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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.11%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.14B
AUM Growth
+$507M
Cap. Flow
+$296M
Cap. Flow %
7.17%
Top 10 Hldgs %
22.42%
Holding
3,578
New
189
Increased
1,723
Reduced
908
Closed
144

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$31.3M
2
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$27.1M
3
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$25.4M
4
HDV
iShares Core High Dividend ETF
HDV
+$19.3M
5
PQDI
Principal Spectrum Preferred and Income ETF
PQDI
+$9.31M

Top Sells

Rank Stock Value
1
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$26.2M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$26.1M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.7M
4
BBJP icon
JPMorgan BetaBuilders Japan ETF
BBJP
+$9.44M
5
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$6.61M

Sector Composition

Rank Sector Weight
1 Technology 7.78%
2 Financials 4.3%
3 Consumer Discretionary 3.67%
4 Healthcare 3.64%
5 Industrials 2.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VOD icon
1701
Vodafone
VOD
$37.7B
$48.9K ﹤0.01%
4,885
+2,423
+98% +$23.1K
CVLT icon
1702
Commault Systems
CVLT
$4.97B
$48.9K ﹤0.01%
318
+287
+926% +$40.4K
MOH icon
1703
Molina Healthcare
MOH
$10.5B
$48.6K ﹤0.01%
141
-18
-11% -$5.94K
XLC icon
1704
State Street Communication Services Select Sector SPDR ETF
XLC
$22.6B
$48.5K ﹤0.01%
537
-4
-0.7% -$345
DNOV icon
1705
FT Vest US Equity Deep Buffer ETF November
DNOV
$395M
$48.5K ﹤0.01%
1,150
– –
VCYT icon
1706
Veracyte
VCYT
$4.44B
$48.5K ﹤0.01%
1,424
+436
+44% +$12.3K
FMC icon
1707
FMC
FMC
$1.37B
$48.5K ﹤0.01%
735
-201
-21% -$12.3K
IVVB icon
1708
iShares Large Cap Deep Quarterly Laddered ETF
IVVB
$126M
$48.4K ﹤0.01%
1,600
– –
CDX icon
1709
Simplify High Yield ETF
CDX
$374M
$48.3K ﹤0.01%
+2,036
New +$48K
WYNN icon
1710
Wynn Resorts
WYNN
$10.3B
$48.2K ﹤0.01%
503
-465
-48% -$37.4K
JFR icon
1711
Nuveen Floating Rate Income Fund
JFR
$1.23B
$48.2K ﹤0.01%
5,460
-330
-6% -$2.9K
EVRG icon
1712
Evergy
EVRG
$19.7B
$48.1K ﹤0.01%
776
-201
-21% -$11.7K
HURN icon
1713
Huron Consulting
HURN
$1.97B
$47.9K ﹤0.01%
441
+9
+2% +$955
RPM icon
1714
RPM International
RPM
$14.3B
$47.6K ﹤0.01%
393
+32
+9% +$3.7K
PDN icon
1715
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
$349M
$47.3K ﹤0.01%
1,347
– –
SOLV icon
1716
Solventum
SOLV
$14.9B
$47.1K ﹤0.01%
675
-277
-29% -$16.7K
MTH icon
1717
Meritage Homes
MTH
$4.89B
$47K ﹤0.01%
458
-34
-7% -$3.21K
DRLL icon
1718
Strive US Energy ETF
DRLL
$286M
$46.9K ﹤0.01%
1,671
– –
AMPH icon
1719
Amphastar Pharmaceuticals
AMPH
$888M
$46.9K ﹤0.01%
967
+236
+32% +$10.4K
ARW icon
1720
Arrow Electronics
ARW
$10.8B
$46.9K ﹤0.01%
353
+1
+0.3% +$127
DLS icon
1721
WisdomTree International SmallCap Dividend Fund
DLS
$1.05B
$46.7K ﹤0.01%
677
– –
SCHB icon
1722
Schwab US Broad Market ETF
SCHB
$42.9B
$46.6K ﹤0.01%
2,100
-1,755
-46% -$37.5K
TSEM icon
1723
Tower Semiconductor
TSEM
$22.9B
$46.5K ﹤0.01%
1,050
-575
-35% -$23.6K
SILV
1724
DELISTED
SilverCrest Metals Inc. Common Shares
SILV
$46.3K ﹤0.01%
5,000
– –
BCC icon
1725
Boise Cascade
BCC
$2.83B
$46.2K ﹤0.01%
328
+110
+50% +$14.3K
67 68
69
70 71

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2024 Portfolio in Review

As of Q3 2024, Principal Securities held 3,578 positions worth $4.14B, up 14% from $3.63B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $296M of net new capital in Q3 2024, opening 189 new positions and adding to 1,723 existing holdings. Its largest new stake was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.

By sector, the portfolio is most concentrated in Technology at 7.8% of assets, down from 8.4% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Russell Top 200 Growth ETF, an estimated $26.2M trimmed.

  • Principal Securities's largest Q3 2024 buy was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.
  • Principal Securities added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2024, an estimated $31.3M increase.
  • Principal Securities's biggest Q3 2024 reduction was iShares Russell Top 200 Growth ETF, cutting an estimated $26.2M.
  • Principal Securities fully exited Innovator Premium Income 40 Barrier ETF October in Q3 2024, selling an estimated $3.77M.
  • Principal Securities's ten largest holdings make up 22% of its $4.14B portfolio in Q3 2024.
  • Principal Securities opened 189 new positions and closed 144 in Q3 2024.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $4.14B.

Based on Principal Securities's 13F filing for Q3 2024, filed 28 Oct 2024.