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Principal Securities Portfolio holdings
AUM
$8.31B
Turnover
14.93%
1-Year Est. Return
21.94%
This Fund
S&P 500
This Quarter
Est. Return
-1.56%
1 Year Est. Return
+21.94%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.82B
AUM Growth
+$336M
(+5.2%)
Cap. Flow
+$519M
Cap. Flow
% of AUM
7.62%
Top 10 Holdings %
Top 10 Hldgs %
21.92%
Holding
1,483
New
138
Increased
817
Reduced
439
Closed
72
Avg Time Held
1.9
years
Top 10 Avg Time Held
1.4
years
Top 20 Avg Time Held
1.6
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Principal Capital Appreciation Select ETF
LCAP
|
+$56.3M |
| 2 |
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
|
+$17.8M |
| 3 |
Principal Investment Grade Corporate Active ETF
IG
|
+$14.5M |
| 4 |
Principal International Equity ETF
PIEQ
|
+$14.4M |
| 5 |
Principal Exchange-Traded Funds Principal Value ETF
PY
|
+$14.2M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
|
+$25.5M |
| 2 |
iShares S&P 100 ETF
OEF
|
+$13.1M |
| 3 |
Vanguard Consumer Staples ETF
VDC
|
+$11.7M |
| 4 |
State Street SPDR Portfolio High Yield Bond ETF
SPHY
|
+$10.5M |
| 5 |
iShares Broad USD High Yield Corporate Bond ETF
USHY
|
+$10.2M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 71.8% |
| 2 | Technology | 8.02% |
| 3 | Financials | 4.14% |
| 4 | Consumer Discretionary | 3.06% |
| 5 | Healthcare | 3.01% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
1251
Somnigroup International
SGI
$14.5B
| $275K | ﹤0.01% |
3,721
+148
| +4% | +$12.8K |
2023 Q4
9 quarters
|
|
1252
DELISTED
Coterra Energy
CTRA
| $273K | ﹤0.01% |
7,782
-1,161
| -13% | -$34.9K |
2023 Q4
9 quarters
|
|
1253
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.16B
| $272K | ﹤0.01% |
1,164
+146
| +14% | +$36.4K |
2023 Q4
9 quarters
|
|
1254
Cincinnati Financial
CINF
$26B
| $272K | ﹤0.01% |
1,731
+289
| +20% | +$47K |
2023 Q4
9 quarters
|
|
1255
Reaves Utility Income Fund
UTG
$3.23B
| $272K | ﹤0.01% |
6,927
+58
| +0.8% | +$2.27K |
2023 Q4
9 quarters
|
|
1256
iShares Short Duration High Yield Muni Active ETF
SHYM
$838M
| $272K | ﹤0.01% |
+12,354
| New | +$276K |
2026 Q1
0 quarters
|
|
1257
Pacer Industrial Real Estate ETF
INDS
$100M
| $271K | ﹤0.01% |
+7,364
| New | +$285K |
2026 Q1
0 quarters
|
|
1258
SEI QiM U.S. Large Cap Low Volatility Active ETF
SELV
$266M
| $269K | ﹤0.01% |
8,333
+608
| +8% | +$20.1K |
2024 Q1
8 quarters
|
|
1259
ON Semiconductor
ON
$28.2B
| $269K | ﹤0.01% |
+4,336
| New | +$272K |
2026 Q1
0 quarters
|
|
1260
Morningstar
MORN
$7.71B
| $268K | ﹤0.01% |
1,586
-122
| -7% | -$22.7K |
2023 Q4
9 quarters
|
|
1261
BlackRock Intermediate Muni Income Bond ETF
INMU
$693M
| $268K | ﹤0.01% |
+11,213
| New | +$272K |
2026 Q1
0 quarters
|
|
1262
iShares Core 5-10 Year USD Bond ETF
IMTB
$275M
| $268K | ﹤0.01% |
6,107
-200
| -3% | -$8.84K |
2024 Q2
7 quarters
|
|
1263
Fidelity MSCI Communication Services Index ETF
FCOM
$1.82B
