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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.62%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.07B
AUM Growth
+$750M
Cap. Flow
+$423M
Cap. Flow %
6.97%
Top 10 Hldgs %
21.64%
Holding
3,874
New
201
Increased
1,741
Reduced
1,019
Closed
143

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.4M
2
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$28.8M
3
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$24.1M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$23.7M
5
PIEQ
Principal International Equity ETF
PIEQ
+$23.1M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$34.2M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.3M
3
EWY icon
iShares MSCI South Korea ETF
EWY
+$10.1M
4
VOX icon
Vanguard Communication Services ETF
VOX
+$9.41M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$5.01M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Financials 4.51%
3 Consumer Discretionary 3.45%
4 Communication Services 3.01%
5 Healthcare 2.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NFLX icon
101
Netflix
NFLX
$292B
$11.6M 0.19%
97,160
+4,900
+5% +$598K
BYRE icon
102
Principal Real Estate Active Opportunities ETF
BYRE
$27.9M
$11.4M 0.19%
452,742
+127,804
+39% +$3.23M
COST icon
103
Costco
COST
$415B
$11.2M 0.18%
12,058
+479
+4% +$459K
WFC icon
104
Wells Fargo
WFC
$261B
$11M 0.18%
130,646
+740
+0.6% +$60K
SMH icon
105
VanEck Semiconductor ETF
SMH
$67.6B
$10.7M 0.18%
32,810
+1,757
+6% +$520K
VDC icon
106
Vanguard Consumer Staples ETF
VDC
$7.86B
$10.7M 0.18%
49,868
+3,906
+8% +$856K
SPTL icon
107
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$10.5B
$10.6M 0.17%
392,451
+17,452
+5% +$461K
JNJ icon
108
Johnson & Johnson
JNJ
$635B
$10.3M 0.17%
55,803
+4,771
+9% +$817K
CAT icon
109
Caterpillar
CAT
$409B
$10.3M 0.17%
21,520
+693
+3% +$296K
UNH icon
110
UnitedHealth
UNH
$382B
$10.2M 0.17%
29,447
-419
-1% -$127K
PQDI
111
Principal Spectrum Preferred and Income ETF
PQDI
$69.2M
$10.1M 0.17%
515,838
+30,479
+6% +$593K
CGDV icon
112
Capital Group Dividend Value ETF
CGDV
$36.6B
$10.1M 0.17%
240,572
-31,859
-12% -$1.31M
CVX icon
113
Chevron
CVX
$388B
$10.1M 0.17%
65,000
+6,898
+12% +$1.07M
VCRB icon
114
Vanguard Core Bond ETF
VCRB
$7.19B
$10.1M 0.17%
128,706
+8,414
+7% +$653K
GSY icon
115
Invesco Ultra Short Duration ETF
GSY
$3.82B
$9.94M 0.16%
197,882
-27,197
-12% -$1.37M
OEF icon
116
iShares S&P 100 ETF
OEF
$19.8B
$9.87M 0.16%
29,652
+9,153
+45% +$2.91M
EFAV icon
117
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.22B
$9.85M 0.16%
116,116
+3,469
+3% +$293K
SHYG icon
118
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.57B
$9.82M 0.16%
226,702
+203,220
+865% +$8.75M
SPIB icon
119
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
$9.81M 0.16%
289,452
+46,202
+19% +$1.55M
CGUS icon
120
Capital Group Core Equity ETF
CGUS
$11.1B
$9.67M 0.16%
244,616
-22,526
-8% -$865K
IJH icon
121
iShares Core S&P Mid-Cap ETF
IJH
$123B
$9.67M 0.16%
148,156
-33,728
-19% -$2.17M
IGF icon
122
iShares Global Infrastructure ETF
IGF
$11B
$9.61M 0.16%
157,205
+9,240
+6% +$554K
PLTR icon
123
Palantir
PLTR
$295B
$9.5M 0.16%
52,081
+6,068
+13% +$983K
VTIP icon
124
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$9.36M 0.15%
184,968
+7,056
+4% +$355K
ETV
125
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.71B
$9.3M 0.15%
652,755
+23,479
+4% +$327K
3 4
5
6 7

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2025 Portfolio in Review

As of Q3 2025, Principal Securities held 3,874 positions worth $6.07B, up 14% from $5.32B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $423M of net new capital in Q3 2025, opening 201 new positions and adding to 1,741 existing holdings. Its largest new stake was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, up from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $34.2M trimmed.

  • Principal Securities's largest Q3 2025 buy was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.
  • Principal Securities added most to iShares Core S&P 500 ETF in Q3 2025, an estimated $38.4M increase.
  • Principal Securities's biggest Q3 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $34.2M.
  • Principal Securities fully exited Fidelity Disruptive Technology ETF in Q3 2025, selling an estimated $817K.
  • Principal Securities's ten largest holdings make up 22% of its $6.07B portfolio in Q3 2025.
  • Principal Securities opened 201 new positions and closed 143 in Q3 2025.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $6.07B.

Based on Principal Securities's 13F filing for Q3 2025, filed 12 Nov 2025.