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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+8.03%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.21B
AUM Growth
+$525M
Cap. Flow
+$332M
Cap. Flow %
10.35%
Top 10 Hldgs %
23.33%
Holding
3,415
New
205
Increased
1,606
Reduced
914
Closed
102

Top Buys

Rank Stock Value
1
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$104M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$32.7M
3
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$15.4M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$13.3M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$12.9M

Top Sells

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$20.7M
2
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$19.7M
3
QQQM icon
Invesco NASDAQ 100 ETF
QQQM
+$12.9M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$11.9M
5
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$11.1M

Sector Composition

Rank Sector Weight
1 Technology 7.74%
2 Financials 4.41%
3 Healthcare 3.74%
4 Consumer Discretionary 3.67%
5 Communication Services 2.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UGP icon
2351
Ultrapar
UGP
$6.74B
$9.66K ﹤0.01%
1,689
+1,303
+338% +$7.52K
HASI icon
2352
Hannon Armstrong Sustainable Infrastructure Capital
HASI
$4.95B
$9.66K ﹤0.01%
340
+1
+0.3% +$25
ITEQ icon
2353
Amplify BlueStar Israel Technology ETF
ITEQ
$113M
$9.65K ﹤0.01%
200
– –
GBCI icon
2354
Glacier Bancorp
GBCI
$6.45B
$9.63K ﹤0.01%
239
+30
+14% +$1.16K
IWV icon
2355
iShares Russell 3000 ETF
IWV
$19.5B
$9.6K ﹤0.01%
32
– –
SPMB icon
2356
State Street SPDR Portfolio Mortgage Backed Bond ETF
SPMB
$7B
$9.54K ﹤0.01%
439
-1,583
-78% -$34.4K
BUG icon
2357
Global X Cybersecurity ETF
BUG
$1.26B
$9.52K ﹤0.01%
320
+150
+88% +$4.5K
FLRT icon
2358
Pacer Aristotle Pacific Floating Rate High Income ETF
FLRT
$657M
$9.51K ﹤0.01%
+200
New +$9.48K
NOMD icon
2359
Nomad Foods
NOMD
$1.7B
$9.43K ﹤0.01%
482
– –
BRC icon
2360
Brady Corp
BRC
$4.6B
$9.43K ﹤0.01%
159
+64
+67% +$3.82K
KD icon
2361
Kyndryl
KD
$2.94B
$9.42K ﹤0.01%
433
-10
-2% -$213
NWN icon
2362
Northwest Natural Holdings
NWN
$2.18B
$9.42K ﹤0.01%
253
-363
-59% -$13.6K
CMCO icon
2363
Columbus McKinnon
CMCO
$467M
$9.37K ﹤0.01%
210
+6
+3% +$243
SSTK icon
2364
Shutterstock
SSTK
$220M
$9.35K ﹤0.01%
204
-7
-3% -$334
FAD icon
2365
First Trust Multi Cap Growth AlphaDEX Fund
FAD
$559M
$9.34K ﹤0.01%
75
– –
XTN icon
2366
State Street SPDR S&P Transportation ETF
XTN
$401M
$9.32K ﹤0.01%
110
-117
-52% -$9.54K
PRLB icon
2367
Protolabs
PRLB
$1.78B
$9.29K ﹤0.01%
260
+102
+65% +$3.68K
STVN icon
2368
Stevanato
STVN
$5.5B
$9.24K ﹤0.01%
288
-63
-18% -$1.92K
HYDB icon
2369
iShares High Yield Systematic Bond ETF
HYDB
$1.61B
$9.2K ﹤0.01%
197
-107
-35% -$4.96K
DOCN icon
2370
DigitalOcean
DOCN
$13.2B
$9.2K ﹤0.01%
241
-94
-28% -$3.49K
RRX icon
2371
Regal Rexnord
RRX
$13.5B
$9.19K ﹤0.01%
51
-81
-61% -$12.6K
QQQX icon
2372
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.43B
$9.17K ﹤0.01%
380
– –
CEF icon
2373
Sprott Physical Gold and Silver Trust
CEF
$7.35B
$9.15K ﹤0.01%
450
-50
-10% -$950
PETQ
2374
DELISTED
PetIQ, Inc. Class A Common Stock
PETQ
$9.14K ﹤0.01%
500
– –
DMO
2375
Western Asset Mortgage Opportunity Fund
DMO
$119M
$9.07K ﹤0.01%
775
– –
93 94
95
96 97

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q1 2024 Portfolio in Review

As of Q1 2024, Principal Securities held 3,415 positions worth $3.21B, up 20% from $2.68B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Principal Securities deployed $332M of net new capital in Q1 2024, opening 205 new positions and adding to 1,606 existing holdings. Its largest new stake was Innovator Premium Income 40 Barrier ETF - January: 80,201 shares worth $1.97M.

By sector, the portfolio is most concentrated in Technology at 7.7% of assets, up from 7.4% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Value ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q1 2024 buy was Innovator Premium Income 40 Barrier ETF - January: 80,201 shares worth $1.97M.
  • Principal Securities added most to Principal Exchange-Traded Funds Principal US Mega-Cap ETF in Q1 2024, an estimated $104M increase.
  • Principal Securities's biggest Q1 2024 reduction was State Street SPDR Portfolio S&P 500 Value ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited ProShares S&P 500 ex-Financials ETF in Q1 2024, selling an estimated $2.26M.
  • Principal Securities's ten largest holdings make up 23% of its $3.21B portfolio in Q1 2024.
  • Principal Securities opened 205 new positions and closed 102 in Q1 2024.
  • Principal Securities's portfolio value rose 20% quarter-over-quarter to $3.21B.

Based on Principal Securities's 13F filing for Q1 2024, filed 10 May 2024.