Principal Securities’s FT Vest US Equity Buffer ETF August FAUG Stock Holding History

Principal Securities’s Portfolio FAUG Stock Details FAUG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q4	–	Sell	-845	Closed	-$43.9K	–	2050
2025 Q3	$43.9K	Buy	845 +764	+943%	+$38.6K	﹤0.01%	2010
2025 Q2	$3.97K	Hold	81	–	–	﹤0.01%	2934
2025 Q1	$3.77K	Hold	81	–	–	﹤0.01%	2873
2024 Q4	$3.77K	Hold	81	–	–	﹤0.01%	2870
2024 Q3	$3.71K	Hold	81	–	–	﹤0.01%	2770
2024 Q2	$3.57K	Hold	81	–	–	﹤0.01%	2746
2024 Q1	$3.47K	Hold	81	–	–	﹤0.01%	2724
2023 Q4	$3.29K	Buy	+81	New	+$3.13K	﹤0.01%	2677

Other funds holding FAUG

Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $110B AUM 26.29% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return

Carson Wealth (CWM LLC) Omaha, Nebraska $38.1B AUM 19.66% 1-Year Est. Return

SFO

Stenger Family Office Naperville, Illinois $629M AUM 25.67% 1-Year Est. Return

AssetMark Inc Concord, California $58.2B AUM 22.78% 1-Year Est. Return

WAP

Wealthcare Advisory Partners West Chester, Pennsylvania $5.27B AUM 22.23% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $85.1B AUM 27.35% 1-Year Est. Return

MBL Wealth Charlotte, North Carolina $1.47B AUM 19.75% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

Principal Securities's FAUG Position: Q4 2025 in Review

Principal Securities sold out of FT Vest US Equity Buffer ETF August (FAUG) in Q4 2025, closing a stake of 845 shares — an estimated $43.9K sold.

Principal Securities first reported a position in FAUG in Q4 2023 and held it in 8 quarters. The position peaked at $43.9K in Q3 2025. 180 funds tracked by Wall St. Rank hold FAUG as of Q4 2025.

Principal Securities reported no remaining FT Vest US Equity Buffer ETF August position as of Q4 2025 after selling out during the quarter.
Principal Securities sold 845 FT Vest US Equity Buffer ETF August shares in Q4 2025, an estimated $43.9K.
Principal Securities first reported a position in FT Vest US Equity Buffer ETF August in Q4 2023 and held it in 8 quarters.
Principal Securities's FT Vest US Equity Buffer ETF August position peaked at $43.9K in Q3 2025.
180 funds tracked by Wall St. Rank held FT Vest US Equity Buffer ETF August as of Q4 2025.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.