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Principal Securities Portfolio holdings
AUM
$8.31B
Turnover
14.93%
1-Year Est. Return
21.94%
This Fund
S&P 500
This Quarter
Est. Return
-1.56%
1 Year Est. Return
+21.94%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.82B
AUM Growth
+$336M
(+5.2%)
Cap. Flow
+$519M
Cap. Flow
% of AUM
7.62%
Top 10 Holdings %
Top 10 Hldgs %
21.92%
Holding
1,483
New
138
Increased
817
Reduced
439
Closed
72
Avg Time Held
1.9
years
Top 10 Avg Time Held
1.4
years
Top 20 Avg Time Held
1.6
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Principal Capital Appreciation Select ETF
LCAP
|
+$56.3M |
| 2 |
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
|
+$17.8M |
| 3 |
Principal Investment Grade Corporate Active ETF
IG
|
+$14.5M |
| 4 |
Principal International Equity ETF
PIEQ
|
+$14.4M |
| 5 |
Principal Exchange-Traded Funds Principal Value ETF
PY
|
+$14.2M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
|
+$25.5M |
| 2 |
iShares S&P 100 ETF
OEF
|
+$13.1M |
| 3 |
Vanguard Consumer Staples ETF
VDC
|
+$11.7M |
| 4 |
State Street SPDR Portfolio High Yield Bond ETF
SPHY
|
+$10.5M |
| 5 |
iShares Broad USD High Yield Corporate Bond ETF
USHY
|
+$10.2M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 71.8% |
| 2 | Technology | 8.02% |
| 3 | Financials | 4.14% |
| 4 | Consumer Discretionary | 3.06% |
| 5 | Healthcare | 3.01% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
1201
iShares Dow Jones US ETF
IYY
$2.99B
| $299K | ﹤0.01% |
1,888
-12
| -0.6% | -$1.99K |
2023 Q4
9 quarters
|
|
1202
iShares GSCI Commodity Dynamic Roll Strategy ETF
COMT
$1.44B
| $298K | ﹤0.01% |
+8,809
| New | +$252K |
2026 Q1
0 quarters
|
|
1203
SoFi Technologies
SOFI
$18.8B
| $297K | ﹤0.01% |
18,709
+1,681
| +10% | +$35.4K |
2023 Q4
9 quarters
|
|
1204
Crown Castle
CCI
$35B
| $296K | ﹤0.01% |
3,643
-111
| -3% | -$9.55K |
2023 Q4
9 quarters
|
|
1205
iShares High Yield Muni Active ETF
HIMU
$2.49B
| $296K | ﹤0.01% |
6,161
-10,244
| -62% | -$500K |
2025 Q2
3 quarters
|
|
1206
VanEck IG Floating Rate ETF
FLTR
$3.47B
| $294K | ﹤0.01% |
+11,555
| New | +$295K |
2026 Q1
0 quarters
|
|
1207
Amplify Junior Silver Miners ETF
SILJ
$3.32B
| $294K | ﹤0.01% |
9,904
-988
| -9% | -$32.8K |
2024 Q3
6 quarters
|
|
1208
Toro Company
TTC
$9.52B
| $294K | ﹤0.01% |
3,149
+143
| +5% | +$13.5K |
2023 Q4
9 quarters
|
|
1209
Nasdaq
NDAQ
$52.5B
| $294K | ﹤0.01% |
3,460
-1,135
| -25% | -$102K |
2023 Q4
9 quarters
|
|
1210
Brookfield Renewable
BEPC
$5.32B
| $294K | ﹤0.01% |
7,373
+109
| +2% | +$4.44K |
2023 Q4
9 quarters
|
|
1211
iShares iBonds Dec 2029 Term Corporate ETF
IBDU
$3.95B
| $294K | ﹤0.01% |
12,621
| – | – |
2023 Q4
9 quarters
|
|
1212
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.77B
| $293K | ﹤0.01% |
3,058
-3,553
| -54% | -$348K |
2023 Q4
9 quarters
|
|
1213
Invesco DB US Dollar Index Bullish Fund
UUP
$460M
| $293K | ﹤0.01% |
10,561
| – | – |
2025 Q4
