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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.11%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.14B
AUM Growth
+$507M
Cap. Flow
+$296M
Cap. Flow %
7.17%
Top 10 Hldgs %
22.42%
Holding
3,578
New
189
Increased
1,723
Reduced
908
Closed
144

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$31.3M
2
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$27.1M
3
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$25.4M
4
HDV
iShares Core High Dividend ETF
HDV
+$19.3M
5
PQDI
Principal Spectrum Preferred and Income ETF
PQDI
+$9.31M

Top Sells

Rank Stock Value
1
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$26.2M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$26.1M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.7M
4
BBJP icon
JPMorgan BetaBuilders Japan ETF
BBJP
+$9.44M
5
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$6.61M

Sector Composition

Rank Sector Weight
1 Technology 7.78%
2 Financials 4.3%
3 Consumer Discretionary 3.67%
4 Healthcare 3.64%
5 Industrials 2.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ARTY
1201
iShares Future AI & Tech ETF
ARTY
$3.47B
$157K ﹤0.01%
4,589
-207
-4% -$6.87K
AON icon
1202
Aon
AON
$78.4B
$157K ﹤0.01%
454
-248
-35% -$81.1K
UBS icon
1203
UBS Group
UBS
$172B
$157K ﹤0.01%
5,076
-247
-5% -$7.42K
IBHE
1204
DELISTED
iShares iBonds 2025 Term High Yield and Income ETF
IBHE
$157K ﹤0.01%
6,724
+227
+3% +$5.27K
TIGO icon
1205
Millicom
TIGO
$16B
$156K ﹤0.01%
5,753
+232
+4% +$5.99K
AVLV icon
1206
Avantis US Large Cap Value ETF
AVLV
$18B
$156K ﹤0.01%
+2,365
New +$151K
FDS icon
1207
Factset
FDS
$9.46B
$155K ﹤0.01%
338
+45
+15% +$19.1K
INCE
1208
Franklin Income Equity Focus ETF
INCE
$133M
$155K ﹤0.01%
2,664
-683
-20% -$38.2K
IOO icon
1209
iShares Global 100 ETF
IOO
$8.68B
$155K ﹤0.01%
1,561
+20
+1% +$1.93K
ARKK icon
1210
ARK Innovation ETF
ARKK
$5.74B
$155K ﹤0.01%
3,254
-840
-21% -$37.7K
FXL icon
1211
First Trust Technology AlphaDEX Fund
FXL
$2.49B
$154K ﹤0.01%
1,113
– –
GTLB icon
1212
GitLab
GTLB
$5.55B
$154K ﹤0.01%
2,992
+2,940
+5,654% +$147K
GTES icon
1213
Gates Industrial Corporation Ltd.
GTES
$6.72B
$154K ﹤0.01%
8,761
-16,311
-65% -$278K
NDAQ icon
1214
Nasdaq
NDAQ
$52.5B
$154K ﹤0.01%
2,104
+325
+18% +$22.2K
GRID
1215
First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund
GRID
$11.3B
$153K ﹤0.01%
1,203
+132
+12% +$15.8K
ALE
1216
DELISTED
Allete
ALE
$153K ﹤0.01%
2,380
+494
+26% +$31.5K
PJUN icon
1217
Innovator US Equity Power Buffer ETF June
PJUN
$951M
$152K ﹤0.01%
4,115
– –
VMI icon
1218
Valmont Industries
VMI
$9.61B
$151K ﹤0.01%
520
+12
+2% +$3.36K
CCC
1219
CCC Intelligent Solutions
CCC
$3.5B
$150K ﹤0.01%
13,600
+3,166
+30% +$34.2K
REYN icon
1220
Reynolds Consumer Products
REYN
$5.37B
$150K ﹤0.01%
4,826
+664
+16% +$19.7K
COKE icon
1221
Coca-Cola Consolidated
COKE
$12.4B
$150K ﹤0.01%
1,140
-120
-10% -$14.7K
IYR icon
1222
iShares US Real Estate ETF
IYR
$4.73B
$150K ﹤0.01%
1,468
+793
+117% +$76.4K
DCI icon
1223
Donaldson
DCI
$10.8B
$149K ﹤0.01%
2,024
+14
+0.7% +$1.01K
IPAR icon
1224
Interparfums
IPAR
$3.99B
$149K ﹤0.01%
1,149
+170
+17% +$21.3K
TTWO icon
1225
Take-Two Interactive
TTWO
$45.3B
$149K ﹤0.01%
966
+131
+16% +$19.9K
47 48
49
50 51

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2024 Portfolio in Review

As of Q3 2024, Principal Securities held 3,578 positions worth $4.14B, up 14% from $3.63B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $296M of net new capital in Q3 2024, opening 189 new positions and adding to 1,723 existing holdings. Its largest new stake was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.

By sector, the portfolio is most concentrated in Technology at 7.8% of assets, down from 8.4% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Russell Top 200 Growth ETF, an estimated $26.2M trimmed.

  • Principal Securities's largest Q3 2024 buy was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.
  • Principal Securities added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2024, an estimated $31.3M increase.
  • Principal Securities's biggest Q3 2024 reduction was iShares Russell Top 200 Growth ETF, cutting an estimated $26.2M.
  • Principal Securities fully exited Innovator Premium Income 40 Barrier ETF October in Q3 2024, selling an estimated $3.77M.
  • Principal Securities's ten largest holdings make up 22% of its $4.14B portfolio in Q3 2024.
  • Principal Securities opened 189 new positions and closed 144 in Q3 2024.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $4.14B.

Based on Principal Securities's 13F filing for Q3 2024, filed 28 Oct 2024.