Rocks Capital opened 1 new position and closed 0 in Q3 2013.
  • Red Rocks Capital's portfolio value rose 18% quarter-over-quarter to $293M.

Based on Red Rocks Capital's 13F filing for Q3 2013, filed 14 Nov 2013.