Private Capital Group’s IndexIQ ETF Trust IQ U.S. Small Cap ETF CSML Stock Holding History

Private Capital Group’s Portfolio CSML Stock Details CSML Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-3,650	Closed	-$92K	–	2231
2019 Q3	$92K	Sell	3,650 -10,050	-73%	-$249K	0.02%	510
2019 Q2	$392K	Buy	13,700 +9,300	+211%	+$231K	0.09%	142
2019 Q1	$109K	Sell	4,400 -8,365	-66%	-$210K	0.02%	440
2018 Q4	$286K	Sell	12,765 -685	-5%	-$17.1K	0.06%	188
2018 Q3	$380K	Sell	13,450 -250	-2%	-$7.26K	0.08%	167
2018 Q2	$391K	Sell	13,700 -150	-1%	-$4.24K	0.08%	159
2018 Q1	$378K	Buy	13,850 +13,354	+2,692%	+$377K	0.08%	158
2017 Q4	$339	Buy	+496	New	+$13.7K	0.08%	161

Other funds holding CSML

NYLIM

New York Life Investment Management New York $11.8B AUM 23.45% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

CCM

Cribstone Capital Management Augusta, Maine $172M AUM 13.58% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Private Capital Group's CSML Position: Q4 2019 in Review

Private Capital Group sold out of IndexIQ ETF Trust IQ U.S. Small Cap ETF (CSML) in Q4 2019, closing a stake of 3,650 shares — an estimated $92K sold.

Private Capital Group first reported a position in CSML in Q4 2017 and held it in 8 quarters. The position peaked at $392K in Q2 2019. 30 funds tracked by Wall St. Rank hold CSML as of Q4 2019.

Private Capital Group reported no remaining IndexIQ ETF Trust IQ U.S. Small Cap ETF position as of Q4 2019 after selling out during the quarter.
Private Capital Group sold 3,650 IndexIQ ETF Trust IQ U.S. Small Cap ETF shares in Q4 2019, an estimated $92K.
Private Capital Group first reported a position in IndexIQ ETF Trust IQ U.S. Small Cap ETF in Q4 2017 and held it in 8 quarters.
Private Capital Group's IndexIQ ETF Trust IQ U.S. Small Cap ETF position peaked at $392K in Q2 2019.
30 funds tracked by Wall St. Rank held IndexIQ ETF Trust IQ U.S. Small Cap ETF as of Q4 2019.

Based on Private Capital Group's 13F filing for Q4 2019, filed 14 Feb 2020.