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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+2.02%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.48B
AUM Growth
+$410M
Cap. Flow
+$322M
Cap. Flow %
4.96%
Top 10 Hldgs %
22.1%
Holding
3,741
New
9
Increased
908
Reduced
405
Closed
2,395

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$62.9M
2
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$22M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$19.8M
4
PIEQ
Principal International Equity ETF
PIEQ
+$19M
5
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$18.9M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$20.7M
2
PSET icon
Principal Exchange-Traded Funds Principal Quality ETF
PSET
+$18.7M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$11.6M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$11M
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$8.76M

Sector Composition

Rank Sector Weight
1 Technology 8.7%
2 Financials 4.45%
3 Consumer Discretionary 3.26%
4 Healthcare 3.17%
5 Communication Services 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IBTH icon
1176
iShares iBonds Dec 2027 Term Treasury ETF
IBTH
$2.25B
$275K ﹤0.01%
12,245
+211
+2% +$4.75K
SLNZ
1177
TCW Senior Loan ETF
SLNZ
$223M
$275K ﹤0.01%
5,933
-1,079
-15% -$50.3K
FDN icon
1178
First Trust Dow Jones Internet Index Fund ETF
FDN
$4.92B
$274K ﹤0.01%
1,018
+23
+2% +$6.3K
IHAK icon
1179
iShares Cybersecurity and Tech ETF
IHAK
$999M
$273K ﹤0.01%
5,666
– –
TSCO icon
1180
Tractor Supply
TSCO
$16.7B
$271K ﹤0.01%
5,416
-275
-5% -$14.8K
ITRI icon
1181
Itron
ITRI
$3.76B
$270K ﹤0.01%
2,910
-133
-4% -$14.5K
EMHC icon
1182
State Street SPDR Bloomberg Emerging Markets USD Bond ETF
EMHC
$282M
$269K ﹤0.01%
10,575
+6,651
+169% +$170K
BUFY
1183
FT Vest Laddered International Moderate Buffer ETF
BUFY
$140M
$269K ﹤0.01%
12,087
+4,106
+51% +$89.9K
ILMN icon
1184
Illumina
ILMN
$28.7B
$268K ﹤0.01%
2,046
+59
+3% +$6.93K
JGRO icon
1185
JPMorgan Active Growth ETF
JGRO
$9.33B
$267K ﹤0.01%
2,882
+453
+19% +$42.5K
KNG icon
1186
FT Vest S&P 500 Dividend Aristocrats Target Income ETF
KNG
$3.43B
$267K ﹤0.01%
5,438
-1,640
-23% -$80.4K
NEU icon
1187
NewMarket
NEU
$7.13B
$267K ﹤0.01%
388
+12
+3% +$9.16K
PSEP icon
1188
Innovator US Equity Power Buffer ETF September
PSEP
$842M
$267K ﹤0.01%
6,099
-2,066
-25% -$89.3K
CVE icon
1189
Cenovus Energy
CVE
$52.3B
$267K ﹤0.01%
15,752
-105
-0.7% -$1.82K
AGOX icon
1190
Adaptive Alpha Opportunities ETF
AGOX
$368M
$266K ﹤0.01%
9,328
-2,363
-20% -$71.4K
FERG icon
1191
Ferguson
FERG
$45.4B
$266K ﹤0.01%
1,194
-647
-35% -$155K
IBN icon
1192
ICICI Bank
IBN
$107B
$266K ﹤0.01%
8,911
-1,694
-16% -$52K
J icon
1193
Jacobs Solutions
J
$16B
$265K ﹤0.01%
2,002
-86
-4% -$12.6K
EELV icon
1194
Invesco S&P Emerging Markets Low Volatility ETF
EELV
$430M
$264K ﹤0.01%
9,612
+4,897
+104% +$132K
ZM icon
1195
Zoom
ZM
$26.7B
$263K ﹤0.01%
3,053
+230
+8% +$19.4K
TRMB icon
1196
Trimble
TRMB
$13B
$262K ﹤0.01%
3,346
+256
+8% +$20.4K
TRFM icon
1197
AAM Transformers ETF
TRFM
$241M
$262K ﹤0.01%
5,496
+762
+16% +$37K
WST icon
1198
West Pharmaceutical
WST
$23.3B
$262K ﹤0.01%
951
-51
-5% -$13.9K
NE icon
1199
Noble Corp
NE
$6.88B
$261K ﹤0.01%
9,244
-145
-2% -$4.28K
SPBO icon
1200
State Street SPDR Portfolio Corporate Bond ETF
SPBO
$2.1B
$261K ﹤0.01%
8,890
+216
+2% +$6.38K
46 47
48
49 50

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q4 2025 Portfolio in Review

As of Q4 2025, Principal Securities held 3,741 positions worth $6.48B, up 6.8% from $6.07B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $322M of net new capital in Q4 2025, opening 9 new positions and adding to 908 existing holdings. Its largest new stake was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 8.8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q4 2025 buy was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q4 2025, an estimated $62.9M increase.
  • Principal Securities's biggest Q4 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited Goldman Sachs ActiveBeta World Equity ETF in Q4 2025, selling an estimated $6.39M.
  • Principal Securities's ten largest holdings make up 22% of its $6.48B portfolio in Q4 2025.
  • Principal Securities opened 9 new positions and closed 2,395 in Q4 2025.
  • Principal Securities's portfolio value rose 6.8% quarter-over-quarter to $6.48B.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.