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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.62%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.07B
AUM Growth
+$750M
Cap. Flow
+$423M
Cap. Flow %
6.97%
Top 10 Hldgs %
21.64%
Holding
3,874
New
201
Increased
1,741
Reduced
1,019
Closed
143

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.4M
2
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$28.8M
3
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$24.1M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$23.7M
5
PIEQ
Principal International Equity ETF
PIEQ
+$23.1M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$34.2M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.3M
3
EWY icon
iShares MSCI South Korea ETF
EWY
+$10.1M
4
VOX icon
Vanguard Communication Services ETF
VOX
+$9.41M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$5.01M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Financials 4.51%
3 Consumer Discretionary 3.45%
4 Communication Services 3.01%
5 Healthcare 2.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CDEI icon
1826
Calvert US Large-Cap Diversity, Equity and Inclusion Index ETF
CDEI
$18.2M
$64.6K ﹤0.01%
+815
New +$62.5K
PAAA icon
1827
PGIM AAA CLO ETF
PAAA
$11B
$64.5K ﹤0.01%
1,253
+184
+17% +$9.46K
RRX icon
1828
Regal Rexnord
RRX
$13.5B
$64.4K ﹤0.01%
449
+422
+1,563% +$62.2K
UFO icon
1829
Procure Space ETF
UFO
$613M
$64.4K ﹤0.01%
1,805
-592
-25% -$18.9K
MINO icon
1830
PIMCO Municipal Income Opportunities Active ETF
MINO
$728M
$64.3K ﹤0.01%
1,419
+212
+18% +$9.39K
FTI icon
1831
TechnipFMC
FTI
$28.9B
$64.1K ﹤0.01%
1,624
+673
+71% +$24.6K
EXLS icon
1832
EXL Service
EXLS
$4.66B
$64.1K ﹤0.01%
1,455
+543
+60% +$23.5K
AIT icon
1833
Applied Industrial Technologies
AIT
$12.9B
$63.7K ﹤0.01%
244
-37
-13% -$9.71K
SKYW icon
1834
Skywest
SKYW
$4.51B
$63.7K ﹤0.01%
633
+244
+63% +$27.3K
BRC icon
1835
Brady Corp
BRC
$4.6B
$63.6K ﹤0.01%
815
+160
+24% +$11.8K
INCO icon
1836
Columbia India Consumer ETF
INCO
$233M
$63.4K ﹤0.01%
980
-76
-7% -$4.94K
BALL icon
1837
Ball Corp
BALL
$17.8B
$63.3K ﹤0.01%
1,255
-483
-28% -$26.1K
FGSM
1838
Frontier Asset Global Small Cap Equity ETF
FGSM
$50.6M
$63K ﹤0.01%
2,151
+540
+34% +$15.3K
QINT icon
1839
American Century Quality Diversified International ETF
QINT
$656M
$62.7K ﹤0.01%
1,022
– –
BBWI icon
1840
Bath & Body Works
BBWI
$4.13B
$62.6K ﹤0.01%
2,430
-211
-8% -$6.25K
B
1841
Barrick Mining
B
$61.5B
$62.4K ﹤0.01%
1,905
+224
+13% +$5.68K
TPSC icon
1842
Timothy Plan US Small Cap Core ETF
TPSC
$364M
$62.4K ﹤0.01%
1,500
+219
+17% +$8.89K
ESGE icon
1843
iShares ESG Aware MSCI EM ETF
ESGE
$6.41B
$62.3K ﹤0.01%
1,435
+112
+8% +$4.57K
BC icon
1844
Brunswick
BC
$5.33B
$62.3K ﹤0.01%
985
+109
+12% +$6.76K
PGF icon
1845
Invesco Financial Preferred ETF
PGF
$676M
$62.3K ﹤0.01%
4,260
– –
YDEC icon
1846
FT Vest International Equity Moderate Buffer ETF December
YDEC
$159M
$62.3K ﹤0.01%
2,425
-1,300
-35% -$32.9K
FXN icon
1847
First Trust Energy AlphaDEX Fund
FXN
$371M
$62.1K ﹤0.01%
3,810
+253
+7% +$4.02K
MAIN icon
1848
Main Street Capital
MAIN
$5.14B
$61.8K ﹤0.01%
972
+99
+11% +$6.4K
PAAS icon
1849
Pan American Silver
PAAS
$18.2B
$61.8K ﹤0.01%
1,595
+722
+83% +$23.2K
FOPC
1850
Frontier Asset Opportunistic Credit ETF
FOPC
$33M
$61.7K ﹤0.01%
2,401
+533
+29% +$13.7K
72 73
74
75 76

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2025 Portfolio in Review

As of Q3 2025, Principal Securities held 3,874 positions worth $6.07B, up 14% from $5.32B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $423M of net new capital in Q3 2025, opening 201 new positions and adding to 1,741 existing holdings. Its largest new stake was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, up from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $34.2M trimmed.

  • Principal Securities's largest Q3 2025 buy was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.
  • Principal Securities added most to iShares Core S&P 500 ETF in Q3 2025, an estimated $38.4M increase.
  • Principal Securities's biggest Q3 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $34.2M.
  • Principal Securities fully exited Fidelity Disruptive Technology ETF in Q3 2025, selling an estimated $817K.
  • Principal Securities's ten largest holdings make up 22% of its $6.07B portfolio in Q3 2025.
  • Principal Securities opened 201 new positions and closed 143 in Q3 2025.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $6.07B.

Based on Principal Securities's 13F filing for Q3 2025, filed 12 Nov 2025.