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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.11%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.14B
AUM Growth
+$507M
Cap. Flow
+$296M
Cap. Flow %
7.17%
Top 10 Hldgs %
22.42%
Holding
3,578
New
189
Increased
1,723
Reduced
908
Closed
144

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$31.3M
2
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$27.1M
3
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$25.4M
4
HDV
iShares Core High Dividend ETF
HDV
+$19.3M
5
PQDI
Principal Spectrum Preferred and Income ETF
PQDI
+$9.31M

Top Sells

Rank Stock Value
1
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$26.2M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$26.1M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.7M
4
BBJP icon
JPMorgan BetaBuilders Japan ETF
BBJP
+$9.44M
5
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$6.61M

Sector Composition

Rank Sector Weight
1 Technology 7.78%
2 Financials 4.3%
3 Consumer Discretionary 3.67%
4 Healthcare 3.64%
5 Industrials 2.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RECS icon
1076
Columbia Research Enhanced Core ETF
RECS
$5.9B
$214K 0.01%
6,318
+41
+0.7% +$1.34K
MZTI
1077
The Marzetti Company
MZTI
$2.95B
$214K 0.01%
1,212
+122
+11% +$22.5K
FLOT icon
1078
iShares Floating Rate Bond ETF
FLOT
$10.2B
$214K 0.01%
4,189
-1,546
-27% -$78.8K
POST icon
1079
Post Holdings
POST
$4.14B
$214K 0.01%
1,846
+264
+17% +$29.6K
ENV
1080
DELISTED
ENVESTNET, INC.
ENV
$214K 0.01%
3,411
+670
+24% +$41.8K
CNI icon
1081
Canadian National Railway
CNI
$78B
$213K 0.01%
1,821
-94
-5% -$11K
RSPN icon
1082
Invesco S&P 500 Equal Weight Industrials ETF
RSPN
$1.1B
$213K 0.01%
4,161
-598
-13% -$28.6K
HTGC icon
1083
Hercules Capital
HTGC
$2.95B
$212K 0.01%
10,774
– –
BKLN icon
1084
Invesco Senior Loan ETF
BKLN
$6.97B
$211K 0.01%
10,050
+5,083
+102% +$107K
DEM icon
1085
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.88B
$210K 0.01%
4,777
-149
-3% -$6.46K
SYF icon
1086
Synchrony
SYF
$24.5B
$210K 0.01%
4,211
+922
+28% +$44.6K
HAL icon
1087
Halliburton
HAL
$26.8B
$209K 0.01%
7,201
-7,751
-52% -$244K
CHX
1088
DELISTED
ChampionX
CHX
$209K 0.01%
6,936
+756
+12% +$23.9K
POCT icon
1089
Innovator US Equity Power Buffer ETF October
POCT
$957M
$209K 0.01%
5,356
+1,929
+56% +$74.4K
UTG icon
1090
Reaves Utility Income Fund
UTG
$3.64B
$208K 0.01%
6,348
+2,850
+81% +$83.9K
GNRC icon
1091
Generac Holdings
GNRC
$11.6B
$207K 0.01%
1,304
+437
+50% +$64.8K
HYGH icon
1092
iShares Interest Rate Hedged High Yield Bond ETF
HYGH
$591M
$206K 0.01%
2,391
-1,449
-38% -$123K
TTC icon
1093
Toro Company
TTC
$9.01B
$206K 0.01%
2,377
+243
+11% +$21.8K
FDD icon
1094
First Trust STOXX European Select Dividend Income Fund
FDD
$861M
$206K 0.01%
16,500
-1,219
-7% -$14.9K
SPTI icon
1095
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
$10.5B
$205K 0.01%
7,071
+3,124
+79% +$89.7K
QLYS icon
1096
Qualys
QLYS
$4.75B
$205K 0.01%
1,598
+144
+10% +$19K
MELI icon
1097
Mercado Libre
MELI
$92.3B
$205K 0.01%
100
-63
-39% -$119K
DD icon
1098
DuPont de Nemours
DD
$18.9B
$205K 0.01%
1,833
+330
+22% +$33.6K
ISCV icon
1099
iShares Morningstar Small-Cap Value ETF
ISCV
$692M
$204K ﹤0.01%
3,209
+564
+21% +$34.5K
STLD icon
1100
Steel Dynamics
STLD
$36.1B
$203K ﹤0.01%
1,613
+166
+11% +$20.2K
42 43
44
45 46

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CIA
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GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2024 Portfolio in Review

As of Q3 2024, Principal Securities held 3,578 positions worth $4.14B, up 14% from $3.63B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $296M of net new capital in Q3 2024, opening 189 new positions and adding to 1,723 existing holdings. Its largest new stake was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.

By sector, the portfolio is most concentrated in Technology at 7.8% of assets, down from 8.4% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Russell Top 200 Growth ETF, an estimated $26.2M trimmed.

  • Principal Securities's largest Q3 2024 buy was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.
  • Principal Securities added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2024, an estimated $31.3M increase.
  • Principal Securities's biggest Q3 2024 reduction was iShares Russell Top 200 Growth ETF, cutting an estimated $26.2M.
  • Principal Securities fully exited Innovator Premium Income 40 Barrier ETF October in Q3 2024, selling an estimated $3.77M.
  • Principal Securities's ten largest holdings make up 22% of its $4.14B portfolio in Q3 2024.
  • Principal Securities opened 189 new positions and closed 144 in Q3 2024.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $4.14B.

Based on Principal Securities's 13F filing for Q3 2024, filed 28 Oct 2024.