Principal Securities’s FT Vest US Equity Moderate Buffer ETF November GNOV Stock Holding History

Principal Securities’s Portfolio GNOV Stock Details GNOV Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q4	–	Sell	-862	Closed	-$32.8K	–	2232
2025 Q3	$32.8K	Hold	862	–	–	﹤0.01%	2162
2025 Q2	$31.4K	Sell	862 -116	-12%	-$4.03K	﹤0.01%	2098
2025 Q1	$34.2K	Hold	978	–	–	﹤0.01%	1932
2024 Q4	$34.2K	Hold	978	–	–	﹤0.01%	1928
2024 Q3	$33.7K	Sell	978 -1,000	-51%	-$34K	﹤0.01%	1862
2024 Q2	$66.8K	Sell	1,978 -800	-29%	-$26.5K	﹤0.01%	1481
2024 Q1	$91.6K	Hold	2,778	–	–	﹤0.01%	1310
2023 Q4	$88.1K	Buy	+2,778	New	+$86.7K	﹤0.01%	1231

Other funds holding GNOV

Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $110B AUM 26.29% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $85.1B AUM 27.35% 1-Year Est. Return

KAS

Kestra Advisory Services Austin, Texas $31B AUM 28.39% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $51.6B AUM 27.34% 1-Year Est. Return

Americana Partners Houston, Texas $4.44B AUM 29.45% 1-Year Est. Return

MAM

Milestone Asset Management Pittsburgh, Pennsylvania $636M AUM 22.1% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.9% 1-Year Est. Return

Principal Securities's GNOV Position: Q4 2025 in Review

Principal Securities sold out of FT Vest US Equity Moderate Buffer ETF November (GNOV) in Q4 2025, closing a stake of 862 shares — an estimated $32.8K sold.

Principal Securities first reported a position in GNOV in Q4 2023 and held it in 8 quarters. The position peaked at $91.6K in Q1 2024. 106 funds tracked by Wall St. Rank hold GNOV as of Q4 2025.

Principal Securities reported no remaining FT Vest US Equity Moderate Buffer ETF November position as of Q4 2025 after selling out during the quarter.
Principal Securities sold 862 FT Vest US Equity Moderate Buffer ETF November shares in Q4 2025, an estimated $32.8K.
Principal Securities first reported a position in FT Vest US Equity Moderate Buffer ETF November in Q4 2023 and held it in 8 quarters.
Principal Securities's FT Vest US Equity Moderate Buffer ETF November position peaked at $91.6K in Q1 2024.
106 funds tracked by Wall St. Rank held FT Vest US Equity Moderate Buffer ETF November as of Q4 2025.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.