Principal Securities’s FT Vest US Equity Deep Buffer ETF November DNOV Stock Holding History

Principal Securities’s Portfolio DNOV Stock Details DNOV Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q4	–	Sell	-2,650	Closed	-$124K	–	1890
2025 Q3	$124K	Hold	2,650	–	–	﹤0.01%	1492
2025 Q2	$118K	Hold	2,650	–	–	﹤0.01%	1463
2025 Q1	$114K	Hold	2,650	–	–	﹤0.01%	1383
2024 Q4	$114K	Buy	2,650 +1,500	+130%	+$64.3K	﹤0.01%	1383
2024 Q3	$48.5K	Hold	1,150	–	–	﹤0.01%	1705
2024 Q2	$47.6K	Hold	1,150	–	–	﹤0.01%	1648
2024 Q1	$46.5K	Hold	1,150	–	–	﹤0.01%	1604
2023 Q4	$44.5K	Buy	+1,150	New	+$42.3K	﹤0.01%	1542

Other funds holding DNOV

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

OAJ

Ogorek Anthony Joseph Williamsville, New York $365M AUM 18.21% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

IFP Advisors Tampa, Florida $5.54B AUM 27.43% 1-Year Est. Return

KAS

Kestra Advisory Services Austin, Texas $26.4B AUM 21.05% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Waverly Advisors Birmingham, Alabama $13.4B AUM 18.56% 1-Year Est. Return

Winnow Wealth Waco, Texas $147M AUM 23.82% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

BWM

Benson Wealth Management Ooltewah, Tn, Tennessee $73.1M AUM

Principal Securities's DNOV Position: Q4 2025 in Review

Principal Securities sold out of FT Vest US Equity Deep Buffer ETF November (DNOV) in Q4 2025, closing a stake of 2,650 shares — an estimated $124K sold.

Principal Securities first reported a position in DNOV in Q4 2023 and held it in 8 quarters. The position peaked at $124K in Q3 2025. 118 funds tracked by Wall St. Rank hold DNOV as of Q4 2025.

Principal Securities reported no remaining FT Vest US Equity Deep Buffer ETF November position as of Q4 2025 after selling out during the quarter.
Principal Securities sold 2,650 FT Vest US Equity Deep Buffer ETF November shares in Q4 2025, an estimated $124K.
Principal Securities first reported a position in FT Vest US Equity Deep Buffer ETF November in Q4 2023 and held it in 8 quarters.
Principal Securities's FT Vest US Equity Deep Buffer ETF November position peaked at $124K in Q3 2025.
118 funds tracked by Wall St. Rank held FT Vest US Equity Deep Buffer ETF November as of Q4 2025.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.