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Principal Securities’s FT Vest US Equity Buffer ETF October FOCT Stock Holding History

Principal Securities’s Portfolio FOCT Stock Details FOCT Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2025
Q4 		– Sell
-767
Closed -$36.4K – 2127
2025
Q3 		$36.4K Hold
767
– – ﹤0.01% 2113
2025
Q2 		$34.3K Hold
767
– – ﹤0.01% 2056
2025
Q1 		$32.7K Hold
767
– – ﹤0.01% 1953
2024
Q4 		$32.7K Buy
+767
New +$32.8K ﹤0.01% 1950

Other funds holding FOCT

Envestnet Asset Management
Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return
Raymond James Financial
Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return
Cetera Investment Advisers
Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return
AssetMark Inc
AssetMark Inc Concord, California $49B AUM 17.78% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
BFG
Bleakley Financial Group Fairfield, New Jersey $6.39B AUM 26.33% 1-Year Est. Return
Osaic Holdings
Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return
AI
Atria Investments Charlotte, North Carolina $8.94B AUM 20.84% 1-Year Est. Return
RFG
REAP Financial Group Austin, Texas $507M AUM 18.73% 1-Year Est. Return

Principal Securities's FOCT Position: Q4 2025 in Review

Principal Securities sold out of FT Vest US Equity Buffer ETF October (FOCT) in Q4 2025, closing a stake of 767 shares — an estimated $36.4K sold.

Principal Securities first reported a position in FOCT in Q4 2024 and held it in 4 quarters. The position peaked at $36.4K in Q3 2025. 145 funds tracked by Wall St. Rank hold FOCT as of Q4 2025.

  • Principal Securities reported no remaining FT Vest US Equity Buffer ETF October position as of Q4 2025 after selling out during the quarter.
  • Principal Securities sold 767 FT Vest US Equity Buffer ETF October shares in Q4 2025, an estimated $36.4K.
  • Principal Securities first reported a position in FT Vest US Equity Buffer ETF October in Q4 2024 and held it in 4 quarters.
  • Principal Securities's FT Vest US Equity Buffer ETF October position peaked at $36.4K in Q3 2025.
  • 145 funds tracked by Wall St. Rank held FT Vest US Equity Buffer ETF October as of Q4 2025.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.