We are live on ! Find out more
PS

Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.62%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.07B
AUM Growth
+$750M
Cap. Flow
+$423M
Cap. Flow %
6.97%
Top 10 Hldgs %
21.64%
Holding
3,874
New
201
Increased
1,741
Reduced
1,019
Closed
143

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.4M
2
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$28.8M
3
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$24.1M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$23.7M
5
PIEQ
Principal International Equity ETF
PIEQ
+$23.1M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$34.2M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.3M
3
EWY icon
iShares MSCI South Korea ETF
EWY
+$10.1M
4
VOX icon
Vanguard Communication Services ETF
VOX
+$9.41M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$5.01M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Financials 4.51%
3 Consumer Discretionary 3.45%
4 Communication Services 3.01%
5 Healthcare 2.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ANF icon
2126
Abercrombie & Fitch
ANF
$4.58B
$35.6K ﹤0.01%
417
-261
-38% -$24.4K
OCTH icon
2127
Innovator Premium Income 20 Barrier ETF October
OCTH
$18.1M
$35.5K ﹤0.01%
1,475
– –
FUMB icon
2128
First Trust Ultra Short Duration Municipal ETF
FUMB
$246M
$35.4K ﹤0.01%
1,763
– –
PNQI icon
2129
Invesco NASDAQ Internet ETF
PNQI
$526M
$35.4K ﹤0.01%
634
– –
DBA icon
2130
Invesco DB Agriculture Fund
DBA
$1.24B
$35.2K ﹤0.01%
1,315
– –
SPGP icon
2131
Invesco S&P 500 GARP ETF
SPGP
$2.26B
$35.1K ﹤0.01%
309
+213
+222% +$23.6K
CWI icon
2132
State Street SPDR MSCI ACWI ex-US ETF
CWI
$2.73B
$34.9K ﹤0.01%
1,000
– –
KIM icon
2133
Kimco Realty
KIM
$17.7B
$34.7K ﹤0.01%
1,588
+98
+7% +$2.13K
MTH icon
2134
Meritage Homes
MTH
$4.89B
$34.5K ﹤0.01%
477
-4
-0.8% -$297
MKSI icon
2135
MKS Inc
MKSI
$19.3B
$34.5K ﹤0.01%
279
+26
+10% +$2.77K
JMEE icon
2136
JPMorgan Small & Mid Cap Enhanced Equity ETF
JMEE
$2.87B
$34.5K ﹤0.01%
544
+220
+68% +$13.6K
LADR
2137
Ladder Capital
LADR
$1.26B
$34.4K ﹤0.01%
3,157
+8
+0.3% +$90
ECG
2138
Everus Construction Group
ECG
$5.98B
$34.3K ﹤0.01%
400
-32
-7% -$2.38K
BOXX icon
2139
Alpha Architect 1-3 Month Box ETF
BOXX
$13.1B
$34.2K ﹤0.01%
300
-700
-70% -$79.3K
FYX icon
2140
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.38B
$34.1K ﹤0.01%
313
-6,113
-95% -$635K
ONC
2141
BeOne Medicines Ltd
ONC
$34.3B
$34.1K ﹤0.01%
100
+16
+19% +$4.86K
FSMB icon
2142
First Trust Short Duration Managed Municipal ETF
FSMB
$619M
$34K ﹤0.01%
1,695
+143
+9% +$2.86K
CHE icon
2143
Chemed
CHE
$6.87B
$34K ﹤0.01%
76
-6
-7% -$2.72K
KWR icon
2144
Quaker Houghton
KWR
$2.67B
$34K ﹤0.01%
258
+134
+108% +$17.6K
HYEM icon
2145
VanEck Emerging Markets High Yield Bond ETF
HYEM
$522M
$34K ﹤0.01%
1,695
+574
+51% +$11.5K
RBC icon
2146
RBC Bearings
RBC
$18.2B
$34K ﹤0.01%
87
– –
MYD
2147
DELISTED
BlackRock MuniYield Fund
MYD
$34K ﹤0.01%
3,215
– –
INVA icon
2148
Innoviva
INVA
$1.61B
$33.9K ﹤0.01%
1,860
+5
+0.3% +$97
KE
2149
Kimball Electronics
KE
$593M
$33.8K ﹤0.01%
1,133
– –
RGEN icon
2150
Repligen
RGEN
$8.2B
$33.8K ﹤0.01%
253
-20
-7% -$2.43K
84 85
86
87 88

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2025 Portfolio in Review

As of Q3 2025, Principal Securities held 3,874 positions worth $6.07B, up 14% from $5.32B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $423M of net new capital in Q3 2025, opening 201 new positions and adding to 1,741 existing holdings. Its largest new stake was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, up from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $34.2M trimmed.

  • Principal Securities's largest Q3 2025 buy was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.
  • Principal Securities added most to iShares Core S&P 500 ETF in Q3 2025, an estimated $38.4M increase.
  • Principal Securities's biggest Q3 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $34.2M.
  • Principal Securities fully exited Fidelity Disruptive Technology ETF in Q3 2025, selling an estimated $817K.
  • Principal Securities's ten largest holdings make up 22% of its $6.07B portfolio in Q3 2025.
  • Principal Securities opened 201 new positions and closed 143 in Q3 2025.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $6.07B.

Based on Principal Securities's 13F filing for Q3 2025, filed 12 Nov 2025.