1 quarter
|
|
1214
WESCO International
WCC
$16.6B
| $293K | ﹤0.01% |
1,072
+63
| +6% | +$17.7K |
2023 Q4
9 quarters
|
|
1215
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.9B
| $293K | ﹤0.01% |
5,504
+1,501
| +37% | +$80.8K |
2023 Q4
9 quarters
|
|
1216
Expeditors International
EXPD
$25.5B
| $291K | ﹤0.01% |
2,035
+465
| +30% | +$70.7K |
2023 Q4
9 quarters
|
|
1217
Old Dominion Freight Line
ODFL
$38.9B
| $291K | ﹤0.01% |
+1,488
| New | +$277K |
2026 Q1
0 quarters
|
|
1218
FT Vest Laddered International Moderate Buffer ETF
BUFY
$170M
| $289K | ﹤0.01% |
12,905
+818
| +7% | +$18.5K |
2025 Q2
3 quarters
|
|
1219
Jack Henry & Associates
JKHY
$10.7B
| $289K | ﹤0.01% |
1,826
+45
| +3% | +$7.71K |
2023 Q4
9 quarters
|
|
1220
Vanguard Financials ETF
VFH
$13.1B
| $288K | ﹤0.01% |
2,381
-7
| -0.3% | -$893 |
2023 Q4
9 quarters
|
|
1221
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.49B
| $288K | ﹤0.01% |
6,013
-1,417
| -19% | -$68.3K |
2023 Q4
9 quarters
|
|
1222
Invesco S&P 500 Equal Weight Real Estate ETF
RSPR
$84.3M
| $288K | ﹤0.01% |
+8,665
| New | +$299K |
2026 Q1
0 quarters
|
|
1223
Baxter International
BAX
$13.1B
| $287K | ﹤0.01% |
17,083
+998
| +6% | +$19.3K |
2023 Q4
9 quarters
|
|
1224
Installed Building Products
IBP
$4.94B
| $287K | ﹤0.01% |
1,082
+5
| +0.5% | +$1.5K |
2023 Q4
9 quarters
|
|
1225
Alignment Healthcare
ALHC
$1.72B
| $287K | ﹤0.01% |
+16,261
| New | +$327K |
2026 Q1
0 quarters
|
|
Similar funds
Principal Securities's Q1 2026 Portfolio in Review
As of Q1 2026, Principal Securities held 1,483 positions worth $6.82B, up 5.2% from $6.48B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Principal Securities deployed $519M of net new capital in Q1 2026, opening 138 new positions and adding to 817 existing holdings. Its largest new stake was Goldman Sachs MarketBeta International Equity ETF: 186,822 shares worth $13.1M.
By sector, the portfolio is most concentrated in Miscellaneous at 72% of assets, up from 71% a quarter earlier, followed by Technology and Financials.
On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $25.5M trimmed.
- Principal Securities's largest Q1 2026 buy was Goldman Sachs MarketBeta International Equity ETF: 186,822 shares worth $13.1M.
- Principal Securities added most to Principal Capital Appreciation Select ETF in Q1 2026, an estimated $56.3M increase.
- Principal Securities's biggest Q1 2026 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $25.5M.
- Principal Securities fully exited Innovator International Developed Power Buffer ETF April in Q1 2026, selling an estimated $3.32M.
- Principal Securities's ten largest holdings make up 22% of its $6.82B portfolio in Q1 2026.
- Principal Securities opened 138 new positions and closed 72 in Q1 2026.
- Principal Securities's portfolio value rose 5.2% quarter-over-quarter to $6.82B.
Based on Principal Securities's 13F filing for Q1 2026, filed 13 May 2026.