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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.11%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.14B
AUM Growth
+$507M
Cap. Flow
+$296M
Cap. Flow %
7.17%
Top 10 Hldgs %
22.42%
Holding
3,578
New
189
Increased
1,723
Reduced
908
Closed
144

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$31.3M
2
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$27.1M
3
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$25.4M
4
HDV
iShares Core High Dividend ETF
HDV
+$19.3M
5
PQDI
Principal Spectrum Preferred and Income ETF
PQDI
+$9.31M

Top Sells

Rank Stock Value
1
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$26.2M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$26.1M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.7M
4
BBJP icon
JPMorgan BetaBuilders Japan ETF
BBJP
+$9.44M
5
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$6.61M

Sector Composition

Rank Sector Weight
1 Technology 7.78%
2 Financials 4.3%
3 Consumer Discretionary 3.67%
4 Healthcare 3.64%
5 Industrials 2.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CEF icon
2401
Sprott Physical Gold and Silver Trust
CEF
$7.49B
$11K ﹤0.01%
450
– –
MOS icon
2402
The Mosaic Company
MOS
$7.1B
$11K ﹤0.01%
411
+22
+6% +$605
PSMR icon
2403
Pacer Swan SOS Moderate April ETF
PSMR
$90.2M
$11K ﹤0.01%
400
– –
BCD icon
2404
abrdn Bloomberg All Commodity Longer Dated Strategy K-1 Free ETF
BCD
$402M
$10.9K ﹤0.01%
335
-28
-8% -$884
EFT
2405
Eaton Vance Floating-Rate Income Trust
EFT
$284M
$10.9K ﹤0.01%
850
– –
CUK
2406
DELISTED
Carnival PLC
CUK
$10.9K ﹤0.01%
656
-265
-29% -$4.1K
FLTB icon
2407
Fidelity Limited Term Bond ETF
FLTB
$415M
$10.9K ﹤0.01%
217
– –
HTD
2408
John Hancock Tax-Advantaged Dividend Income Fund
HTD
$918M
$10.9K ﹤0.01%
471
-97
-17% -$2.07K
VAC icon
2409
Marriott Vacations Worldwide
VAC
$3.4B
$10.9K ﹤0.01%
148
+13
+10% +$1K
JHI
2410
John Hancock Investors Trust
JHI
$114M
$10.9K ﹤0.01%
773
– –
WDS icon
2411
Woodside Energy
WDS
$41.4B
$10.9K ﹤0.01%
630
+22
+4% +$390
INSP icon
2412
Inspire Medical Systems
INSP
$1.47B
$10.8K ﹤0.01%
51
+21
+70% +$3.65K
DBEF icon
2413
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.18B
$10.8K ﹤0.01%
256
– –
SUSB icon
2414
iShares ESG Aware 1-5 Year USD Corporate Bond ETF
SUSB
$1.3B
$10.7K ﹤0.01%
425
– –
KFRC icon
2415
Kforce
KFRC
$1.04B
$10.7K ﹤0.01%
174
+14
+9% +$896
SSTK icon
2416
Shutterstock
SSTK
$216M
$10.7K ﹤0.01%
302
+20
+7% +$738
ARMK icon
2417
Aramark
ARMK
$15.2B
$10.6K ﹤0.01%
274
-187
-41% -$6.6K
PAA icon
2418
Plains All American Pipeline
PAA
$17.1B
$10.6K ﹤0.01%
610
+390
+177% +$6.98K
DFUS
2419
Dimensional US Equity ETF
DFUS
$20.6B
$10.6K ﹤0.01%
170
+158
+1,317% +$9.46K
MTRN icon
2420
Materion
MTRN
$5.03B
$10.5K ﹤0.01%
94
+9
+11% +$1K
IFLN
2421
Invesco Bloomberg Enhanced Fallen Angels ETF
IFLN
$308M
$10.5K ﹤0.01%
566
-1
-0.2% -$18
BRC icon
2422
Brady Corp
BRC
$4.54B
$10.5K ﹤0.01%
137
– –
PCH
2423
DELISTED
PotlatchDeltic
PCH
$10.5K ﹤0.01%
233
-11
-5% -$466
PSMT icon
2424
Pricesmart
PSMT
$5.81B
$10.5K ﹤0.01%
114
+14
+14% +$1.21K
IWV icon
2425
iShares Russell 3000 ETF
IWV
$19.5B
$10.5K ﹤0.01%
32
– –
95 96
97
98 99

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2024 Portfolio in Review

As of Q3 2024, Principal Securities held 3,578 positions worth $4.14B, up 14% from $3.63B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $296M of net new capital in Q3 2024, opening 189 new positions and adding to 1,723 existing holdings. Its largest new stake was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.

By sector, the portfolio is most concentrated in Technology at 7.8% of assets, down from 8.4% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Russell Top 200 Growth ETF, an estimated $26.2M trimmed.

  • Principal Securities's largest Q3 2024 buy was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.
  • Principal Securities added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2024, an estimated $31.3M increase.
  • Principal Securities's biggest Q3 2024 reduction was iShares Russell Top 200 Growth ETF, cutting an estimated $26.2M.
  • Principal Securities fully exited Innovator Premium Income 40 Barrier ETF October in Q3 2024, selling an estimated $3.77M.
  • Principal Securities's ten largest holdings make up 22% of its $4.14B portfolio in Q3 2024.
  • Principal Securities opened 189 new positions and closed 144 in Q3 2024.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $4.14B.

Based on Principal Securities's 13F filing for Q3 2024, filed 28 Oct 2024.