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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+2.02%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.48B
AUM Growth
+$410M
Cap. Flow
+$322M
Cap. Flow %
4.96%
Top 10 Hldgs %
22.1%
Holding
3,741
New
9
Increased
908
Reduced
405
Closed
2,395

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$62.9M
2
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$22M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$19.8M
4
PIEQ
Principal International Equity ETF
PIEQ
+$19M
5
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$18.9M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$20.7M
2
PSET icon
Principal Exchange-Traded Funds Principal Quality ETF
PSET
+$18.7M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$11.6M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$11M
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$8.76M

Sector Composition

Rank Sector Weight
1 Technology 8.7%
2 Financials 4.45%
3 Consumer Discretionary 3.26%
4 Healthcare 3.17%
5 Communication Services 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EWO icon
2026
iShares MSCI Austria ETF
EWO
$172M
– –
-244
Closed -$7.56K
EWP icon
2027
iShares MSCI Spain ETF
EWP
$2.04B
– –
-492
Closed -$24.4K
EWQ icon
2028
iShares MSCI France ETF
EWQ
$326M
– –
-28
Closed -$1.23K
EWS icon
2029
iShares MSCI Singapore ETF
EWS
$1.04B
– –
-8
Closed -$227
EWT icon
2030
iShares MSCI Taiwan ETF
EWT
$9.18B
– –
-317
Closed -$20.2K
EWTX icon
2031
Edgewise Therapeutics
EWTX
$4.25B
– –
-27
Closed -$438
EWY icon
2032
iShares MSCI South Korea ETF
EWY
$20.2B
– –
-645
Closed -$51.7K
EWW icon
2033
iShares MSCI Mexico ETF
EWW
$1.88B
– –
-200
Closed -$13.6K
EWZ icon
2034
iShares MSCI Brazil ETF
EWZ
$9B
– –
-678
Closed -$21K
EXLS icon
2035
EXL Service
EXLS
$5.5B
– –
-1,455
Closed -$64.1K
EXP icon
2036
Eagle Materials
EXP
$6.57B
– –
-451
Closed -$105K
AGNT
2037
AGNT Inc
AGNT
$623M
– –
-296
Closed -$3.15K
EXPO icon
2038
Exponent
EXPO
$3.24B
– –
-606
Closed -$42.1K
EXR icon
2039
Extra Space Storage
EXR
$32.8B
– –
-4,268
Closed -$602K
EXTR icon
2040
Extreme Networks
EXTR
$3.83B
– –
-127
Closed -$2.62K
EYE icon
2041
National Vision
EYE
$1.74B
– –
-179
Closed -$5.22K
EYLD icon
2042
Cambria Emerging Shareholder Yield ETF
EYLD
$817M
– –
-1,541
Closed -$57.3K
EZPW icon
2043
Ezcorp Inc
EZPW
$1.8B
– –
-111
Closed -$2.11K
FAAR icon
2044
First Trust Alternative Absolute Return Strategy ETF
FAAR
$192M
– –
-2,300
Closed -$70.1K
FAD icon
2045
First Trust Multi Cap Growth AlphaDEX Fund
FAD
$545M
– –
-373
Closed -$59.9K
FAF icon
2046
First American
FAF
$8.14B
– –
-1,254
Closed -$80.5K
FAPR icon
2047
FT Vest US Equity Buffer ETF April
FAPR
$1.26B
– –
-2,721
Closed -$118K
FAN icon
2048
First Trust Global Wind Energy ETF
FAN
$269M
– –
-2,000
Closed -$38.4K
FAUG icon
2049
FT Vest US Equity Buffer ETF August
FAUG
$1.18B
– –
-845
Closed -$43.9K
FBIN icon
2050
Fortune Brands Innovations
FBIN
$5.83B
– –
-858
Closed -$45.8K
80 81
82
83 84

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q4 2025 Portfolio in Review

As of Q4 2025, Principal Securities held 3,741 positions worth $6.48B, up 6.8% from $6.07B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $322M of net new capital in Q4 2025, opening 9 new positions and adding to 908 existing holdings. Its largest new stake was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 8.8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q4 2025 buy was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q4 2025, an estimated $62.9M increase.
  • Principal Securities's biggest Q4 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited Goldman Sachs ActiveBeta World Equity ETF in Q4 2025, selling an estimated $6.39M.
  • Principal Securities's ten largest holdings make up 22% of its $6.48B portfolio in Q4 2025.
  • Principal Securities opened 9 new positions and closed 2,395 in Q4 2025.
  • Principal Securities's portfolio value rose 6.8% quarter-over-quarter to $6.48B.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.