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Principal Securities’s First Trust Short Duration Managed Municipal ETF FSMB Stock Holding History

Principal Securities’s Portfolio FSMB Stock Details FSMB Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2025
Q4 		– Sell
-1,695
Closed -$34K – 2147
2025
Q3 		$34K Buy
1,695
+143
+9% +$2.86K ﹤0.01% 2142
2025
Q2 		$30.9K Hold
1,552
– – ﹤0.01% 2113
2025
Q1 		$30.8K Hold
1,552
– – ﹤0.01% 1973
2024
Q4 		$30.8K Hold
1,552
– – ﹤0.01% 1970
2024
Q3 		$31.1K Hold
1,552
– – ﹤0.01% 1903
2024
Q2 		$30.7K Buy
1,552
+507
+49% +$10K ﹤0.01% 1852
2024
Q1 		$20.7K Hold
1,045
– – ﹤0.01% 1986
2023
Q4 		$20.8K Buy
+1,045
New +$20.5K ﹤0.01% 1899

Other funds holding FSMB

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Corient Private Wealth
Corient Private Wealth Miami, Florida $69.9B AUM 22.19% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
RWB
RMR Wealth Builders Montclair, New Jersey $1.61B AUM 27.77% 1-Year Est. Return
HighTower Advisors
HighTower Advisors Chicago, Illinois $94.2B AUM 21.24% 1-Year Est. Return
PP
PFS Partners Mine Hill, New Jersey $247M AUM 29.02% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
TA
TruWealth Advisors Metairie, Louisiana $2.08B AUM 21.15% 1-Year Est. Return
NA
NewEdge Advisors New Orleans, Louisiana $27.7B AUM 22.98% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Principal Securities's FSMB Position: Q4 2025 in Review

Principal Securities sold out of First Trust Short Duration Managed Municipal ETF (FSMB) in Q4 2025, closing a stake of 1,695 shares — an estimated $34K sold.

Principal Securities first reported a position in FSMB in Q4 2023 and held it in 8 quarters. The position peaked at $34K in Q3 2025. 140 funds tracked by Wall St. Rank hold FSMB as of Q4 2025.

  • Principal Securities reported no remaining First Trust Short Duration Managed Municipal ETF position as of Q4 2025 after selling out during the quarter.
  • Principal Securities sold 1,695 First Trust Short Duration Managed Municipal ETF shares in Q4 2025, an estimated $34K.
  • Principal Securities first reported a position in First Trust Short Duration Managed Municipal ETF in Q4 2023 and held it in 8 quarters.
  • Principal Securities's First Trust Short Duration Managed Municipal ETF position peaked at $34K in Q3 2025.
  • 140 funds tracked by Wall St. Rank held First Trust Short Duration Managed Municipal ETF as of Q4 2025.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.