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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.62%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.07B
AUM Growth
+$750M
Cap. Flow
+$423M
Cap. Flow %
6.97%
Top 10 Hldgs %
21.64%
Holding
3,874
New
201
Increased
1,741
Reduced
1,019
Closed
143

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.4M
2
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$28.8M
3
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$24.1M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$23.7M
5
PIEQ
Principal International Equity ETF
PIEQ
+$23.1M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$34.2M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.3M
3
EWY icon
iShares MSCI South Korea ETF
EWY
+$10.1M
4
VOX icon
Vanguard Communication Services ETF
VOX
+$9.41M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$5.01M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Financials 4.51%
3 Consumer Discretionary 3.45%
4 Communication Services 3.01%
5 Healthcare 2.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PEB icon
2076
Pebblebrook Hotel Trust
PEB
$2.2B
$38.5K ﹤0.01%
3,381
+560
+20% +$6.04K
FAN icon
2077
First Trust Global Wind Energy ETF
FAN
$272M
$38.4K ﹤0.01%
2,000
– –
CLF icon
2078
Cleveland-Cliffs
CLF
$6.84B
$38.4K ﹤0.01%
3,144
+1,074
+52% +$11.3K
WMS icon
2079
Advanced Drainage Systems
WMS
$11.1B
$38.3K ﹤0.01%
276
+11
+4% +$1.44K
FXU icon
2080
First Trust Utilities AlphaDEX Fund
FXU
$836M
$38.2K ﹤0.01%
840
– –
SMAY icon
2081
FT Vest US Small Cap Moderate Buffer ETF May
SMAY
$110M
$38.2K ﹤0.01%
1,507
– –
GSEP icon
2082
FT Vest US Equity Moderate Buffer ETF September
GSEP
$351M
$38.1K ﹤0.01%
1,000
– –
CUZ icon
2083
Cousins Properties
CUZ
$5.22B
$38.1K ﹤0.01%
1,315
-11
-0.8% -$312
FFA
2084
First Trust Enhanced Equity Income Fund
FFA
$449M
$38K ﹤0.01%
1,768
– –
RHI icon
2085
Robert Half
RHI
$4.04B
$38K ﹤0.01%
1,118
-22
-2% -$826
HFXI icon
2086
NYLI FTSE International Equity Currency Neutral ETF
HFXI
$1.98B
$37.9K ﹤0.01%
1,222
+507
+71% +$15.3K
SEIX icon
2087
Virtus SEIX Senior Loan ETF
SEIX
$249M
$37.9K ﹤0.01%
1,605
-3,969
-71% -$93.8K
VIAV icon
2088
Viavi Solutions
VIAV
$8.66B
$37.8K ﹤0.01%
2,976
+124
+4% +$1.36K
RISR icon
2089
FolioBeyond Alternative Income and Interest Rate Hedge ETF
RISR
$296M
$37.7K ﹤0.01%
1,051
+251
+31% +$9.2K
RTH icon
2090
VanEck Retail ETF
RTH
$254M
$37.6K ﹤0.01%
150
– –
MDU icon
2091
MDU Resources
MDU
$4.31B
$37.6K ﹤0.01%
2,110
-79
-4% -$1.32K
FMC icon
2092
FMC
FMC
$1.37B
$37.5K ﹤0.01%
1,116
+296
+36% +$11.6K
GJUL icon
2093
FT Vest US Equity Moderate Buffer ETF July
GJUL
$390M
$37.5K ﹤0.01%
925
+525
+131% +$20.8K
ICOW icon
2094
Pacer Developed Markets International Cash Cows 100 ETF
ICOW
$1.79B
$37.5K ﹤0.01%
1,030
-200
-16% -$7.07K
MTSI icon
2095
MACOM Technology Solutions
MTSI
$19B
$37.5K ﹤0.01%
301
– –
WCMI
2096
First Trust WCM International Equity ETF
WCMI
$1.66B
$37.3K ﹤0.01%
+2,212
New +$35.2K
DDWM icon
2097
WisdomTree Dynamic International Equity Fund
DDWM
$1.48B
$37.3K ﹤0.01%
892
– –
ULS icon
2098
UL Solutions
ULS
$18.5B
$37.3K ﹤0.01%
526
+495
+1,597% +$33.7K
QSPT icon
2099
FT Vest Nasdaq-100 Buffer ETF September
QSPT
$617M
$37.3K ﹤0.01%
+1,200
New +$36.4K
VOD icon
2100
Vodafone
VOD
$37.7B
$37.2K ﹤0.01%
3,210
+76
+2% +$867
82 83
84
85 86

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2025 Portfolio in Review

As of Q3 2025, Principal Securities held 3,874 positions worth $6.07B, up 14% from $5.32B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $423M of net new capital in Q3 2025, opening 201 new positions and adding to 1,741 existing holdings. Its largest new stake was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, up from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $34.2M trimmed.

  • Principal Securities's largest Q3 2025 buy was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.
  • Principal Securities added most to iShares Core S&P 500 ETF in Q3 2025, an estimated $38.4M increase.
  • Principal Securities's biggest Q3 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $34.2M.
  • Principal Securities fully exited Fidelity Disruptive Technology ETF in Q3 2025, selling an estimated $817K.
  • Principal Securities's ten largest holdings make up 22% of its $6.07B portfolio in Q3 2025.
  • Principal Securities opened 201 new positions and closed 143 in Q3 2025.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $6.07B.

Based on Principal Securities's 13F filing for Q3 2025, filed 12 Nov 2025.