We are live on ! Find out more
PS

Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+2.02%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.48B
AUM Growth
+$410M
Cap. Flow
+$322M
Cap. Flow %
4.96%
Top 10 Hldgs %
22.1%
Holding
3,741
New
9
Increased
908
Reduced
405
Closed
2,395

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$62.9M
2
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$22M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$19.8M
4
PIEQ
Principal International Equity ETF
PIEQ
+$19M
5
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$18.9M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$20.7M
2
PSET icon
Principal Exchange-Traded Funds Principal Quality ETF
PSET
+$18.7M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$11.6M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$11M
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$8.76M

Sector Composition

Rank Sector Weight
1 Technology 8.7%
2 Financials 4.45%
3 Consumer Discretionary 3.26%
4 Healthcare 3.17%
5 Communication Services 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WTM icon
976
White Mountains Insurance
WTM
$5.43B
$449K 0.01%
216
+6
+3% +$11.7K
NDAQ icon
977
Nasdaq
NDAQ
$52.5B
$446K 0.01%
4,595
+313
+7% +$28.1K
SOFI icon
978
SoFi Technologies
SOFI
$21.7B
$446K 0.01%
17,028
+1,305
+8% +$36.4K
VLUE icon
979
iShares MSCI USA Value Factor ETF
VLUE
$9.38B
$445K 0.01%
3,258
+141
+5% +$18.5K
IBDT icon
980
iShares iBonds Dec 2028 Term Corporate ETF
IBDT
$4.05B
$445K 0.01%
17,465
+1,500
+9% +$38.2K
FID icon
981
First Trust Exchange-Traded Fund VI First Trust S&P International Dividend Aristocrats ETF
FID
$166M
$442K 0.01%
21,527
+613
+3% +$12.3K
ET icon
982
Energy Transfer Partners
ET
$68.5B
$441K 0.01%
26,772
-4,488
-14% -$74.7K
IJJ icon
983
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.87B
$441K 0.01%
3,352
+785
+31% +$102K
BRLN icon
984
BlackRock Floating Rate Loan ETF
BRLN
$53.2M
$441K 0.01%
8,535
-575
-6% -$29.7K
VTR icon
985
Ventas
VTR
$48.7B
$440K 0.01%
5,685
-138
-2% -$10.4K
WRB icon
986
W.R. Berkley
WRB
$28.1B
$440K 0.01%
6,271
-1,702
-21% -$125K
TGT icon
987
Target
TGT
$63.7B
$438K 0.01%
4,483
+191
+4% +$17.6K
IWN icon
988
iShares Russell 2000 Value ETF
IWN
$14.4B
$438K 0.01%
2,418
-49
-2% -$8.8K
TKO icon
989
TKO Group
TKO
$13.7B
$438K 0.01%
2,095
-114
-5% -$22.2K
GOCT icon
990
FT Vest US Equity Moderate Buffer ETF October
GOCT
$262M
$437K 0.01%
11,128
-1,864
-14% -$72.5K
GII icon
991
State Street SPDR S&P Global Infrastructure ETF
GII
$929M
$434K 0.01%
6,216
+679
+12% +$47.7K
MGV icon
992
Vanguard Mega Cap Value ETF
MGV
$13.3B
$433K 0.01%
3,064
+307
+11% +$42.7K
JBTM
993
JBT Marel
JBTM
$7.37B
$432K 0.01%
2,865
-41
-1% -$5.78K
PBR icon
994
Petrobras
PBR
$116B
$431K 0.01%
36,379
+7,910
+28% +$96.6K
FIXD icon
995
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.23B
$429K 0.01%
9,675
+532
+6% +$23.7K
KDP icon
996
Keurig Dr Pepper
KDP
$41B
$429K 0.01%
15,301
-873
-5% -$24K
BOCT icon
997
Innovator US Equity Buffer ETF October
BOCT
$283M
$428K 0.01%
8,650
+209
+2% +$10.2K
BIZD icon
998
VanEck BDC Income ETF
BIZD
$1.6B
$426K 0.01%
30,060
+15,166
+102% +$217K
CORP icon
999
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
$1.57B
$425K 0.01%
4,348
+21
+0.5% +$2.07K
FUL icon
1000
H.B. Fuller
FUL
$3.04B
$424K 0.01%
7,124
+547
+8% +$32.1K
38 39
40
41 42

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q4 2025 Portfolio in Review

As of Q4 2025, Principal Securities held 3,741 positions worth $6.48B, up 6.8% from $6.07B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $322M of net new capital in Q4 2025, opening 9 new positions and adding to 908 existing holdings. Its largest new stake was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 8.8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q4 2025 buy was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q4 2025, an estimated $62.9M increase.
  • Principal Securities's biggest Q4 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited Goldman Sachs ActiveBeta World Equity ETF in Q4 2025, selling an estimated $6.39M.
  • Principal Securities's ten largest holdings make up 22% of its $6.48B portfolio in Q4 2025.
  • Principal Securities opened 9 new positions and closed 2,395 in Q4 2025.
  • Principal Securities's portfolio value rose 6.8% quarter-over-quarter to $6.48B.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.