We are live on ! Find out more
PS

Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.11%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.14B
AUM Growth
+$507M
Cap. Flow
+$296M
Cap. Flow %
7.17%
Top 10 Hldgs %
22.42%
Holding
3,578
New
189
Increased
1,723
Reduced
908
Closed
144

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$31.3M
2
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$27.1M
3
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$25.4M
4
HDV
iShares Core High Dividend ETF
HDV
+$19.3M
5
PQDI
Principal Spectrum Preferred and Income ETF
PQDI
+$9.31M

Top Sells

Rank Stock Value
1
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$26.2M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$26.1M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.7M
4
BBJP icon
JPMorgan BetaBuilders Japan ETF
BBJP
+$9.44M
5
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$6.61M

Sector Composition

Rank Sector Weight
1 Technology 7.78%
2 Financials 4.3%
3 Consumer Discretionary 3.67%
4 Healthcare 3.64%
5 Industrials 2.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HLNE icon
1651
Hamilton Lane
HLNE
$3.91B
$54.7K ﹤0.01%
325
+11
+4% +$1.59K
UFOX
1652
Defiance Space and Connective Tech ETF
UFOX
$825M
$54.5K ﹤0.01%
1,256
– –
KWEB icon
1653
KraneShares CSI China Internet ETF
KWEB
$5.41B
$54.5K ﹤0.01%
1,601
-15,529
-91% -$418K
AGZ icon
1654
iShares Agency Bond ETF
AGZ
$559M
$54.4K ﹤0.01%
493
+7
+1% +$766
ONEV icon
1655
State Street SPDR Russell 1000 Low Volatility Focus ETF
ONEV
$310M
$54.4K ﹤0.01%
419
+1
+0.2% +$124
ENPH icon
1656
Enphase Energy
ENPH
$4.79B
$54.4K ﹤0.01%
481
+93
+24% +$10.4K
ITB icon
1657
iShares US Home Construction ETF
ITB
$2.41B
$54.3K ﹤0.01%
427
+306
+253% +$35.5K
GWRE icon
1658
Guidewire Software
GWRE
$13.3B
$54K ﹤0.01%
295
+81
+38% +$12.3K
MPT
1659
Medical Properties Trust
MPT
$2.89B
$53.8K ﹤0.01%
9,192
-2,093
-19% -$10.3K
PSMJ icon
1660
Pacer Swan SOS Moderate July ETF
PSMJ
$92.8M
$53.8K ﹤0.01%
1,925
+1,050
+120% +$28.6K
APAM icon
1661
Artisan Partners
APAM
$2.9B
$53.8K ﹤0.01%
1,241
+170
+16% +$7.02K
PBH icon
1662
Prestige Consumer Healthcare
PBH
$2.45B
$53.5K ﹤0.01%
742
+180
+32% +$12.7K
RVT icon
1663
Royce Value Trust
RVT
$2.22B
$53.3K ﹤0.01%
3,398
– –
CHY
1664
Calamos Convertible and High Income Fund
CHY
$1B
$53.2K ﹤0.01%
4,459
-11
-0.2% -$127
URTH icon
1665
iShares MSCI World ETF
URTH
$7.93B
$53.2K ﹤0.01%
339
+197
+139% +$29.7K
DBX icon
1666
Dropbox
DBX
$7.48B
$53.1K ﹤0.01%
2,087
+999
+92% +$23.5K
TPR icon
1667
Tapestry
TPR
$30.5B
$52.7K ﹤0.01%
1,121
-316
-22% -$13K
HUBS icon
1668
HubSpot
HUBS
$12.2B
$52.6K ﹤0.01%
99
-42
-30% -$21.1K
RGEN icon
1669
Repligen
RGEN
$8.2B
$52.5K ﹤0.01%
353
+75
+27% +$10.8K
HR icon
1670
Healthcare Realty
HR
$7.58B
$52.5K ﹤0.01%
2,890
-770
-21% -$13.7K
HOOD icon
1671
Robinhood
HOOD
$83.3B
$52.4K ﹤0.01%
2,238
+2,091
+1,422% +$44.1K
ESGE icon
1672
iShares ESG Aware MSCI EM ETF
ESGE
$6.41B
$52.3K ﹤0.01%
1,437
-44
-3% -$1.5K
WT icon
1673
WisdomTree
WT
$2.97B
$52.2K ﹤0.01%
5,225
+915
+21% +$9.3K
TDV icon
1674
ProShares S&P Technology Dividend Aristocrats ETF
TDV
$268M
$52.1K ﹤0.01%
676
-82
-11% -$6.15K
DSEP icon
1675
FT Vest US Equity Deep Buffer ETF September
DSEP
$349M
$52.1K ﹤0.01%
1,300
– –
65 66
67
68 69

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2024 Portfolio in Review

As of Q3 2024, Principal Securities held 3,578 positions worth $4.14B, up 14% from $3.63B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $296M of net new capital in Q3 2024, opening 189 new positions and adding to 1,723 existing holdings. Its largest new stake was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.

By sector, the portfolio is most concentrated in Technology at 7.8% of assets, down from 8.4% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Russell Top 200 Growth ETF, an estimated $26.2M trimmed.

  • Principal Securities's largest Q3 2024 buy was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.
  • Principal Securities added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2024, an estimated $31.3M increase.
  • Principal Securities's biggest Q3 2024 reduction was iShares Russell Top 200 Growth ETF, cutting an estimated $26.2M.
  • Principal Securities fully exited Innovator Premium Income 40 Barrier ETF October in Q3 2024, selling an estimated $3.77M.
  • Principal Securities's ten largest holdings make up 22% of its $4.14B portfolio in Q3 2024.
  • Principal Securities opened 189 new positions and closed 144 in Q3 2024.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $4.14B.

Based on Principal Securities's 13F filing for Q3 2024, filed 28 Oct 2024.