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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.11%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.14B
AUM Growth
+$507M
Cap. Flow
+$296M
Cap. Flow %
7.17%
Top 10 Hldgs %
22.42%
Holding
3,578
New
189
Increased
1,723
Reduced
908
Closed
144

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$31.3M
2
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$27.1M
3
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$25.4M
4
HDV
iShares Core High Dividend ETF
HDV
+$19.3M
5
PQDI
Principal Spectrum Preferred and Income ETF
PQDI
+$9.31M

Top Sells

Rank Stock Value
1
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$26.2M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$26.1M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.7M
4
BBJP icon
JPMorgan BetaBuilders Japan ETF
BBJP
+$9.44M
5
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$6.61M

Sector Composition

Rank Sector Weight
1 Technology 7.78%
2 Financials 4.3%
3 Consumer Discretionary 3.67%
4 Healthcare 3.64%
5 Industrials 2.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AVNT icon
2001
Avient
AVNT
$3.29B
$25.5K ﹤0.01%
506
+72
+17% +$3.3K
APA icon
2002
APA Corp
APA
$12.9B
$25.4K ﹤0.01%
1,038
+244
+31% +$6.85K
EZU icon
2003
iShare MSCI Eurozone ETF
EZU
$9.34B
$25.4K ﹤0.01%
486
+355
+271% +$17.7K
HOMB icon
2004
Home BancShares
HOMB
$6.33B
$25.4K ﹤0.01%
936
+27
+3% +$718
VIAV icon
2005
Viavi Solutions
VIAV
$7.85B
$25.3K ﹤0.01%
2,810
+766
+37% +$6.08K
EES icon
2006
WisdomTree US SmallCap Earnings Fund
EES
$727M
$25.3K ﹤0.01%
480
+10
+2% +$507
PIPR icon
2007
Piper Sandler
PIPR
$5.1B
$25.3K ﹤0.01%
356
+76
+27% +$4.97K
DORM icon
2008
Dorman Products
DORM
$4.27B
$25.2K ﹤0.01%
223
+29
+15% +$3.05K
QDEC icon
2009
FT Vest Growth-100 Buffer ETF December
QDEC
$674M
$25.2K ﹤0.01%
945
-599
-39% -$15.6K
DVYE icon
2010
iShares Emerging Markets Dividend ETF
DVYE
$1.2B
$25.2K ﹤0.01%
877
-690
-44% -$18.8K
FTDR icon
2011
Frontdoor
FTDR
$5.2B
$25.1K ﹤0.01%
523
+307
+142% +$13.3K
GBF icon
2012
iShares Government/Credit Bond ETF
GBF
$133M
$25K ﹤0.01%
234
+1
+0.4% +$105
RCS
2013
PIMCO Strategic Income Fund
RCS
$242M
$25K ﹤0.01%
3,247
-455
-12% -$3.14K
PNQI icon
2014
Invesco NASDAQ Internet ETF
PNQI
$527M
$24.9K ﹤0.01%
574
– –
IGE icon
2015
iShares North American Natural Resources ETF
IGE
$733M
$24.8K ﹤0.01%
562
-575
-51% -$25.3K
THYF icon
2016
T. Rowe Price US High Yield ETF
THYF
$842M
$24.7K ﹤0.01%
470
– –
VCTR icon
2017
Victory Capital Holdings
VCTR
$6.14B
$24.7K ﹤0.01%
446
+97
+28% +$5.01K
KAPR icon
2018
Innovator US Small Cap Power Buffer ETF April
KAPR
$213M
$24.6K ﹤0.01%
757
+346
+84% +$11K
SNN icon
2019
Smith & Nephew
SNN
$13.7B
$24.6K ﹤0.01%
789
+375
+91% +$11.1K
FTI icon
2020
TechnipFMC
FTI
$28.8B
$24.6K ﹤0.01%
936
-46
-5% -$1.22K
PSP icon
2021
Invesco Global Listed Private Equity ETF
PSP
$229M
$24.5K ﹤0.01%
359
-2,867
-89% -$184K
ETO
2022
Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund
ETO
$494M
$24.5K ﹤0.01%
922
– –
BWXT icon
2023
BWX Technologies
BWXT
$14.6B
$24.5K ﹤0.01%
225
+52
+30% +$5.17K
HYEM icon
2024
VanEck Emerging Markets High Yield Bond ETF
HYEM
$522M
$24.4K ﹤0.01%
1,229
– –
ISCB icon
2025
iShares Morningstar Small-Cap ETF
ISCB
$281M
$24.4K ﹤0.01%
416
– –
79 80
81
82 83

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2024 Portfolio in Review

As of Q3 2024, Principal Securities held 3,578 positions worth $4.14B, up 14% from $3.63B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $296M of net new capital in Q3 2024, opening 189 new positions and adding to 1,723 existing holdings. Its largest new stake was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.

By sector, the portfolio is most concentrated in Technology at 7.8% of assets, down from 8.4% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Russell Top 200 Growth ETF, an estimated $26.2M trimmed.

  • Principal Securities's largest Q3 2024 buy was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.
  • Principal Securities added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2024, an estimated $31.3M increase.
  • Principal Securities's biggest Q3 2024 reduction was iShares Russell Top 200 Growth ETF, cutting an estimated $26.2M.
  • Principal Securities fully exited Innovator Premium Income 40 Barrier ETF October in Q3 2024, selling an estimated $3.77M.
  • Principal Securities's ten largest holdings make up 22% of its $4.14B portfolio in Q3 2024.
  • Principal Securities opened 189 new positions and closed 144 in Q3 2024.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $4.14B.

Based on Principal Securities's 13F filing for Q3 2024, filed 28 Oct 2024.