Principal Securities’s iShares ESG Aware 1-5 Year USD Corporate Bond ETF SUSB Stock Holding History

Principal Securities’s Portfolio SUSB Stock Details SUSB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q4	–	Sell	-501	Closed	-$12.7K	–	3262
2025 Q3	$12.7K	Hold	501	–	–	﹤0.01%	2623
2025 Q2	$12.6K	Buy	501 +76	+18%	+$1.9K	﹤0.01%	2525
2025 Q1	$10.5K	Hold	425	–	–	﹤0.01%	2498
2024 Q4	$10.5K	Hold	425	–	–	﹤0.01%	2494
2024 Q3	$10.7K	Hold	425	–	–	﹤0.01%	2414
2024 Q2	$10.4K	Sell	425 -20	-4%	-$487	﹤0.01%	2369
2024 Q1	$10.9K	Hold	445	–	–	﹤0.01%	2286
2023 Q4	$10.9K	Buy	+445	New	+$10.7K	﹤0.01%	2200

Other funds holding SUSB

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Thrivent Financial for Lutherans Minneapolis, Minnesota $52.5B AUM 27.12% 1-Year Est. Return

EWA

EP Wealth Advisors Torrance, California $20.3B AUM

Acorns Advisers Irvine, California $13.5B AUM 15.15% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Principal Securities's SUSB Position: Q4 2025 in Review

Principal Securities sold out of iShares ESG Aware 1-5 Year USD Corporate Bond ETF (SUSB) in Q4 2025, closing a stake of 501 shares — an estimated $12.7K sold.

Principal Securities first reported a position in SUSB in Q4 2023 and held it in 8 quarters. The position peaked at $12.7K in Q3 2025. 306 funds tracked by Wall St. Rank hold SUSB as of Q4 2025.

Principal Securities reported no remaining iShares ESG Aware 1-5 Year USD Corporate Bond ETF position as of Q4 2025 after selling out during the quarter.
Principal Securities sold 501 iShares ESG Aware 1-5 Year USD Corporate Bond ETF shares in Q4 2025, an estimated $12.7K.
Principal Securities first reported a position in iShares ESG Aware 1-5 Year USD Corporate Bond ETF in Q4 2023 and held it in 8 quarters.
Principal Securities's iShares ESG Aware 1-5 Year USD Corporate Bond ETF position peaked at $12.7K in Q3 2025.
306 funds tracked by Wall St. Rank held iShares ESG Aware 1-5 Year USD Corporate Bond ETF as of Q4 2025.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.