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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.62%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.07B
AUM Growth
+$750M
Cap. Flow
+$423M
Cap. Flow %
6.97%
Top 10 Hldgs %
21.64%
Holding
3,874
New
201
Increased
1,741
Reduced
1,019
Closed
143

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.4M
2
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$28.8M
3
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$24.1M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$23.7M
5
PIEQ
Principal International Equity ETF
PIEQ
+$23.1M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$34.2M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.3M
3
EWY icon
iShares MSCI South Korea ETF
EWY
+$10.1M
4
VOX icon
Vanguard Communication Services ETF
VOX
+$9.41M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$5.01M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Financials 4.51%
3 Consumer Discretionary 3.45%
4 Communication Services 3.01%
5 Healthcare 2.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XHR
2101
Xenia Hotels & Resorts
XHR
$2.01B
$37.2K ﹤0.01%
2,712
+646
+31% +$8.78K
HEEM icon
2102
iShares Currency Hedged MSCI Emerging Markets
HEEM
$271M
$37.2K ﹤0.01%
1,105
– –
CCOI icon
2103
Cogent Communications
CCOI
$649M
$37.1K ﹤0.01%
968
+906
+1,461% +$37.8K
UFOX
2104
Defiance Space and Connective Tech ETF
UFOX
$825M
$37K ﹤0.01%
600
– –
VFL
2105
DELISTED
abrdn National Municipal Income Fund
VFL
$36.9K ﹤0.01%
3,597
-500
-12% -$4.88K
ILCB icon
2106
iShares Morningstar US Equity ETF
ILCB
$1.26B
$36.9K ﹤0.01%
399
– –
AES icon
2107
AES
AES
$10.6B
$36.8K ﹤0.01%
2,799
+1,143
+69% +$14.8K
NOK icon
2108
Nokia
NOK
$49.9B
$36.8K ﹤0.01%
7,657
+421
+6% +$1.9K
JAZZ icon
2109
Jazz Pharmaceuticals
JAZZ
$16.1B
$36.8K ﹤0.01%
279
+25
+10% +$3K
GPOR icon
2110
Gulfport Energy Corp
GPOR
$2.76B
$36.7K ﹤0.01%
203
+4
+2% +$696
EZU icon
2111
iShare MSCI Eurozone ETF
EZU
$9.44B
$36.6K ﹤0.01%
591
+26
+5% +$1.56K
PFIX icon
2112
Simplify Interest Rate Hedge ETF
PFIX
$165M
$36.5K ﹤0.01%
757
+100
+15% +$5.38K
FOCT icon
2113
FT Vest US Equity Buffer ETF October
FOCT
$1.16B
$36.4K ﹤0.01%
767
– –
CPB icon
2114
Campbell Soup
CPB
$6.8B
$36.4K ﹤0.01%
1,153
+647
+128% +$20.9K
RITM icon
2115
Rithm Capital
RITM
$5.46B
$36.3K ﹤0.01%
3,185
+464
+17% +$5.62K
SNDK
2116
Sandisk
SNDK
$162B
$36.2K ﹤0.01%
323
-43
-12% -$2.51K
QBUF
2117
Innovator Nasdaq-100 10 Buffer ETF Quarterly
QBUF
$161M
$36.2K ﹤0.01%
1,261
– –
FDHY icon
2118
Fidelity High Yield Factor ETF
FDHY
$568M
$36.2K ﹤0.01%
734
-241
-25% -$11.8K
IYLD icon
2119
iShares Morningstar Multi-Asset Income ETF
IYLD
$125M
$36.1K ﹤0.01%
1,699
+321
+23% +$6.7K
EMNT icon
2120
PIMCO Enhanced Short Maturity Active ESG ETF
EMNT
$212M
$36.1K ﹤0.01%
365
-618
-63% -$61K
TPYP icon
2121
Tortoise North American Pipeline ETF
TPYP
$868M
$36K ﹤0.01%
987
-46
-4% -$1.63K
NUMV icon
2122
Nuveen ESG Mid-Cap Value ETF
NUMV
$455M
$35.9K ﹤0.01%
928
+59
+7% +$2.21K
PBH icon
2123
Prestige Consumer Healthcare
PBH
$2.45B
$35.9K ﹤0.01%
575
-393
-41% -$27.4K
LEMB icon
2124
iShares JPMorgan EM Local Currency Bond ETF
LEMB
$736M
$35.8K ﹤0.01%
869
– –
QJUN icon
2125
FT Vest Growth-100 Buffer ETF June
QJUN
$640M
$35.7K ﹤0.01%
1,146
– –
83 84
85
86 87

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2025 Portfolio in Review

As of Q3 2025, Principal Securities held 3,874 positions worth $6.07B, up 14% from $5.32B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $423M of net new capital in Q3 2025, opening 201 new positions and adding to 1,741 existing holdings. Its largest new stake was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, up from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $34.2M trimmed.

  • Principal Securities's largest Q3 2025 buy was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.
  • Principal Securities added most to iShares Core S&P 500 ETF in Q3 2025, an estimated $38.4M increase.
  • Principal Securities's biggest Q3 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $34.2M.
  • Principal Securities fully exited Fidelity Disruptive Technology ETF in Q3 2025, selling an estimated $817K.
  • Principal Securities's ten largest holdings make up 22% of its $6.07B portfolio in Q3 2025.
  • Principal Securities opened 201 new positions and closed 143 in Q3 2025.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $6.07B.

Based on Principal Securities's 13F filing for Q3 2025, filed 12 Nov 2025.