Principal Securities’s Nuveen ESG Mid-Cap Value ETF NUMV Stock Holding History

Principal Securities’s Portfolio NUMV Stock Details NUMV Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q4	–	Sell	-928	Closed	-$35.9K	–	2780
2025 Q3	$35.9K	Buy	928 +59	+7%	+$2.21K	﹤0.01%	2122
2025 Q2	$31.3K	Hold	869	–	–	﹤0.01%	2100
2025 Q1	$30.3K	Hold	869	–	–	﹤0.01%	1982
2024 Q4	$30.3K	Sell	869 -1,055	-55%	-$38.7K	﹤0.01%	1977
2024 Q3	$70.9K	Buy	1,924 +470	+32%	+$16.4K	﹤0.01%	1548
2024 Q2	$48K	Sell	1,454 -50	-3%	-$1.66K	﹤0.01%	1647
2024 Q1	$51.4K	Buy	1,504 +249	+20%	+$7.93K	﹤0.01%	1558
2023 Q4	$39.6K	Buy	+1,255	New	+$36.3K	﹤0.01%	1592

Other funds holding NUMV

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

AWP

Abacus Wealth Partners Santa Monica, California $952M AUM 22.68% 1-Year Est. Return

TIAA Trust, National Association Charlotte, North Carolina $1.65B AUM 16.63% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

EWM

Empirical Wealth Management Seattle, Washington $6.85B AUM 30.02% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Principal Securities's NUMV Position: Q4 2025 in Review

Principal Securities sold out of Nuveen ESG Mid-Cap Value ETF (NUMV) in Q4 2025, closing a stake of 928 shares — an estimated $35.9K sold.

Principal Securities first reported a position in NUMV in Q4 2023 and held it in 8 quarters. The position peaked at $70.9K in Q3 2024. 127 funds tracked by Wall St. Rank hold NUMV as of Q4 2025.

Principal Securities reported no remaining Nuveen ESG Mid-Cap Value ETF position as of Q4 2025 after selling out during the quarter.
Principal Securities sold 928 Nuveen ESG Mid-Cap Value ETF shares in Q4 2025, an estimated $35.9K.
Principal Securities first reported a position in Nuveen ESG Mid-Cap Value ETF in Q4 2023 and held it in 8 quarters.
Principal Securities's Nuveen ESG Mid-Cap Value ETF position peaked at $70.9K in Q3 2024.
127 funds tracked by Wall St. Rank held Nuveen ESG Mid-Cap Value ETF as of Q4 2025.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.