| $265K | ﹤0.01% |
3,896
+66
| +2% | +$4.75K |
2023 Q4
9 quarters
|
|
1264
Crane NXT
CXT
$3.13B
| $265K | ﹤0.01% |
6,535
-2,048
| -24% | -$99.4K |
2023 Q4
9 quarters
|
|
1265
First Trust Financials AlphaDEX Fund
FXO
$1.05B
| $265K | ﹤0.01% |
4,711
-118
| -2% | -$7K |
2023 Q4
9 quarters
|
|
1266
Innovator US Equity Power Buffer ETF September
PSEP
$1.22B
| $265K | ﹤0.01% |
6,144
+45
| +0.7% | +$1.97K |
2023 Q4
9 quarters
|
|
1267
Tenet Healthcare
THC
$21.5B
| $264K | ﹤0.01% |
1,399
+362
| +35% | +$76.3K |
2023 Q4
9 quarters
|
|
1268
ResMed
RMD
$33.5B
| $263K | ﹤0.01% |
1,172
+177
| +18% | +$44.1K |
2023 Q4
9 quarters
|
|
1269
Innovator Equity Dual Directional 15 Buffer ETF - January
DDFJ
$75.1M
| $262K | ﹤0.01% |
+13,944
| New | +$265K |
2026 Q1
0 quarters
|
|
1270
Greif
GEF
$4.6B
| $262K | ﹤0.01% |
3,899
+126
| +3% | +$8.92K |
2024 Q1
8 quarters
|
|
1271
Biogen
BIIB
$34.8B
| $260K | ﹤0.01% |
+1,420
| New | +$262K |
2026 Q1
0 quarters
|
|
1272
Coinbase
COIN
$46.4B
| $260K | ﹤0.01% |
1,489
+602
| +68% | +$118K |
2023 Q4
9 quarters
|
|
1273
State Street SPDR Portfolio Corporate Bond ETF
SPBO
$2.15B
| $259K | ﹤0.01% |
8,933
+43
| +0.5% | +$1.26K |
2023 Q4
9 quarters
|
|
1274
Innovator Equity Defined Protection ETF - 1 Yr March
ZMAR
$112M
| $259K | ﹤0.01% |
+9,381
| New | +$259K |
2026 Q1
0 quarters
|
|
1275
NYLIM MacKay Muni Intermediate ETF
MMIT
$1.49B
| $258K | ﹤0.01% |
+10,704
| New | +$262K |
2026 Q1
0 quarters
|
|
Similar funds
Principal Securities's Q1 2026 Portfolio in Review
As of Q1 2026, Principal Securities held 1,483 positions worth $6.82B, up 5.2% from $6.48B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Principal Securities deployed $519M of net new capital in Q1 2026, opening 138 new positions and adding to 817 existing holdings. Its largest new stake was Goldman Sachs MarketBeta International Equity ETF: 186,822 shares worth $13.1M.
By sector, the portfolio is most concentrated in Miscellaneous at 72% of assets, up from 71% a quarter earlier, followed by Technology and Financials.
On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $25.5M trimmed.
- Principal Securities's largest Q1 2026 buy was Goldman Sachs MarketBeta International Equity ETF: 186,822 shares worth $13.1M.
- Principal Securities added most to Principal Capital Appreciation Select ETF in Q1 2026, an estimated $56.3M increase.
- Principal Securities's biggest Q1 2026 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $25.5M.
- Principal Securities fully exited Innovator International Developed Power Buffer ETF April in Q1 2026, selling an estimated $3.32M.
- Principal Securities's ten largest holdings make up 22% of its $6.82B portfolio in Q1 2026.
- Principal Securities opened 138 new positions and closed 72 in Q1 2026.
- Principal Securities's portfolio value rose 5.2% quarter-over-quarter to $6.82B.
Based on Principal Securities's 13F filing for Q1 2026, filed 13 May 2026.