PS
SYFI

Principal Securities’s AB Short Duration High Yield ETF SYFI Stock Holding History

Principal Securities’s Portfolio SYFI Stock Details SYFI Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2025
Q3 		– Sell
-42
Closed -$1.51K – 3865
2025
Q2 		$1.51K Sell
42
-533
-93% -$18.8K ﹤0.01% 3230
2025
Q1 		$20.5K Buy
+575
New +$20.6K ﹤0.01% 2186
2024
Q4 		– Sell
-848
Closed -$30.5K – 3642
2024
Q3 		$30.5K Sell
848
-976
-54% -$34.6K ﹤0.01% 1913
2024
Q2 		$64K Buy
+1,824
New +$64K ﹤0.01% 1503

Other funds holding SYFI

AllianceBernstein
AllianceBernstein Nashville, Tennessee $309B AUM 23.92% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
WWMSC
Wagner Wealth Management (South Carolina) Greenville, South Carolina $495M AUM 8.72% 1-Year Est. Return
Raymond James Financial
Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return
NA
NewEdge Advisors New Orleans, Louisiana $27.7B AUM 22.98% 1-Year Est. Return
Osaic Holdings
Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

Principal Securities's SYFI Position: Q3 2025 in Review

Principal Securities sold out of AB Short Duration High Yield ETF (SYFI) in Q3 2025, closing a stake of 42 shares — an estimated $1.51K sold.

Principal Securities first reported a position in SYFI in Q2 2024 and held it in 4 quarters. The position peaked at $64K in Q2 2024. 74 funds tracked by Wall St. Rank hold SYFI as of Q3 2025.

  • Principal Securities reported no remaining AB Short Duration High Yield ETF position as of Q3 2025 after selling out during the quarter.
  • Principal Securities sold 42 AB Short Duration High Yield ETF shares in Q3 2025, an estimated $1.51K.
  • Principal Securities first reported a position in AB Short Duration High Yield ETF in Q2 2024 and held it in 4 quarters.
  • Principal Securities's AB Short Duration High Yield ETF position peaked at $64K in Q2 2024.
  • 74 funds tracked by Wall St. Rank held AB Short Duration High Yield ETF as of Q3 2025.

Based on Principal Securities's 13F filing for Q3 2025, filed 12 Nov 2025.