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Principal Securities’s State Street SPDR US Small Cap Low Volatility Index ETF SMLV Stock Holding History

Principal Securities’s Portfolio SMLV Stock Details SMLV Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2025
Q4 		– Sell
-625
Closed -$81.1K – 3191
2025
Q3 		$81.1K Sell
625
-4
-0.6% -$516 ﹤0.01% 1695
2025
Q2 		$78.7K Buy
629
+12
+2% +$1.45K ﹤0.01% 1640
2025
Q1 		$78.8K Hold
617
– – ﹤0.01% 1539
2024
Q4 		$78.8K Buy
617
+84
+16% +$11K ﹤0.01% 1536
2024
Q3 		$66.2K Hold
533
– – ﹤0.01% 1573
2024
Q2 		$58.6K Buy
533
+12
+2% +$1.3K ﹤0.01% 1552
2024
Q1 		$58.4K Buy
521
+209
+67% +$22.7K ﹤0.01% 1501
2023
Q4 		$35.1K Buy
+312
New +$31.8K ﹤0.01% 1635

Other funds holding SMLV

Osaic Holdings
Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return
DC
Dorval Corp Maple Grove, Minnesota $322M AUM 7.74% 1-Year Est. Return
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return
IC
IEQ Capital Foster City, California $21.5B AUM 75.26% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
AQR Capital Management
AQR Capital Management Greenwich, Connecticut $218B AUM 29.41% 1-Year Est. Return
Cetera Investment Advisers
Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
MWM
McNaughton Wealth Management San Diego, California $282M AUM 18.63% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Principal Securities's SMLV Position: Q4 2025 in Review

Principal Securities sold out of State Street SPDR US Small Cap Low Volatility Index ETF (SMLV) in Q4 2025, closing a stake of 625 shares — an estimated $81.1K sold.

Principal Securities first reported a position in SMLV in Q4 2023 and held it in 8 quarters. The position peaked at $81.1K in Q3 2025. 94 funds tracked by Wall St. Rank hold SMLV as of Q4 2025.

  • Principal Securities reported no remaining State Street SPDR US Small Cap Low Volatility Index ETF position as of Q4 2025 after selling out during the quarter.
  • Principal Securities sold 625 State Street SPDR US Small Cap Low Volatility Index ETF shares in Q4 2025, an estimated $81.1K.
  • Principal Securities first reported a position in State Street SPDR US Small Cap Low Volatility Index ETF in Q4 2023 and held it in 8 quarters.
  • Principal Securities's State Street SPDR US Small Cap Low Volatility Index ETF position peaked at $81.1K in Q3 2025.
  • 94 funds tracked by Wall St. Rank held State Street SPDR US Small Cap Low Volatility Index ETF as of Q4 2025.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.