We are live on ! Find out more
PS

Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.11%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.14B
AUM Growth
+$507M
Cap. Flow
+$296M
Cap. Flow %
7.17%
Top 10 Hldgs %
22.42%
Holding
3,578
New
189
Increased
1,723
Reduced
908
Closed
144

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$31.3M
2
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$27.1M
3
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$25.4M
4
HDV
iShares Core High Dividend ETF
HDV
+$19.3M
5
PQDI
Principal Spectrum Preferred and Income ETF
PQDI
+$9.31M

Top Sells

Rank Stock Value
1
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$26.2M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$26.1M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.7M
4
BBJP icon
JPMorgan BetaBuilders Japan ETF
BBJP
+$9.44M
5
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$6.61M

Sector Composition

Rank Sector Weight
1 Technology 7.78%
2 Financials 4.3%
3 Consumer Discretionary 3.67%
4 Healthcare 3.64%
5 Industrials 2.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CPB icon
1901
Campbell Soup
CPB
$6.83B
$31.2K ﹤0.01%
637
-43
-6% -$2.09K
BMO icon
1902
Bank of Montreal
BMO
$123B
$31.1K ﹤0.01%
345
-7
-2% -$597
FSMB icon
1903
First Trust Short Duration Managed Municipal ETF
FSMB
$619M
$31.1K ﹤0.01%
1,552
– –
NUSC icon
1904
Nuveen ESG Small-Cap ETF
NUSC
$1.27B
$30.9K ﹤0.01%
721
– –
WPP icon
1905
WPP
WPP
$4.66B
$30.8K ﹤0.01%
603
+37
+7% +$1.76K
EDIV icon
1906
State Street SPDR S&P Emerging Markets Dividend ETF
EDIV
$1.21B
$30.7K ﹤0.01%
816
+734
+895% +$26.5K
HIW icon
1907
Highwoods Properties
HIW
$3.78B
$30.6K ﹤0.01%
913
+143
+19% +$4.38K
DDWM icon
1908
WisdomTree Dynamic International Equity Fund
DDWM
$1.47B
$30.6K ﹤0.01%
853
– –
CTLT
1909
DELISTED
CATALENT, INC.
CTLT
$30.6K ﹤0.01%
505
+17
+3% +$1.01K
WSC icon
1910
WillScot Mobile Mini Holdings
WSC
$4.36B
$30.5K ﹤0.01%
812
-903
-53% -$34.5K
TGNA
1911
DELISTED
TEGNA Inc
TGNA
$30.5K ﹤0.01%
1,934
+803
+71% +$11.7K
BBH icon
1912
VanEck Biotech ETF
BBH
$407M
$30.5K ﹤0.01%
172
– –
SYFI
1913
AB Short Duration High Yield ETF
SYFI
$921M
$30.5K ﹤0.01%
848
-976
-54% -$34.6K
KCE icon
1914
State Street SPDR S&P Capital Markets ETF
KCE
$450M
$30.5K ﹤0.01%
244
+7
+3% +$827
CWI icon
1915
State Street SPDR MSCI ACWI ex-US ETF
CWI
$2.7B
$30.4K ﹤0.01%
1,000
– –
CRSP icon
1916
CRISPR Therapeutics
CRSP
$4.69B
$30.4K ﹤0.01%
647
+7
+1% +$355
PHO icon
1917
Invesco Water Resources ETF
PHO
$2.03B
$30.3K ﹤0.01%
430
– –
CRTO icon
1918
Criteo
CRTO
$1.14B
$30.3K ﹤0.01%
752
+255
+51% +$11.2K
PDBC icon
1919
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$6.38B
$30.2K ﹤0.01%
2,248
-855
-28% -$11.5K
AXS icon
1920
AXIS Capital
AXS
$7.8B
$30.2K ﹤0.01%
379
+266
+235% +$19.9K
SPYD icon
1921
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$7.75B
$30.1K ﹤0.01%
659
– –
BNL icon
1922
Broadstone Net Lease
BNL
$4.23B
$30.1K ﹤0.01%
1,587
-92
-5% -$1.63K
WBA
1923
DELISTED
Walgreens Boots Alliance
WBA
$30.1K ﹤0.01%
3,354
-7,164
-68% -$73.7K
DTH icon
1924
WisdomTree International High Dividend Fund
DTH
$643M
$29.9K ﹤0.01%
722
+697
+2,788% +$27.9K
JPI
1925
DELISTED
Nuveen Preferred Securities & Income Opportunities Fund
JPI
$29.8K ﹤0.01%
1,430
– –
75 76
77
78 79

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2024 Portfolio in Review

As of Q3 2024, Principal Securities held 3,578 positions worth $4.14B, up 14% from $3.63B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $296M of net new capital in Q3 2024, opening 189 new positions and adding to 1,723 existing holdings. Its largest new stake was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.

By sector, the portfolio is most concentrated in Technology at 7.8% of assets, down from 8.4% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Russell Top 200 Growth ETF, an estimated $26.2M trimmed.

  • Principal Securities's largest Q3 2024 buy was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.
  • Principal Securities added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2024, an estimated $31.3M increase.
  • Principal Securities's biggest Q3 2024 reduction was iShares Russell Top 200 Growth ETF, cutting an estimated $26.2M.
  • Principal Securities fully exited Innovator Premium Income 40 Barrier ETF October in Q3 2024, selling an estimated $3.77M.
  • Principal Securities's ten largest holdings make up 22% of its $4.14B portfolio in Q3 2024.
  • Principal Securities opened 189 new positions and closed 144 in Q3 2024.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $4.14B.

Based on Principal Securities's 13F filing for Q3 2024, filed 28 Oct 2024.