MAI Capital Management’s FT Vest US Equity Moderate Buffer ETF September GSEP Stock Holding History

MAI Capital Management’s Portfolio GSEP Stock Details GSEP Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$11.3M	Sell	295,751 -159,608	-35%	-$6.19M	0.06%	259
2025 Q4	$17.6M	Sell	455,359 -36,214	-7%	-$1.39M	0.1%	170
2025 Q3	$18.7M	Buy	491,573 +472,456	+2,471%	+$17.7M	0.12%	160
2025 Q2	$701K	Sell	19,117 -1,203	-6%	-$42.1K	﹤0.01%	747
2025 Q1	$702K	Sell	20,320 -65,220	-76%	-$2.3M	0.01%	719
2024 Q4	$3M	Sell	85,540 -100,473	-54%	-$3.51M	0.02%	412
2024 Q3	$6.43M	Buy	+186,013	New	+$6.34M	0.06%	220

Other funds holding GSEP

AWM

AE Wealth Management Topeka, Kansas $18.5B AUM 19.51% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

KAS

Kestra Advisory Services Austin, Texas $31B AUM 28.39% 1-Year Est. Return

PIS

POM Investment Strategies Raleigh, North Carolina $88.3M AUM 14.86% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return

FWM

FSR Wealth Management Elmhurst, Illinois $87.8M AUM 10.63% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

FIBOI

First International Bank of Israel Tel Aviv $340M AUM 14.61% 1-Year Est. Return

MAI Capital Management's GSEP Position: Q1 2026 in Review

MAI Capital Management reduced its FT Vest US Equity Moderate Buffer ETF September (GSEP) stake by 35% in Q1 2026, selling an estimated $6.19M and leaving 295,751 shares worth $11.3M. The position accounts for 0.06% of the portfolio, ranked #259.

MAI Capital Management first reported a position in GSEP in Q3 2024 and has held it in 7 quarters since. The position peaked at $18.7M in Q3 2025. 120 funds tracked by Wall St. Rank hold GSEP as of Q1 2026.

MAI Capital Management held 295,751 shares of FT Vest US Equity Moderate Buffer ETF September worth $11.3M as of Q1 2026.
MAI Capital Management sold 159,608 FT Vest US Equity Moderate Buffer ETF September shares in Q1 2026, an estimated $6.19M.
FT Vest US Equity Moderate Buffer ETF September made up 0.06% of MAI Capital Management's portfolio in Q1 2026, its #259 holding.
MAI Capital Management first reported a position in FT Vest US Equity Moderate Buffer ETF September in Q3 2024 and has held it in 7 quarters since.
MAI Capital Management's FT Vest US Equity Moderate Buffer ETF September position peaked at $18.7M in Q3 2025.
120 funds tracked by Wall St. Rank held FT Vest US Equity Moderate Buffer ETF September as of Q1 2026.

Based on MAI Capital Management's 13F filing for Q1 2026, filed 15 May 2026.