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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+2.02%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.48B
AUM Growth
+$410M
Cap. Flow
+$322M
Cap. Flow %
4.96%
Top 10 Hldgs %
22.1%
Holding
3,741
New
9
Increased
908
Reduced
405
Closed
2,395

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$62.9M
2
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$22M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$19.8M
4
PIEQ
Principal International Equity ETF
PIEQ
+$19M
5
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$18.9M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$20.7M
2
PSET icon
Principal Exchange-Traded Funds Principal Quality ETF
PSET
+$18.7M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$11.6M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$11M
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$8.76M

Sector Composition

Rank Sector Weight
1 Technology 8.7%
2 Financials 4.45%
3 Consumer Discretionary 3.26%
4 Healthcare 3.17%
5 Communication Services 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ACN icon
201
Accenture
ACN
$89.9B
$6.17M 0.1%
23,006
+3,798
+20% +$965K
VSS icon
202
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.2B
$6.15M 0.1%
42,940
-3,531
-8% -$503K
TDG icon
203
TransDigm Group
TDG
$69.2B
$6.1M 0.09%
4,589
+8
+0.2% +$10.5K
GTIP icon
204
Goldman Sachs Access Inflation Protected USD Bond ETF
GTIP
$292M
$6.08M 0.09%
123,775
+4,518
+4% +$225K
PG icon
205
Procter & Gamble
PG
$343B
$5.98M 0.09%
41,712
+4,696
+13% +$692K
BN icon
206
Brookfield
BN
$102B
$5.97M 0.09%
130,178
+4,134
+3% +$189K
ANET icon
207
Arista Networks
ANET
$219B
$5.97M 0.09%
45,551
+2,002
+5% +$276K
MRK icon
208
Merck
MRK
$324B
$5.94M 0.09%
56,475
+9,229
+20% +$866K
EVTR icon
209
Eaton Vance Total Return Bond ETF
EVTR
$5.6B
$5.86M 0.09%
113,715
+9,613
+9% +$497K
PJUL icon
210
Innovator US Equity Power Buffer ETF July
PJUL
$1.18B
$5.82M 0.09%
125,387
-644
-0.5% -$29.6K
MCD icon
211
McDonald's
MCD
$188B
$5.81M 0.09%
18,999
+1,774
+10% +$543K
JCPB icon
212
JPMorgan Core Plus Bond ETF
JCPB
$13.8B
$5.79M 0.09%
122,320
+10,469
+9% +$498K
AMGN icon
213
Amgen
AMGN
$203B
$5.78M 0.09%
17,665
+1,246
+8% +$395K
XLI icon
214
State Street Industrial Select Sector SPDR ETF
XLI
$33.9B
$5.77M 0.09%
37,205
+442
+1% +$68K
SPSM icon
215
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$16.9B
$5.76M 0.09%
123,005
+18,783
+18% +$876K
DGRO icon
216
iShares Core Dividend Growth ETF
DGRO
$42.6B
$5.68M 0.09%
81,762
-8,293
-9% -$570K
SCHD icon
217
Schwab US Dividend Equity ETF
SCHD
$102B
$5.67M 0.09%
206,537
+1,573
+0.8% +$42.8K
CII icon
218
BlackRock Enhanced Captial and Income Fund
CII
$1B
$5.63M 0.09%
240,887
-38,580
-14% -$915K
KOCT icon
219
Innovator US Small Cap Power Buffer ETF October
KOCT
$143M
$5.63M 0.09%
167,161
+159,914
+2,207% +$5.33M
SCHO icon
220
Schwab Short-Term US Treasury ETF
SCHO
$12.7B
$5.62M 0.09%
230,564
+16,535
+8% +$403K
UNP icon
221
Union Pacific
UNP
$183B
$5.62M 0.09%
24,287
+7,258
+43% +$1.66M
CB icon
222
Chubb
CB
$140B
$5.61M 0.09%
17,988
+2,630
+17% +$769K
NJUL icon
223
Innovator Growth-100 Power Buffer ETF July
NJUL
$244M
$5.49M 0.08%
75,639
-564
-0.7% -$40.5K
MGK icon
224
Vanguard Mega Cap Growth ETF
MGK
$31.9B
$5.49M 0.08%
66,530
+50,330
+311% +$4.13M
AZN icon
225
AstraZeneca
AZN
$263B
$5.47M 0.08%
29,764
+1,187
+4% +$208K
7 8
9
10 11

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q4 2025 Portfolio in Review

As of Q4 2025, Principal Securities held 3,741 positions worth $6.48B, up 6.8% from $6.07B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $322M of net new capital in Q4 2025, opening 9 new positions and adding to 908 existing holdings. Its largest new stake was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 8.8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q4 2025 buy was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q4 2025, an estimated $62.9M increase.
  • Principal Securities's biggest Q4 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited Goldman Sachs ActiveBeta World Equity ETF in Q4 2025, selling an estimated $6.39M.
  • Principal Securities's ten largest holdings make up 22% of its $6.48B portfolio in Q4 2025.
  • Principal Securities opened 9 new positions and closed 2,395 in Q4 2025.
  • Principal Securities's portfolio value rose 6.8% quarter-over-quarter to $6.48B.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.