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Principal Securities

Principal Securities Portfolio holdings

AUM $8.31B Turnover 14.93%
1-Year Est. Return 21.94%
This Fund
S&P 500
This Quarter Est. Return
-1.56%
1 Year Est. Return
+21.94%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.82B
AUM Growth
+$336M
Cap. Flow
+$519M
Cap. Flow %
7.62%
Top 10 Hldgs %
21.92%
Holding
1,483
New
138
Increased
817
Reduced
439
Closed
72
Avg Time Held
1.9 years
Top 10 Avg Time Held
1.4 years
Top 20 Avg Time Held
1.6 years

Top Buys

Rank Stock Value
1
LCAP icon
Principal Capital Appreciation Select ETF
LCAP
+$56.3M
2
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$17.8M
3
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$14.5M
4
PIEQ icon
Principal International Equity ETF
PIEQ
+$14.4M
5
PY icon
Principal Exchange-Traded Funds Principal Value ETF
PY
+$14.2M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$25.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$13.1M
3
VDC icon
Vanguard Consumer Staples ETF
VDC
+$11.7M
4
SPHY icon
State Street SPDR Portfolio High Yield Bond ETF
SPHY
+$10.5M
5
USHY icon
iShares Broad USD High Yield Corporate Bond ETF
USHY
+$10.2M

Sector Composition

Rank Sector Weight
1 Miscellaneous 71.8%
2 Technology 8.02%
3 Financials 4.14%
4 Consumer Discretionary 3.06%
5 Healthcare 3.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
KVUE icon
1451
Kenvue
KVUE
$35.9B
– –
-33,781
Closed -$583K –
LOB icon
1452
Live Oak Bancshares
LOB
$1.63B
– –
-7,009
Closed -$241K –
MAA icon
1453
Mid-America Apartment Communities
MAA
$13.5B
– –
-1,554
Closed -$216K –
MEDP icon
1454
Medpace
MEDP
$17.5B
– –
-400
Closed -$225K –
MMS icon
1455
Maximus
MMS
$3.15B
– –
-2,575
Closed -$222K –
NOK icon
1456
Nokia
NOK
$53.6B
– –
-10,174
Closed -$65.8K –
NVDY icon
1457
YieldMax NVDA Option Income Strategy ETF
NVDY
$1.33B
– –
-10,232
Closed -$149K –
OHI icon
1458
Omega Healthcare
OHI
$13.8B
– –
-5,187
Closed -$230K –
PCOR icon
1459
Procore
PCOR
$8.9B
– –
-3,023
Closed -$220K –
PCY icon
1460
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.19B
– –
-29,896
Closed -$648K –
PHYS icon
1461
Sprott Physical Gold
PHYS
$14.9B
– –
-12,600
Closed -$416K –
PICK icon
1462
iShares MSCI Global Metals & Mining Producers ETF
PICK
$2.37B
– –
-4,717
Closed -$242K –
PNR icon
1463
Pentair
PNR
$8.53B
– –
-7,039
Closed -$733K –
POOL icon
1464
Pool Corp
POOL
$6.15B
– –
-898
Closed -$205K –
PSLV icon
1465
Sprott Physical Silver Trust
PSLV
$11.8B
– –
-16,759
Closed -$396K –
RACE icon
1466
Ferrari
RACE
$69.9B
– –
-1,703
Closed -$629K –
RBLX icon
1467
Roblox
RBLX
$36.5B
– –
-10,657
Closed -$864K –
SMCI icon
1468
Super Micro Computer
SMCI
$23.1B
– –
-8,287
Closed -$243K –
TAIL icon
1469
Cambria Tail Risk ETF
TAIL
$152M
– –
-10,099
Closed -$116K –
THW icon
1470
abrdn World Healthcare Fund
THW
$482M
– –
-30,852
Closed -$394K –
TRMB icon
1471
Trimble
TRMB
$14.2B
– –
-3,346
Closed -$262K –
TTD icon
1472
Trade Desk
TTD
$6.21B
– –
-8,516
Closed -$323K –
USPH icon
1473
US Physical Therapy
USPH
$1.28B
– –
-3,963
Closed -$309K –
VIPS icon
1474
Vipshop
VIPS
$6.26B
– –
-35,716
Closed -$632K –
VMI icon
1475
Valmont Industries
VMI
$8.71B
– –
-505
Closed -$203K –
56 57 58
59
60

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Principal Securities's Q1 2026 Portfolio in Review

As of Q1 2026, Principal Securities held 1,483 positions worth $6.82B, up 5.2% from $6.48B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $519M of net new capital in Q1 2026, opening 138 new positions and adding to 817 existing holdings. Its largest new stake was Goldman Sachs MarketBeta International Equity ETF: 186,822 shares worth $13.1M.

By sector, the portfolio is most concentrated in Miscellaneous at 72% of assets, up from 71% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $25.5M trimmed.

  • Principal Securities's largest Q1 2026 buy was Goldman Sachs MarketBeta International Equity ETF: 186,822 shares worth $13.1M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q1 2026, an estimated $56.3M increase.
  • Principal Securities's biggest Q1 2026 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $25.5M.
  • Principal Securities fully exited Innovator International Developed Power Buffer ETF April in Q1 2026, selling an estimated $3.32M.
  • Principal Securities's ten largest holdings make up 22% of its $6.82B portfolio in Q1 2026.
  • Principal Securities opened 138 new positions and closed 72 in Q1 2026.
  • Principal Securities's portfolio value rose 5.2% quarter-over-quarter to $6.82B.

Based on Principal Securities's 13F filing for Q1 2026, filed 13 May 2026.