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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.11%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.14B
AUM Growth
+$507M
Cap. Flow
+$296M
Cap. Flow %
7.17%
Top 10 Hldgs %
22.42%
Holding
3,578
New
189
Increased
1,723
Reduced
908
Closed
144

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$31.3M
2
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$27.1M
3
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$25.4M
4
HDV
iShares Core High Dividend ETF
HDV
+$19.3M
5
PQDI
Principal Spectrum Preferred and Income ETF
PQDI
+$9.31M

Top Sells

Rank Stock Value
1
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$26.2M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$26.1M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.7M
4
BBJP icon
JPMorgan BetaBuilders Japan ETF
BBJP
+$9.44M
5
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$6.61M

Sector Composition

Rank Sector Weight
1 Technology 7.78%
2 Financials 4.3%
3 Consumer Discretionary 3.67%
4 Healthcare 3.64%
5 Industrials 2.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PNFP icon
1551
Pinnacle Financial Partners Inc
PNFP
$15.9B
$70.2K ﹤0.01%
717
-38
-5% -$3.5K
PRM icon
1552
Perimeter Solutions
PRM
$5.69B
$69.7K ﹤0.01%
5,179
+419
+9% +$4.34K
MUFG icon
1553
Mitsubishi UFJ Financial
MUFG
$253B
$69.6K ﹤0.01%
6,836
+770
+13% +$8.13K
FTC icon
1554
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.29B
$69.3K ﹤0.01%
527
-619
-54% -$76.9K
TRGP icon
1555
Targa Resources
TRGP
$56.2B
$69.3K ﹤0.01%
468
+78
+20% +$11K
TTEK icon
1556
Tetra Tech
TTEK
$8.7B
$69K ﹤0.01%
1,464
+284
+24% +$12.6K
TPSC icon
1557
Timothy Plan US Small Cap Core ETF
TPSC
$364M
$69K ﹤0.01%
1,772
+127
+8% +$4.76K
G icon
1558
Genpact
G
$5.87B
$68.3K ﹤0.01%
1,741
+891
+105% +$32.2K
ADC icon
1559
Agree Realty
ADC
$9.74B
$68.2K ﹤0.01%
905
+52
+6% +$3.68K
MIDD icon
1560
Middleby
MIDD
$6.11B
$67.9K ﹤0.01%
488
+346
+244% +$46.5K
DFUV icon
1561
Dimensional US Marketwide Value ETF
DFUV
$15.5B
$67.9K ﹤0.01%
+1,628
New +$65.8K
WHR icon
1562
Whirlpool
WHR
$2.49B
$67.8K ﹤0.01%
634
-48
-7% -$4.83K
BAC.PRL icon
1563
Bank of America Series L
BAC.PRL
$3.98B
$67.5K ﹤0.01%
53
– –
APG icon
1564
APi Group
APG
$17B
$67.3K ﹤0.01%
3,057
+2,563
+519% +$60.1K
XP icon
1565
XP
XP
$8.68B
$67.2K ﹤0.01%
3,747
+559
+18% +$10.2K
ETG
1566
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.75B
$67.2K ﹤0.01%
3,455
– –
EMHC icon
1567
State Street SPDR Bloomberg Emerging Markets USD Bond ETF
EMHC
$283M
$67.1K ﹤0.01%
2,672
+45
+2% +$1.1K
XJR icon
1568
iShares ESG Screened S&P Small-Cap ETF
XJR
$187M
$66.9K ﹤0.01%
1,599
-269
-14% -$10.8K
UFPT icon
1569
UFP Technologies
UFPT
$2B
$66.8K ﹤0.01%
211
+41
+24% +$13.1K
TOL icon
1570
Toll Brothers
TOL
$14.5B
$66.7K ﹤0.01%
432
+168
+64% +$22.8K
FPFD icon
1571
Fidelity Preferred Securities & Income ETF
FPFD
$81M
$66.7K ﹤0.01%
2,991
-1,223
-29% -$26.8K
EQT icon
1572
EQT Corp
EQT
$32.3B
$66.4K ﹤0.01%
1,812
+548
+43% +$18.6K
SMLV icon
1573
State Street SPDR US Small Cap Low Volatility Index ETF
SMLV
$262M
$66.2K ﹤0.01%
533
– –
QLTY icon
1574
GMO US Quality ETF
QLTY
$4.82B
$65.8K ﹤0.01%
2,019
+530
+36% +$16.7K
BST icon
1575
BlackRock Science and Technology Trust
BST
$1.55B
$65.1K ﹤0.01%
1,837
– –
61 62
63
64 65

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2024 Portfolio in Review

As of Q3 2024, Principal Securities held 3,578 positions worth $4.14B, up 14% from $3.63B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $296M of net new capital in Q3 2024, opening 189 new positions and adding to 1,723 existing holdings. Its largest new stake was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.

By sector, the portfolio is most concentrated in Technology at 7.8% of assets, down from 8.4% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Russell Top 200 Growth ETF, an estimated $26.2M trimmed.

  • Principal Securities's largest Q3 2024 buy was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.
  • Principal Securities added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2024, an estimated $31.3M increase.
  • Principal Securities's biggest Q3 2024 reduction was iShares Russell Top 200 Growth ETF, cutting an estimated $26.2M.
  • Principal Securities fully exited Innovator Premium Income 40 Barrier ETF October in Q3 2024, selling an estimated $3.77M.
  • Principal Securities's ten largest holdings make up 22% of its $4.14B portfolio in Q3 2024.
  • Principal Securities opened 189 new positions and closed 144 in Q3 2024.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $4.14B.

Based on Principal Securities's 13F filing for Q3 2024, filed 28 Oct 2024.