Principal Securities’s Innovator US Small Cap Power Buffer ETF April KAPR Stock Holding History

Principal Securities’s Portfolio KAPR Stock Details KAPR Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q4	–	Sell	-958	Closed	-$32.8K	–	2517
2025 Q3	$32.8K	Hold	958	–	–	﹤0.01%	2164
2025 Q2	$31K	Sell	958 -78	-8%	-$2.42K	﹤0.01%	2110
2025 Q1	$33.9K	Hold	1,036	–	–	﹤0.01%	1936
2024 Q4	$33.9K	Buy	1,036 +279	+37%	+$9.25K	﹤0.01%	1932
2024 Q3	$24.6K	Buy	757 +346	+84%	+$11K	﹤0.01%	2018
2024 Q2	$12.7K	Hold	411	–	–	﹤0.01%	2286
2024 Q1	$12.8K	Sell	411 -24	-6%	-$702	﹤0.01%	2221
2023 Q4	$12.7K	Buy	+435	New	+$11.8K	﹤0.01%	2136

Other funds holding KAPR

Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

TWM

Tradition Wealth Management Edina, Minnesota $1.41B AUM 19.71% 1-Year Est. Return

ODFS

O'Donnell Financial Services San Rafael, California $290M AUM 15.6% 1-Year Est. Return

BWS

BFI Wealth Solutions Dallas, Texas $104M AUM

KAS

Kestra Advisory Services Austin, Texas $26.4B AUM 21.05% 1-Year Est. Return

RCWM

Red Crane Wealth Management San Francisco, California $122M AUM 14.77% 1-Year Est. Return

BMM

Berkshire Money Management Dalton, Massachusetts $976M AUM 13.87% 1-Year Est. Return

William Blair & Company Chicago, Illinois $34.9B AUM 18.88% 1-Year Est. Return

Principal Securities's KAPR Position: Q4 2025 in Review

Principal Securities sold out of Innovator US Small Cap Power Buffer ETF April (KAPR) in Q4 2025, closing a stake of 958 shares — an estimated $32.8K sold.

Principal Securities first reported a position in KAPR in Q4 2023 and held it in 8 quarters. The position peaked at $33.9K in Q1 2025. 95 funds tracked by Wall St. Rank hold KAPR as of Q4 2025.

Principal Securities reported no remaining Innovator US Small Cap Power Buffer ETF April position as of Q4 2025 after selling out during the quarter.
Principal Securities sold 958 Innovator US Small Cap Power Buffer ETF April shares in Q4 2025, an estimated $32.8K.
Principal Securities first reported a position in Innovator US Small Cap Power Buffer ETF April in Q4 2023 and held it in 8 quarters.
Principal Securities's Innovator US Small Cap Power Buffer ETF April position peaked at $33.9K in Q1 2025.
95 funds tracked by Wall St. Rank held Innovator US Small Cap Power Buffer ETF April as of Q4 2025.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.