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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+8.03%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.21B
AUM Growth
+$525M
Cap. Flow
+$332M
Cap. Flow %
10.35%
Top 10 Hldgs %
23.33%
Holding
3,415
New
205
Increased
1,606
Reduced
914
Closed
102

Top Buys

Rank Stock Value
1
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$104M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$32.7M
3
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$15.4M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$13.3M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$12.9M

Top Sells

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$20.7M
2
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$19.7M
3
QQQM icon
Invesco NASDAQ 100 ETF
QQQM
+$12.9M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$11.9M
5
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$11.1M

Sector Composition

Rank Sector Weight
1 Technology 7.74%
2 Financials 4.41%
3 Healthcare 3.74%
4 Consumer Discretionary 3.67%
5 Communication Services 2.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OUSA icon
1701
ALPS O'Shares U.S. Quality Dividend ETF
OUSA
$754M
$37.6K ﹤0.01%
761
– –
XHR
1702
Xenia Hotels & Resorts
XHR
$2.01B
$37.5K ﹤0.01%
2,500
-2,228
-47% -$31.1K
BBCA icon
1703
JPMorgan BetaBuilders Canada ETF
BBCA
$11B
$37.5K ﹤0.01%
561
– –
VTRS icon
1704
Viatris
VTRS
$20.8B
$37.5K ﹤0.01%
3,139
+532
+20% +$6.41K
PICK icon
1705
iShares MSCI Global Metals & Mining Producers ETF
PICK
$2.18B
$37.2K ﹤0.01%
892
-19,081
-96% -$769K
BRLN icon
1706
BlackRock Floating Rate Loan ETF
BRLN
$53.2M
$37K ﹤0.01%
+700
New +$36.8K
CPB icon
1707
Campbell Soup
CPB
$6.8B
$36.9K ﹤0.01%
830
+415
+100% +$18K
AES icon
1708
AES
AES
$10.6B
$36.8K ﹤0.01%
2,053
-933
-31% -$15.6K
LBRDA icon
1709
Liberty Broadband Class A
LBRDA
$4.72B
$36.8K ﹤0.01%
644
+14
+2% +$923
FXD icon
1710
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$276M
$36.5K ﹤0.01%
565
– –
AIRR icon
1711
First Trust RBA American Industrial Renaissance ETF
AIRR
$10B
$36.4K ﹤0.01%
541
-130
-19% -$7.77K
RRC icon
1712
Range Resources
RRC
$8.94B
$36.3K ﹤0.01%
1,054
+251
+31% +$7.76K
GAUG icon
1713
FT Vest US Equity Moderate Buffer ETF August
GAUG
$292M
$36.3K ﹤0.01%
1,100
-800
-42% -$25.8K
ISD
1714
PGIM High Yield Bond Fund
ISD
$416M
$36.1K ﹤0.01%
2,782
+67
+2% +$855
FLMX icon
1715
Franklin FTSE Mexico ETF
FLMX
$85.9M
$36K ﹤0.01%
1,058
+908
+605% +$29.6K
FTXO icon
1716
First Trust Nasdaq Bank ETF
FTXO
$308M
$36K ﹤0.01%
1,325
– –
WHD icon
1717
Cactus
WHD
$3.69B
$35.9K ﹤0.01%
716
+47
+7% +$2.08K
FHI icon
1718
Federated Hermes
FHI
$4.59B
$35.8K ﹤0.01%
992
+271
+38% +$9.52K
BJAN icon
1719
Innovator US Equity Buffer ETF January
BJAN
$343M
$35.8K ﹤0.01%
822
-62
-7% -$2.62K
ALTM
1720
DELISTED
Arcadium Lithium plc
ALTM
$35.7K ﹤0.01%
+8,286
New +$41.6K
DHS icon
1721
WisdomTree US High Dividend Fund
DHS
$1.59B
$35.7K ﹤0.01%
412
– –
HTLF
1722
DELISTED
Heartland Financial USA, Inc.
HTLF
$35.6K ﹤0.01%
1,013
+315
+45% +$11K
PCTY icon
1723
Paylocity
PCTY
$7.43B
$35.6K ﹤0.01%
207
-44
-18% -$7.27K
VTWG icon
1724
Vanguard Russell 2000 Growth ETF
VTWG
$1.47B
$35.5K ﹤0.01%
180
– –
SRPT icon
1725
Sarepta Therapeutics
SRPT
$1.63B
$35.5K ﹤0.01%
274
– –
67 68
69
70 71

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q1 2024 Portfolio in Review

As of Q1 2024, Principal Securities held 3,415 positions worth $3.21B, up 20% from $2.68B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Principal Securities deployed $332M of net new capital in Q1 2024, opening 205 new positions and adding to 1,606 existing holdings. Its largest new stake was Innovator Premium Income 40 Barrier ETF - January: 80,201 shares worth $1.97M.

By sector, the portfolio is most concentrated in Technology at 7.7% of assets, up from 7.4% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Value ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q1 2024 buy was Innovator Premium Income 40 Barrier ETF - January: 80,201 shares worth $1.97M.
  • Principal Securities added most to Principal Exchange-Traded Funds Principal US Mega-Cap ETF in Q1 2024, an estimated $104M increase.
  • Principal Securities's biggest Q1 2024 reduction was State Street SPDR Portfolio S&P 500 Value ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited ProShares S&P 500 ex-Financials ETF in Q1 2024, selling an estimated $2.26M.
  • Principal Securities's ten largest holdings make up 23% of its $3.21B portfolio in Q1 2024.
  • Principal Securities opened 205 new positions and closed 102 in Q1 2024.
  • Principal Securities's portfolio value rose 20% quarter-over-quarter to $3.21B.

Based on Principal Securities's 13F filing for Q1 2024, filed 10 May 2024.