We are live on ! Find out more
PS

Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+8.03%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.21B
AUM Growth
+$525M
Cap. Flow
+$332M
Cap. Flow %
10.35%
Top 10 Hldgs %
23.33%
Holding
3,415
New
205
Increased
1,606
Reduced
914
Closed
102

Top Buys

Rank Stock Value
1
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$104M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$32.7M
3
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$15.4M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$13.3M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$12.9M

Top Sells

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$20.7M
2
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$19.7M
3
QQQM icon
Invesco NASDAQ 100 ETF
QQQM
+$12.9M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$11.9M
5
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$11.1M

Sector Composition

Rank Sector Weight
1 Technology 7.74%
2 Financials 4.41%
3 Healthcare 3.74%
4 Consumer Discretionary 3.67%
5 Communication Services 2.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UTG icon
1301
Reaves Utility Income Fund
UTG
$3.55B
$94.1K ﹤0.01%
3,489
+85
+2% +$2.24K
TEX icon
1302
Terex
TEX
$7.88B
$94K ﹤0.01%
1,459
-16
-1% -$938
EMGF icon
1303
iShares Emerging Markets Equity Factor ETF
EMGF
$1.78B
$93.4K ﹤0.01%
2,096
– –
ZION icon
1304
Zions Bancorporation
ZION
$10.2B
$93.3K ﹤0.01%
2,150
-715
-25% -$29.5K
LPX icon
1305
Louisiana-Pacific
LPX
$5.38B
$92.6K ﹤0.01%
1,104
+49
+5% +$3.52K
DMXF icon
1306
iShares ESG Advanced MSCI EAFE ETF
DMXF
$971M
$92K ﹤0.01%
1,350
– –
NOV icon
1307
NOV
NOV
$7.17B
$92K ﹤0.01%
4,711
-54
-1% -$1K
MSM icon
1308
MSC Industrial Direct
MSM
$7.04B
$91.8K ﹤0.01%
946
+114
+14% +$11.2K
CRSP icon
1309
CRISPR Therapeutics
CRSP
$4.71B
$91.7K ﹤0.01%
1,346
+695
+107% +$49.8K
GNOV icon
1310
FT Vest US Equity Moderate Buffer ETF November
GNOV
$294M
$91.6K ﹤0.01%
2,778
– –
FNX icon
1311
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.39B
$91.5K ﹤0.01%
807
– –
CLS icon
1312
Celestica
CLS
$38.7B
$91.2K ﹤0.01%
2,030
+600
+42% +$22.8K
FBCG icon
1313
Fidelity Blue Chip Growth ETF
FBCG
$6.71B
$91.1K ﹤0.01%
2,367
+40
+2% +$1.44K
FPFD icon
1314
Fidelity Preferred Securities & Income ETF
FPFD
$81M
$90.7K ﹤0.01%
4,202
+13
+0.3% +$276
ISCV icon
1315
iShares Morningstar Small-Cap Value ETF
ISCV
$696M
$90.6K ﹤0.01%
1,481
+981
+196% +$56.9K
HHH icon
1316
Howard Hughes
HHH
$3.94B
$90.6K ﹤0.01%
1,309
-92
-7% -$6.83K
HYDR icon
1317
Global X Hydrogen ETF
HYDR
$78.9M
$90.2K ﹤0.01%
3,199
+894
+39% +$25.9K
VIS icon
1318
Vanguard Industrials ETF
VIS
$8.22B
$90.2K ﹤0.01%
369
+86
+30% +$19.5K
SMG icon
1319
ScottsMiracle-Gro
SMG
$4.15B
$90.1K ﹤0.01%
1,208
+15
+1% +$932
UJUL icon
1320
Innovator US Equity Ultra Buffer ETF July
UJUL
$284M
$89.9K ﹤0.01%
2,821
+253
+10% +$7.87K
ESGE icon
1321
iShares ESG Aware MSCI EM ETF
ESGE
$6.43B
$89.9K ﹤0.01%
2,789
-1,437
-34% -$45.3K
PDD icon
1322
Pinduoduo
PDD
$122B
$89.7K ﹤0.01%
772
-485
-39% -$63.5K
BDC icon
1323
Belden
BDC
$4.05B
$89.7K ﹤0.01%
969
+35
+4% +$2.85K
UAPR icon
1324
Innovator US Equity Ultra Buffer ETF April
UAPR
$157M
$89.7K ﹤0.01%
3,186
+287
+10% +$7.99K
UOCT icon
1325
Innovator US Equity Ultra Buffer ETF October
UOCT
$178M
$88.4K ﹤0.01%
2,630
+241
+10% +$7.95K
51 52
53
54 55

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q1 2024 Portfolio in Review

As of Q1 2024, Principal Securities held 3,415 positions worth $3.21B, up 20% from $2.68B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Principal Securities deployed $332M of net new capital in Q1 2024, opening 205 new positions and adding to 1,606 existing holdings. Its largest new stake was Innovator Premium Income 40 Barrier ETF - January: 80,201 shares worth $1.97M.

By sector, the portfolio is most concentrated in Technology at 7.7% of assets, up from 7.4% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Value ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q1 2024 buy was Innovator Premium Income 40 Barrier ETF - January: 80,201 shares worth $1.97M.
  • Principal Securities added most to Principal Exchange-Traded Funds Principal US Mega-Cap ETF in Q1 2024, an estimated $104M increase.
  • Principal Securities's biggest Q1 2024 reduction was State Street SPDR Portfolio S&P 500 Value ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited ProShares S&P 500 ex-Financials ETF in Q1 2024, selling an estimated $2.26M.
  • Principal Securities's ten largest holdings make up 23% of its $3.21B portfolio in Q1 2024.
  • Principal Securities opened 205 new positions and closed 102 in Q1 2024.
  • Principal Securities's portfolio value rose 20% quarter-over-quarter to $3.21B.

Based on Principal Securities's 13F filing for Q1 2024, filed 10 May 2024.