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Principal Securities Portfolio holdings
AUM
$8.31B
Turnover
14.93%
1-Year Est. Return
21.94%
This Fund
S&P 500
This Quarter
Est. Return
-1.56%
1 Year Est. Return
+21.94%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.82B
AUM Growth
+$336M
(+5.2%)
Cap. Flow
+$519M
Cap. Flow
% of AUM
7.62%
Top 10 Holdings %
Top 10 Hldgs %
21.92%
Holding
1,483
New
138
Increased
817
Reduced
439
Closed
72
Avg Time Held
1.9
years
Top 10 Avg Time Held
1.4
years
Top 20 Avg Time Held
1.6
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Principal Capital Appreciation Select ETF
LCAP
|
+$56.3M |
| 2 |
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
|
+$17.8M |
| 3 |
Principal Investment Grade Corporate Active ETF
IG
|
+$14.5M |
| 4 |
Principal International Equity ETF
PIEQ
|
+$14.4M |
| 5 |
Principal Exchange-Traded Funds Principal Value ETF
PY
|
+$14.2M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
|
+$25.5M |
| 2 |
iShares S&P 100 ETF
OEF
|
+$13.1M |
| 3 |
Vanguard Consumer Staples ETF
VDC
|
+$11.7M |
| 4 |
State Street SPDR Portfolio High Yield Bond ETF
SPHY
|
+$10.5M |
| 5 |
iShares Broad USD High Yield Corporate Bond ETF
USHY
|
+$10.2M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 71.8% |
| 2 | Technology | 8.02% |
| 3 | Financials | 4.14% |
| 4 | Consumer Discretionary | 3.06% |
| 5 | Healthcare | 3.01% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
1376
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
$1.68B
| $207K | ﹤0.01% |
+1,659
| New | +$212K |
2026 Q1
0 quarters
|
|
1377
Teleflex
TFX
$5.43B
| $205K | ﹤0.01% |
1,717
-107
| -6% | -$11.8K |
2023 Q4
9 quarters
|
|
1378
Badger Meter
BMI
$3.68B
| $205K | ﹤0.01% |
1,345
-55
| -4% | -$8.63K |
2023 Q4
9 quarters
|
|
1379
Willdan Group
WLDN
$1.09B
| $204K | ﹤0.01% |
2,667
+652
| +32% | +$69K |
2025 Q2
3 quarters
|
|
1380
Eaton Vance Income Opportunities ETF
XAGG
$1.36B
| $202K | ﹤0.01% |
+4,070
| New | +$206K |
2026 Q1
0 quarters
|
|
1381
Neurocrine Biosciences
NBIX
$13.9B
| $202K | ﹤0.01% |
1,534
+6
| +0.4% | +$796 |
2023 Q4
9 quarters
|
|
1382
Interface
TILE
$2.08B
| $202K | ﹤0.01% |
8,096
+217
| +3% | +$6.5K |
2023 Q4
9 quarters
|
|
1383
Ligand Pharmaceuticals
LGND
$5.95B
| $202K | ﹤0.01% |
1,010
-117
| -10% | -$23.1K |
2023 Q4
9 quarters
|
|
1384
First Industrial Realty Trust
FR
$7.79B
| $201K | ﹤0.01% |
+3,473
| New | +$207K |
2026 Q1
0 quarters
|
|
1385
Thrivent Small-Mid Cap ESG ETF
TSME
$875M
| $200K | ﹤0.01% |
+4,819
| New | +$212K |
2026 Q1
0 quarters
|
|
1386
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.93B
| $200K | ﹤0.01% |
+997
| New | +$206K |
2026 Q1
0 quarters
|
|
1387
UiPath
PATH
$7.15B
| $194K | ﹤0.01% |
+17,520
| New | +$223K |
2026 Q1
0 quarters
|
|
1388
Blue Owl Capital
OWL
$6.13B
| $193K | ﹤0.01% |
+21,127
| New | +$255K |
2026 Q1
0 quarters
|
|
1389
Innovator Equity Dual Directional 10 Buffer ETF - January
DDTJ
$18.1M
| $191K | ﹤0.01% |
+10,277
| New | +$195K |
2026 Q1
0 quarters
|
|
1390
Cohen & Steers Closed End Opportunity Fund
FOF
$343M
| $174K | ﹤0.01% |
13,550
+2,470
| +22% | +$34.2K |
2023 Q4
9 quarters
|
|
1391
Cushman & Wakefield Ltd
CWK
$2.73B
| $174K | ﹤0.01% |
14,156
+126
| +0.9% | +$1.81K |
2023 Q4
9 quarters
|
|
1392
FIVE9
FIVN
$2.62B
| $172K | ﹤0.01% |
+11,341
| New | +$197K |
2026 Q1
0 quarters
|
|
1393
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.69B
| $164K | ﹤0.01% |
19,077
-2,926
| -13% | -$27.3K |
2023 Q4
9 quarters
|
|
1394
BlackRock Corporate High Yield Fund
HYT
$1.51B
| $164K | ﹤0.01% |
19,245
-710
| -4% | -$6.22K |
2023 Q4
9 quarters
|
|
1395
Teekay
TK
$1.23B
| $164K | ﹤0.01% |
+13,418
| New | +$148K |
2026 Q1
0 quarters
|
|
1396
NuScale Power
SMR
$2.52B
| $157K | ﹤0.01% |
14,438
-8,096
| -36% | -$123K |
2024 Q1
8 quarters
|
|
1397
Hercules Capital
HTGC
$3.12B
| $156K | ﹤0.01% |
10,547
-175
| -2% | -$2.86K |
2023 Q4
9 quarters
|
|
1398
Mizuho Financial
MFG
$123B
| $143K | ﹤0.01% |
17,986
-8,020
| -31% | -$67.9K |
2023 Q4
9 quarters
|
|
1399
Global Net Lease
GNL
$1.72B
| $142K | ﹤0.01% |
15,207
+76
| +0.5% | +$715 |
2023 Q4
9 quarters
|
|
1400
Trump Media & Technology Group
DJT
$2.06B
| $137K | ﹤0.01% |
14,809
-2,814
| -16% | -$32.3K |
2023 Q4
9 quarters
|
|
Similar funds
Principal Securities's Q1 2026 Portfolio in Review
As of Q1 2026, Principal Securities held 1,483 positions worth $6.82B, up 5.2% from $6.48B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Principal Securities deployed $519M of net new capital in Q1 2026, opening 138 new positions and adding to 817 existing holdings. Its largest new stake was Goldman Sachs MarketBeta International Equity ETF: 186,822 shares worth $13.1M.
By sector, the portfolio is most concentrated in Miscellaneous at 72% of assets, up from 71% a quarter earlier, followed by Technology and Financials.
On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $25.5M trimmed.
- Principal Securities's largest Q1 2026 buy was Goldman Sachs MarketBeta International Equity ETF: 186,822 shares worth $13.1M.
- Principal Securities added most to Principal Capital Appreciation Select ETF in Q1 2026, an estimated $56.3M increase.
- Principal Securities's biggest Q1 2026 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $25.5M.
- Principal Securities fully exited Innovator International Developed Power Buffer ETF April in Q1 2026, selling an estimated $3.32M.
- Principal Securities's ten largest holdings make up 22% of its $6.82B portfolio in Q1 2026.
- Principal Securities opened 138 new positions and closed 72 in Q1 2026.
- Principal Securities's portfolio value rose 5.2% quarter-over-quarter to $6.82B.
Based on Principal Securities's 13F filing for Q1 2026, filed 13 May 2026.