We are live on ! Find out more
RRC

Red Rocks Capital Portfolio holdings

AUM $296M
1-Year Est. Return 1.84%
This Fund
S&P 500
This Quarter Est. Return
+3.17%
1 Year Est. Return
+1.84%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$369M
AUM Growth
+$14.3M
Cap. Flow
+$5.13M
Cap. Flow %
1.39%
Top 10 Hldgs %
99.99%
Holding
20
New
12
Increased
–
Reduced
8
Closed
–

Top Buys

Rank Stock Value
1
ARCC icon
Ares Capital
ARCC
+$18.8M
2
JEF icon
Jefferies Financial Group
JEF
+$8.09M
3
ARES icon
Ares Management
ARES
+$1.12M
4
MIC
Macquarie Infrastructure Holdings, LLC
MIC
+$4.56K
5
BIP icon
Brookfield Infrastructure Partners
BIP
+$3.81K

Top Sells

Rank Stock Value
1
OAK
OAKTREE CAPITAL GROUP, LLC
OAK
+$13.3M
2
KKR icon
KKR & Co
KKR
+$2.84M
3
BX icon
Blackstone
BX
+$2.35M
4
CG icon
Carlyle Group
CG
+$1.47M
5
DHR icon
Danaher
DHR
+$1.21M

Sector Composition

Rank Sector Weight
1 Financials 91.64%
2 Healthcare 8.35%
3 Energy 0%
4 Utilities 0%
5 Industrials 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BX icon
1
Blackstone
BX
$103B
$73.2M 19.84%
2,205,277
-75,038
-3% -$2.35M
KKR icon
2
KKR & Co
KKR
$90.6B
$68.5M 18.55%
2,949,269
-129,408
-4% -$2.84M
CG icon
3
Carlyle Group
CG
$16.4B
$58.3M 15.79%
2,118,566
-51,784
-2% -$1.47M
BN icon
4
Brookfield
BN
$105B
$46.1M 12.49%
3,927,148
-33,723
-0.9% -$379K
APO icon
5
Apollo Global Management
APO
$71.8B
$41.2M 11.16%
1,746,479
-46,501
-3% -$1.07M
DHR icon
6
Danaher
DHR
$138B
$30.8M 8.35%
535,048
-22,228
-4% -$1.21M
CSWC icon
7
Capital Southwest
CSWC
$1.46B
$23.6M 6.38%
1,692,868
-23,154
-1% -$316K
ARCC icon
8
Ares Capital
ARCC
$13.5B
$18.4M 4.99%
+1,180,493
New +$18.8M
JEF icon
9
Jefferies Financial Group
JEF
$12.7B
$7.87M 2.13%
+391,858
New +$8.09M
ARES icon
10
Ares Management
ARES
$28.9B
$1.16M 0.31%
+67,499
New +$1.12M
MIC
11
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
$5K ﹤0.01%
+67
New +$4.56K
BIP icon
12
Brookfield Infrastructure Partners
BIP
$19.3B
$4K ﹤0.01%
+239
New +$3.81K
Y
13
DELISTED
Alleghany Corp
Y
$4K ﹤0.01%
+8
New +$3.56K
CODI icon
14
Compass Diversified
CODI
$753M
$3K ﹤0.01%
+155
New +$2.68K
MFIC icon
15
MidCap Financial Investment
MFIC
$785M
$3K ﹤0.01%
+113
New +$2.71K
SLRC icon
16
SLR Investment Corp
SLRC
$684M
$3K ﹤0.01%
+142
New +$2.61K
NSLR
17
Neostellar Capital Corp
NSLR
$269M
$3K ﹤0.01%
+578
New +$3.57K
OCSI
18
DELISTED
Oaktree Strategic Income Corporation
OCSI
$3K ﹤0.01%
+250
New +$2.71K
OAK
19
DELISTED
OAKTREE CAPITAL GROUP, LLC
OAK
$3K ﹤0.01%
51
-275,450
-100% -$13.3M
FCRD
20
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
$2K ﹤0.01%
+207
New +$2.62K

Similar funds

F
FolioMetrix Omaha, Nebraska $239M AUM
R
RQSI Nassau, Bahamas $224M AUM
GMCM
Gruber & McBaine Capital Management San Francisco, California $369M AUM 12.23% 1-Year Est. Return
SBK
Steven B. Klinsky $220M AUM 4.28% 1-Year Est. Return
LG
Laidlaw Group Bedford Hills, New York $210M AUM 6.2% 1-Year Est. Return
HC
Highmount Capital New York $391M AUM 2.64% 1-Year Est. Return
PIM
PCO Investment Management Mill Valley, California $177M AUM
RP
Realm Partners New York $164M AUM 16.98% 1-Year Est. Return

Red Rocks Capital's Q4 2014 Portfolio in Review

As of Q4 2014, Red Rocks Capital held 20 positions worth $369M, up 4% from $355M the previous quarter. Its ten largest holdings account for 100% of the portfolio.

Red Rocks Capital's Q4 2014 filing shows 12 new and 8 reduced positions. Its largest new stake was Ares Capital: 1,180,493 shares worth $18.4M. The largest sale was OAKTREE CAPITAL GROUP, LLC, an estimated $13.3M.

By sector, the portfolio is most concentrated in Financials at 92% of assets, up from 88% a quarter earlier, followed by Healthcare and Energy.

  • Red Rocks Capital's largest Q4 2014 buy was Ares Capital: 1,180,493 shares worth $18.4M.
  • Red Rocks Capital's biggest Q4 2014 reduction was OAKTREE CAPITAL GROUP, LLC, cutting an estimated $13.3M.
  • Red Rocks Capital's ten largest holdings make up 100% of its $369M portfolio in Q4 2014.
  • Red Rocks Capital opened 12 new positions and closed 0 in Q4 2014.
  • Red Rocks Capital's portfolio value rose 4% quarter-over-quarter to $369M.

Based on Red Rocks Capital's 13F filing for Q4 2014, filed 17 Feb 2015.