PS
UFOX

Principal Securities’s Defiance Space and Connective Tech ETF UFOX Stock Holding History

Principal Securities’s Portfolio UFOX Stock Details UFOX Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2025
Q4 		– Sell
-600
Closed -$37K – 3634
2025
Q3 		$37K Hold
600
– – ﹤0.01% 2104
2025
Q2 		$31.7K Sell
600
-225
-27% -$10.1K ﹤0.01% 2097
2025
Q1 		$39.3K Buy
825
+25
+3% +$1.19K ﹤0.01% 1858
2024
Q4 		$38.1K Sell
800
-456
-36% -$21K ﹤0.01% 1872
2024
Q3 		$54.5K Hold
1,256
– – ﹤0.01% 1652
2024
Q2 		$52.5K Sell
1,256
-417
-25% -$16.3K ﹤0.01% 1602
2024
Q1 		$65.4K Sell
1,673
-758
-31% -$28.5K ﹤0.01% 1447
2023
Q4 		$87.1K Buy
+2,431
New +$78.6K ﹤0.01% 1237

Other funds holding UFOX

LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
Cetera Investment Advisers
Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return
KAS
Kestra Advisory Services Austin, Texas $31B AUM 28.39% 1-Year Est. Return
KL
KWMG LLC Overland Park, Kansas $1.38B AUM 33.35% 1-Year Est. Return
Raymond James Financial
Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return
PNC Financial Services Group
PNC Financial Services Group Pittsburgh, Pennsylvania $173B AUM 20.72% 1-Year Est. Return
Rockefeller Capital Management
Rockefeller Capital Management New York $56.4B AUM 24.96% 1-Year Est. Return
HighTower Advisors
HighTower Advisors Chicago, Illinois $94.2B AUM 21.24% 1-Year Est. Return

Principal Securities's UFOX Position: Q4 2025 in Review

Principal Securities sold out of Defiance Space and Connective Tech ETF (UFOX) in Q4 2025, closing a stake of 600 shares — an estimated $37K sold.

Principal Securities first reported a position in UFOX in Q4 2023 and held it in 8 quarters. The position peaked at $87.1K in Q4 2023. 158 funds tracked by Wall St. Rank hold UFOX as of Q4 2025.

  • Principal Securities reported no remaining Defiance Space and Connective Tech ETF position as of Q4 2025 after selling out during the quarter.
  • Principal Securities sold 600 Defiance Space and Connective Tech ETF shares in Q4 2025, an estimated $37K.
  • Principal Securities first reported a position in Defiance Space and Connective Tech ETF in Q4 2023 and held it in 8 quarters.
  • Principal Securities's Defiance Space and Connective Tech ETF position peaked at $87.1K in Q4 2023.
  • 158 funds tracked by Wall St. Rank held Defiance Space and Connective Tech ETF as of Q4 2025.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.