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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.62%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.07B
AUM Growth
+$750M
Cap. Flow
+$423M
Cap. Flow %
6.97%
Top 10 Hldgs %
21.64%
Holding
3,874
New
201
Increased
1,741
Reduced
1,019
Closed
143

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.4M
2
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$28.8M
3
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$24.1M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$23.7M
5
PIEQ
Principal International Equity ETF
PIEQ
+$23.1M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$34.2M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.3M
3
EWY icon
iShares MSCI South Korea ETF
EWY
+$10.1M
4
VOX icon
Vanguard Communication Services ETF
VOX
+$9.41M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$5.01M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Financials 4.51%
3 Consumer Discretionary 3.45%
4 Communication Services 3.01%
5 Healthcare 2.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IQV icon
151
IQVIA
IQV
$34.7B
$7.65M 0.13%
40,284
-407
-1% -$74K
FENI icon
152
Fidelity Enhanced International ETF
FENI
$10.4B
$7.63M 0.13%
216,285
+131,910
+156% +$4.49M
APMU icon
153
ActivePassive Intermediate Municipal Bond ETF
APMU
$243M
$7.55M 0.12%
300,469
+70,633
+31% +$1.76M
RDVI icon
154
FT Vest Rising Dividend Achievers Target Income ETF
RDVI
$3.48B
$7.49M 0.12%
289,887
-15,455
-5% -$390K
PCN
155
PIMCO Corporate & Income Strategy Fund
PCN
$870M
$7.48M 0.12%
558,890
-59,616
-10% -$768K
CGGR icon
156
Capital Group Growth ETF
CGGR
$23.5B
$7.44M 0.12%
169,468
-7,208
-4% -$304K
LRCX icon
157
Lam Research
LRCX
$382B
$7.43M 0.12%
55,475
+4,257
+8% +$451K
BAC icon
158
Bank of America
BAC
$435B
$7.41M 0.12%
143,720
+7,009
+5% +$342K
TJX icon
159
TJX Companies
TJX
$170B
$7.39M 0.12%
51,144
+4,291
+9% +$570K
ABT icon
160
Abbott
ABT
$180B
$7.37M 0.12%
55,024
-4,061
-7% -$533K
FNDF icon
161
Schwab Fundamental International Large Company Index ETF
FNDF
$24.3B
$7.25M 0.12%
168,834
+5,769
+4% +$240K
BUFR icon
162
FT Vest Fund of Buffer ETFs
BUFR
$10B
$7.18M 0.12%
214,913
+24,321
+13% +$793K
GSSC icon
163
GS ActiveBeta US Small Cap Equity ETF
GSSC
$1.03B
$7.15M 0.12%
95,506
+4,743
+5% +$342K
CSCO icon
164
Cisco
CSCO
$450B
$7.14M 0.12%
104,351
+4,644
+5% +$317K
BLK icon
165
Blackrock
BLK
$164B
$7.09M 0.12%
6,084
-356
-6% -$398K
ELV icon
166
Elevance Health
ELV
$81.9B
$7.04M 0.12%
21,800
+1,465
+7% +$456K
SBUX icon
167
Starbucks
SBUX
$118B
$7.03M 0.12%
83,084
+707
+0.9% +$63.3K
ADBE icon
168
Adobe
ADBE
$89.5B
$6.95M 0.11%
19,713
+785
+4% +$282K
DJD icon
169
Invesco Dow Jones Industrial Average Dividend ETF
DJD
$476M
$6.94M 0.11%
125,754
+18,151
+17% +$984K
AXP icon
170
American Express
AXP
$223B
$6.94M 0.11%
20,897
+1,783
+9% +$567K
XMHQ icon
171
Invesco S&P MidCap Quality ETF
XMHQ
$5.43B
$6.9M 0.11%
65,720
-4,220
-6% -$434K
FELC icon
172
Fidelity Enhanced Large Cap Core ETF
FELC
$7.83B
$6.85M 0.11%
183,881
-9,360
-5% -$334K
SDVY icon
173
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
$11.4B
$6.71M 0.11%
176,578
+55,794
+46% +$2.07M
CGHM
174
Capital Group Municipal High-Income ETF
CGHM
$3.2B
$6.7M 0.11%
+264,921
New +$6.55M
UBER icon
175
Uber
UBER
$134B
$6.68M 0.11%
68,204
+7,919
+13% +$741K
5 6
7
8 9

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2025 Portfolio in Review

As of Q3 2025, Principal Securities held 3,874 positions worth $6.07B, up 14% from $5.32B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $423M of net new capital in Q3 2025, opening 201 new positions and adding to 1,741 existing holdings. Its largest new stake was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, up from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $34.2M trimmed.

  • Principal Securities's largest Q3 2025 buy was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.
  • Principal Securities added most to iShares Core S&P 500 ETF in Q3 2025, an estimated $38.4M increase.
  • Principal Securities's biggest Q3 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $34.2M.
  • Principal Securities fully exited Fidelity Disruptive Technology ETF in Q3 2025, selling an estimated $817K.
  • Principal Securities's ten largest holdings make up 22% of its $6.07B portfolio in Q3 2025.
  • Principal Securities opened 201 new positions and closed 143 in Q3 2025.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $6.07B.

Based on Principal Securities's 13F filing for Q3 2025, filed 12 Nov 2025.