PS
DSEP icon

Principal Securities’s FT Vest US Equity Deep Buffer ETF September DSEP Stock Holding History

Principal Securities’s Portfolio DSEP Stock Details DSEP Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2025
Q4 		– Sell
-600
Closed -$26.5K – 1907
2025
Q3 		$26.5K Hold
600
– – ﹤0.01% 2268
2025
Q2 		$25.4K Sell
600
-700
-54% -$28.2K ﹤0.01% 2201
2025
Q1 		$52.7K Hold
1,300
– – ﹤0.01% 1737
2024
Q4 		$52.7K Hold
1,300
– – ﹤0.01% 1736
2024
Q3 		$52.1K Hold
1,300
– – ﹤0.01% 1675
2024
Q2 		$50.9K Hold
1,300
– – ﹤0.01% 1615
2024
Q1 		$49.6K Sell
1,300
-800
-38% -$29.8K ﹤0.01% 1575
2023
Q4 		$76.5K Buy
+2,100
New +$73.4K ﹤0.01% 1295

Other funds holding DSEP

Envestnet Asset Management
Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return
SAMC
Spectrum Asset Management (California) Newport Beach, California $315M AUM 19.93% 1-Year Est. Return
RFG
REAP Financial Group Austin, Texas $507M AUM 18.73% 1-Year Est. Return
Carson Wealth (CWM LLC)
Carson Wealth (CWM LLC) Omaha, Nebraska $38.1B AUM 19.66% 1-Year Est. Return
KAS
Kestra Advisory Services Austin, Texas $26.4B AUM 21.05% 1-Year Est. Return
WW
Winnow Wealth Waco, Texas $130M AUM 17.71% 1-Year Est. Return
Cetera Investment Advisers
Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return
MML Investors Services
MML Investors Services Springfield, Massachusetts $36.1B AUM 19.68% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return
WTFG
Wood Tarver Financial Group Boise, Idaho $362M AUM 14.75% 1-Year Est. Return

Principal Securities's DSEP Position: Q4 2025 in Review

Principal Securities sold out of FT Vest US Equity Deep Buffer ETF September (DSEP) in Q4 2025, closing a stake of 600 shares — an estimated $26.5K sold.

Principal Securities first reported a position in DSEP in Q4 2023 and held it in 8 quarters. The position peaked at $76.5K in Q4 2023. 110 funds tracked by Wall St. Rank hold DSEP as of Q4 2025.

  • Principal Securities reported no remaining FT Vest US Equity Deep Buffer ETF September position as of Q4 2025 after selling out during the quarter.
  • Principal Securities sold 600 FT Vest US Equity Deep Buffer ETF September shares in Q4 2025, an estimated $26.5K.
  • Principal Securities first reported a position in FT Vest US Equity Deep Buffer ETF September in Q4 2023 and held it in 8 quarters.
  • Principal Securities's FT Vest US Equity Deep Buffer ETF September position peaked at $76.5K in Q4 2023.
  • 110 funds tracked by Wall St. Rank held FT Vest US Equity Deep Buffer ETF September as of Q4 2025.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.