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Principal Securities’s Caterpillar CAT Stock Holding History

Principal Securities’s Portfolio CAT Stock Details CAT Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q2 		$20.8M Buy
19,564
+122
+0.6% +$107K 0.25% 69
2026
Q1 		$13.8M Sell
19,442
-1,749
-8% -$1.21M 0.2% 96
2025
Q4 		$12.1M Sell
21,191
-329
-2% -$183K 0.19% 103
2025
Q3 		$10.3M Buy
21,520
+693
+3% +$296K 0.17% 109
2025
Q2 		$8.09M Buy
20,827
+1,517
+8% +$506K 0.15% 133
2025
Q1 		$7M Buy
19,310
+68
+0.4% +$24.2K 0.16% 127
2024
Q4 		$6.98M Buy
19,242
+932
+5% +$361K 0.16% 128
2024
Q3 		$7.16M Buy
18,310
+2,115
+13% +$730K 0.17% 111
2024
Q2 		$5.39M Buy
16,195
+5,047
+45% +$1.75M 0.15% 128
2024
Q1 		$4.09M Sell
11,148
-1,810
-14% -$578K 0.13% 154
2023
Q4 		$3.83M Buy
+12,958
New +$3.36M 0.14% 139

Other funds holding CAT

BlackRock
BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return
State Street
State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return
Vanguard Capital Management
Vanguard Capital Management Malvern, Pennsylvania $4.68T AUM
State Farm Mutual Automobile Insurance
State Farm Mutual Automobile Insurance Bloomington, Illinois $146B AUM 55.73% 1-Year Est. Return
Vanguard Portfolio Management
Vanguard Portfolio Management Malvern, Pennsylvania $2.22T AUM
Geode Capital Management
Geode Capital Management Boston, Massachusetts $1.88T AUM 44.46% 1-Year Est. Return
Fisher Asset Management
Fisher Asset Management Camas, Washington $336B AUM 34.66% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return
JP Morgan Chase
JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return
Gates Foundation Trust
Gates Foundation Trust Kirkland, Washington $34.4B AUM 26.34% 1-Year Est. Return

Principal Securities's CAT Position: Q2 2026 in Review

Principal Securities increased its Caterpillar (CAT) stake by 0.63% in Q2 2026, buying an estimated $107K and bringing the position to 19,564 shares worth $20.8M. The position accounts for 0.25% of the portfolio, ranked #69.

Principal Securities first reported a position in CAT in Q4 2023 and has held it in 11 quarters since. 4,052 funds tracked by Wall St. Rank hold CAT as of Q2 2026.

  • Principal Securities held 19,564 shares of Caterpillar worth $20.8M as of Q2 2026.
  • Principal Securities bought 122 Caterpillar shares in Q2 2026, an estimated $107K.
  • Caterpillar made up 0.25% of Principal Securities's portfolio in Q2 2026, its #69 holding.
  • Principal Securities first reported a position in Caterpillar in Q4 2023 and has held it in 11 quarters since.
  • 4,052 funds tracked by Wall St. Rank held Caterpillar as of Q2 2026.

Based on Principal Securities's 13F filing for Q2 2026, filed 4 Aug 2026.