Principal Securities’s FT Vest US Equity Moderate Buffer ETF September GSEP Stock Holding History

Principal Securities’s Portfolio GSEP Stock Details GSEP Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q4	–	Sell	-1,000	Closed	-$38.1K	–	2253
2025 Q3	$38.1K	Hold	1,000	–	–	﹤0.01%	2082
2025 Q2	$36.7K	Hold	1,000	–	–	﹤0.01%	2025
2025 Q1	$35K	Hold	1,000	–	–	﹤0.01%	1922
2024 Q4	$35K	Buy	1,000 +250	+33%	+$8.74K	﹤0.01%	1918
2024 Q3	$25.9K	Hold	750	–	–	﹤0.01%	1996
2024 Q2	$25.4K	Hold	750	–	–	﹤0.01%	1943
2024 Q1	$24.8K	Hold	750	–	–	﹤0.01%	1904
2023 Q4	$23.7K	Buy	+750	New	+$22.8K	﹤0.01%	1839

Other funds holding GSEP

AWM

AE Wealth Management Topeka, Kansas $18.5B AUM 19.51% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

MCM

MAI Capital Management Independence, Ohio $17.7B AUM 18.87% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

KAS

Kestra Advisory Services Austin, Texas $26.4B AUM 21.05% 1-Year Est. Return

OWA

Outlook Wealth Advisors Shenandoah, Texas $413M AUM 19.55% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return

FWM

FSR Wealth Management Elmhurst, Illinois $87.8M AUM 10.63% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Principal Securities's GSEP Position: Q4 2025 in Review

Principal Securities sold out of FT Vest US Equity Moderate Buffer ETF September (GSEP) in Q4 2025, closing a stake of 1,000 shares — an estimated $38.1K sold.

Principal Securities first reported a position in GSEP in Q4 2023 and held it in 8 quarters. The position peaked at $38.1K in Q3 2025. 127 funds tracked by Wall St. Rank hold GSEP as of Q4 2025.

Principal Securities reported no remaining FT Vest US Equity Moderate Buffer ETF September position as of Q4 2025 after selling out during the quarter.
Principal Securities sold 1,000 FT Vest US Equity Moderate Buffer ETF September shares in Q4 2025, an estimated $38.1K.
Principal Securities first reported a position in FT Vest US Equity Moderate Buffer ETF September in Q4 2023 and held it in 8 quarters.
Principal Securities's FT Vest US Equity Moderate Buffer ETF September position peaked at $38.1K in Q3 2025.
127 funds tracked by Wall St. Rank held FT Vest US Equity Moderate Buffer ETF September as of Q4 2025.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.