Principal Securities’s First Trust Alternative Absolute Return Strategy ETF FAAR Stock Holding History

Principal Securities’s Portfolio FAAR Stock Details FAAR Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q4	–	Sell	-2,300	Closed	-$70.1K	–	2045
2025 Q3	$70.1K	Hold	2,300	–	–	﹤0.01%	1778
2025 Q2	$63.8K	Buy	2,300 +293	+15%	+$7.93K	﹤0.01%	1758
2025 Q1	$56.2K	Hold	2,007	–	–	﹤0.01%	1706
2024 Q4	$56.2K	Buy	2,007 +191	+11%	+$5.33K	﹤0.01%	1706
2024 Q3	$50.5K	Buy	1,816 +917	+102%	+$26K	﹤0.01%	1686
2024 Q2	$25.5K	Buy	899 +126	+16%	+$3.6K	﹤0.01%	1938
2024 Q1	$22.3K	Sell	773 -494	-39%	-$13.9K	﹤0.01%	1950
2023 Q4	$34.7K	Buy	+1,267	New	+$35.3K	﹤0.01%	1642

Other funds holding FAAR

AssetMark Inc Concord, California $49B AUM 17.78% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

CAS

Coppell Advisory Solutions Coppell, Texas $170M AUM 13.42% 1-Year Est. Return

First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return

CFAM

Center For Asset Management Palm Beach Gardens, Florida $225M AUM 22.22% 1-Year Est. Return

BEI

Benjamin Edwards Inc Clayton, Missouri $11B AUM 18.22% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

CAPTRUST Financial Advisors Raleigh, North Carolina $57.3B AUM 18.32% 1-Year Est. Return

Principal Securities's FAAR Position: Q4 2025 in Review

Principal Securities sold out of First Trust Alternative Absolute Return Strategy ETF (FAAR) in Q4 2025, closing a stake of 2,300 shares — an estimated $70.1K sold.

Principal Securities first reported a position in FAAR in Q4 2023 and held it in 8 quarters. The position peaked at $70.1K in Q3 2025. 67 funds tracked by Wall St. Rank hold FAAR as of Q4 2025.

Principal Securities reported no remaining First Trust Alternative Absolute Return Strategy ETF position as of Q4 2025 after selling out during the quarter.
Principal Securities sold 2,300 First Trust Alternative Absolute Return Strategy ETF shares in Q4 2025, an estimated $70.1K.
Principal Securities first reported a position in First Trust Alternative Absolute Return Strategy ETF in Q4 2023 and held it in 8 quarters.
Principal Securities's First Trust Alternative Absolute Return Strategy ETF position peaked at $70.1K in Q3 2025.
67 funds tracked by Wall St. Rank held First Trust Alternative Absolute Return Strategy ETF as of Q4 2025.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.