PS
CAT icon

Principal Securities’s Caterpillar CAT Stock Holding History

Principal Securities’s Portfolio CAT Stock Details CAT Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		$13.8M Sell
19,442
-1,749
-8% -$1.21M 0.2% 96
2025
Q4 		$12.1M Sell
21,191
-329
-2% -$183K 0.19% 103
2025
Q3 		$10.3M Buy
21,520
+693
+3% +$296K 0.17% 109
2025
Q2 		$8.09M Buy
20,827
+1,517
+8% +$506K 0.15% 133
2025
Q1 		$7M Buy
19,310
+68
+0.4% +$24.2K 0.16% 127
2024
Q4 		$6.98M Buy
19,242
+932
+5% +$361K 0.16% 128
2024
Q3 		$7.16M Buy
18,310
+2,115
+13% +$730K 0.17% 111
2024
Q2 		$5.39M Buy
16,195
+5,047
+45% +$1.75M 0.15% 128
2024
Q1 		$4.09M Sell
11,148
-1,810
-14% -$578K 0.13% 154
2023
Q4 		$3.83M Buy
+12,958
New +$3.36M 0.14% 139

Other funds holding CAT

BlackRock
BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return
State Street
State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return
VCM
Vanguard Capital Management Malvern, Pennsylvania $4.04T AUM
State Farm Mutual Automobile Insurance
State Farm Mutual Automobile Insurance Bloomington, Illinois $127B AUM 32.55% 1-Year Est. Return
VPM
Vanguard Portfolio Management Malvern, Pennsylvania $1.91T AUM
Geode Capital Management
Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return
Fisher Asset Management
Fisher Asset Management Camas, Washington $295B AUM 31.6% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Gates Foundation Trust
Gates Foundation Trust Kirkland, Washington $31.7B AUM 20.52% 1-Year Est. Return
Northern Trust
Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Principal Securities's CAT Position: Q1 2026 in Review

Principal Securities reduced its Caterpillar (CAT) stake by 8.3% in Q1 2026, selling an estimated $1.21M and leaving 19,442 shares worth $13.8M. The position accounts for 0.2% of the portfolio, ranked #96.

Principal Securities first reported a position in CAT in Q4 2023 and has held it in 10 quarters since. 3,733 funds tracked by Wall St. Rank hold CAT as of Q1 2026.

  • Principal Securities held 19,442 shares of Caterpillar worth $13.8M as of Q1 2026.
  • Principal Securities sold 1,749 Caterpillar shares in Q1 2026, an estimated $1.21M.
  • Caterpillar made up 0.2% of Principal Securities's portfolio in Q1 2026, its #96 holding.
  • Principal Securities first reported a position in Caterpillar in Q4 2023 and has held it in 10 quarters since.
  • 3,733 funds tracked by Wall St. Rank held Caterpillar as of Q1 2026.

Based on Principal Securities's 13F filing for Q1 2026, filed 13 May 2026.