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Principal Securities’s PGIM AAA CLO ETF PAAA Stock Holding History

Principal Securities’s Portfolio PAAA Stock Details PAAA Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		$644K Buy
+12,582
New +$646K 0.01% 880
2025
Q4 		– Sell
-1,253
Closed -$64.5K – 2855
2025
Q3 		$64.5K Buy
1,253
+184
+17% +$9.46K ﹤0.01% 1827
2025
Q2 		$55K Buy
+1,069
New +$54.7K ﹤0.01% 1815

Other funds holding PAAA

Prudential Financial
Prudential Financial Newark, New Jersey $81.2B AUM 27.81% 1-Year Est. Return
A
Allianz Munich, Germany $9.02B AUM 28.63% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
SEI Investments
SEI Investments Oaks, Pennsylvania $108B AUM 26.14% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
CF
Corebridge Financial Houston, Texas $1.09B AUM 1.85% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
Jones Financial Companies
Jones Financial Companies Des Peres, Missouri $208B AUM 16.12% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Principal Securities's PAAA Position: Q1 2026 in Review

Principal Securities opened a new position in PGIM AAA CLO ETF (PAAA) in Q1 2026: 12,582 shares worth $644K. The stake represents 0.01% of the portfolio and ranks #880 among its holdings. This is a return to the name: Principal Securities previously reported a position in PAAA as recently as Q3 2025.

Principal Securities first reported a position in PAAA in Q2 2025 and has held it in 3 quarters since. 233 funds tracked by Wall St. Rank hold PAAA as of Q1 2026.

  • Principal Securities held 12,582 shares of PGIM AAA CLO ETF worth $644K as of Q1 2026.
  • PGIM AAA CLO ETF was a new Principal Securities position in Q1 2026.
  • PGIM AAA CLO ETF made up 0.01% of Principal Securities's portfolio in Q1 2026, its #880 holding.
  • Principal Securities first reported a position in PGIM AAA CLO ETF in Q2 2025 and has held it in 3 quarters since.
  • 233 funds tracked by Wall St. Rank held PGIM AAA CLO ETF as of Q1 2026.

Based on Principal Securities's 13F filing for Q1 2026, filed 13 May 2026.